UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Empl Stk Option (Right to Buy) | 12/13/2005 | 12/13/2011 | Common Stock | 2,000 | $ 10.9125 | D | Â |
Empl Stk Option (Right to Buy) | 12/12/2005(2) | 12/12/2012 | Common Stock | 6,000 | $ 11.4025 | D | Â |
Empl Stk Option (Right to Buy) | 12/11/2005(3) | 12/11/2013 | Common Stock | 40,000 | $ 21.635 | D | Â |
Empl Stk Option (Right to Buy) | 12/09/2006(4) | 12/09/2014 | Common Stock | 16,000 | $ 28.3625 | D | Â |
Empl Stk Option (Right to Buy) | 12/08/2007(5) | 12/08/2015 | Common Stock | 65,000 | $ 40.405 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Keane Peter J 100 BLOOMFIELD HILLS PKWY, STE. 300 BLOOMFIELD HILLS, MI 48304 |
 |  |  SVP-Operations |  |
Peter J Keane | 01/10/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | Of the 6000 options, 3000 were exerciseable on 12/12/2005 and 3000 will be exerciseable on 12/12/2006. |
(3) | Of the 40000 options, 50% are exerciseable on 12/11/2005; 25% on 12/11/2006; and 25% on 12/11/2007. |
(4) | Of the 16000 options, 50% are exerciseable on 12/9/2006; 25% on 12/9/2007; and 25% on 12/9/2008. |
(5) | Of the 65000 options, 50% exerciseable on 12/8/2007; 25% on 12/8/2008 and 25% on 12/8/2009. |
(1) | Represents units of the Pulte Homes, Inc. Stock Fund (the Fund) of the Pulte Homes, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 115.599 shares of Pulte Homes, Inc. Common Stock held in the Fund as of 12/31/2005. |