|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Units of National CineMedia, LLC | $ 0 | 03/28/2019 | A | 628,491 | (1) | (1) | Common Stock of National CineMedia, Inc. | 628,491 | $ 0 | 41,770,669 (2) | I | By Reporting Entities |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
REGAL ENTERTAINMENT GROUP 101 EAST BLOUNT AVENUE KNOXVILLE, TN 37920 |
X | X | ||
Regal CineMedia CORP 101 EAST BLOUNT AVENUE KNOXVILLE, TN 37920 |
X | X | ||
REGAL CINEMAS INC 101 EAST BLOUNT AVENUE KNOXVILLE, TN 37920 |
X | X | ||
Cineworld Group plc 101 EAST BLOUNT AVENUE KNOXVILLE, TN 37920 |
X | X |
REGAL ENTERTAINMENT GROUP By: Name: Vincent Fusco Title: Senior Vice President, Chief Financial Officer and Treasurer | 04/01/2019 | |
**Signature of Reporting Person | Date | |
REGAL CINEMEDIA HOLDINGS, LLC By: Name: Vincent Fusco Title: Senior Vice President, Chief Financial Officer and Treasurer | 04/01/2019 | |
**Signature of Reporting Person | Date | |
REGAL CINEMEDIA CORPORATION By: Name: Vincent Fusco Title: Senior Vice President, Chief Financial Officer and Treasurer | 04/01/2019 | |
**Signature of Reporting Person | Date | |
REGAL CINEMAS, INC. By: Name: Vincent Fusco Title: President, Chief Financial Officer and Treasurer | 04/01/2019 | |
**Signature of Reporting Person | Date | |
REGAL CINEMAS CORPORATION By: Name: Vincent Fusco Title: Senior Vice President, Chief Financial Officer and Treasurer | 04/01/2019 | |
**Signature of Reporting Person | Date | |
REGAL ENTERTAINMENT HOLDINGS, INC. By: Name: Vincent Fusco Title: Senior Vice President, Chief Financial Officer and Treasurer | 04/01/2019 | |
**Signature of Reporting Person | Date | |
CROWN INTERMEDIATE HOLDCO, INC. By: Name: Nisan Cohen Title: Board Director | 04/01/2019 | |
**Signature of Reporting Person | Date | |
CROWN UK HOLDCO LIMITED By: Name: Nisan Cohen Title: Board Director | 04/01/2019 | |
**Signature of Reporting Person | Date | |
CINEWORLD GROUP PLC By: Name: Nisan Cohen Title: Board Director & Chief Financial Officer | 04/01/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. |
(2) | The reported securities are owned directly by Regal Cinemas, Inc. and Regal CineMedia Holdings, LLC and indirectly by Regal CineMedia Corporation, Regal Cinemas Corporation, Regal Entertainment Holdings, Inc., Regal Entertainment Group, Crown Intermediate Holdco, Inc., Crown UK Holdco Limited and Cineworld Group plc. |