UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-qualified stock option | 01/31/2005(2) | 01/31/2014 | Common stock | 7,400 | $ 21.27 | D | Â |
Non-qualified stock option | 02/04/2006(2) | 02/04/2015 | Common stock | 6,360 | $ 27.49 | D | Â |
Stock Settled Stock Appreciation Right | 02/02/2007(2) | 02/02/2016 | Common stock | 8,630 | $ 28.68 | D | Â |
Stock Settled Stock Appreciation Right | 02/01/2008(2) | 02/01/2017 | Common Stock | 27,700 | $ 22.99 | D | Â |
Stock settled stock appreciation right | 01/31/2009(2) | 01/31/2018 | Common Stock | 54,560 | $ 15.27 | D | Â |
Stock settled stock appreciation right | 02/13/2010(2) | 02/13/2019 | Common stock | 70,661 | $ 2.17 | D | Â |
Stock settled stock appreciation right | 02/04/2011(2) | 02/04/2020 | Common stock | 43,026 | $ 7 | D | Â |
Stock settled stock appreciation right | 02/03/2013(2) | 02/03/2022 | Common stock | 36,064 | $ 8.84 | D | Â |
Stock settled stock appreciation right | 02/03/2012(2) | 02/02/2021 | Common stock | 29,734 | $ 10.3 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Southern William Bradley 414 UNION STREET NASHVILLE, TN 37129 |
 |  |  Senior Vice President |  |
/s/ Rebecca A Barckley for William Southern | 05/11/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 28,622 restricted shares which will vest 11,141 on 2/4/2013; 8,074 on 2/3/2014 and 9,407 on 2/2/2015. |
(2) | Award granted pursuant to Louisiana Pacific 1997 Incentive Stock Award plan. Such awards vest in equal thirds with the first such vesting on the date indicated and subsequent vestings on the annual anniversaries of such grants |