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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SMITH THOMAS W 323 RAILROAD AVENUE GREENWICH, CT 06830 |
X | Member of Section 13(d) Group | ||
VASSALLUZZO SCOTT J 323 RAILROAD AVENUE GREENWICH, CT 06830 |
X | Member of Section 13(d) Group | ||
IDOYA PARTNERS 323 RAILROAD AVENUE GREENWICH, CT 06830 |
Member of Section 13(d) Group | |||
PRESCOTT ASSOCIATES 323 RAILROAD AVENUE GREENWICH, CT 06830 |
Member of Section 13(d) Group | |||
PRESCOTT INTERNATIONAL PARTNERS 323 RAILROAD AVENUE GREENWICH, CT 06830 |
Member of Section 13(d) Group | |||
PRESCOTT INVESTORS PROFIT SHARING TRUST 323 RAILROAD AVENUE GREENWICH, CT 06830 |
Member of Section 13(d) Group |
/s/ Thomas W. Smith and Scott J. Vassalluzzo, individually and as general partners of Idoya Partners, Prescott Associates and Prescott International Partners and as trustees of Prescott Investors Profit Sharing Trust | 06/14/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by Idoya Partners, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Idoya Partners. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Idoya Partners is 323 Railroad Avenue, Greenwich, CT 06830. |
(2) | These shares are owned directly by Prescott Associates, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Prescott Associates. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Prescott Associates is 323 Railroad Avenue, Greenwich, CT 06830. |
(3) | These shares are owned directly by Prescott International Partners, a private investment limited partnership, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as general partners of Prescott International Partners. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective pecuniary interests in such shares under Rule 16a-1(a)(2)(ii)(B). The address for Prescott International Partners is 323 Railroad Avenue, Greenwich, CT 06830. |
(4) | These shares are owned directly by Prescott Investors Profit Sharing Trust, a member of a Section 13(d) Reporting Group, and indirectly by Thomas W. Smith and Scott J. Vassalluzzo as trustees of Prescott Investors Profit Sharing Trust. Messrs. Smith and Vassalluzzo disclaim beneficial ownership of these shares in excess of their respective interests in such shares under Rule 16a-8(b)(2). The address for Prescott Investors Profit Sharing Trust is 323 Railroad Avenue, Greenwich, CT 06830. |
Remarks: As of the date of this report, each of the Reporting Persons beneficially owns less than 10% of the outstanding shares of OCA, Inc., and is therefore no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to such shares. |