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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase Common Stock | $ 12 | 06/15/2016 | M(1) | 630 | (3) | 10/11/2021 | Common Stock | 630 | $ 0 | 630 | D | ||||
Option to Purchase Common Stock | $ 12 | 06/15/2016 | M(1) | 474 | (4) | 05/02/2022 | Common Stock | 474 | $ 0 | 476 | D | ||||
Option to Purchase Common Stock | $ 14.54 | 06/15/2016 | M(1) | 1,146 | (5) | 10/11/2021 | Common Stock | 1,146 | $ 0 | 8,568 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Berman Mandy C/O BRIGHT HORIZONS FAMILY SOLUTIONS INC 200 TALCOTT AVENUE SOUTH WATERTOWN, MA 02472 |
EVP & CAO |
/s/ John Casagrande, as attorney in fact for Many Berman | 06/16/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These trades were made pursuant to a Rule 10b5-1 trading plan. |
(2) | This transaction was executed in multiple trades at prices ranging from $64.69 to $64.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(3) | On October 11, 2011, the reporting person was granted an option to purchase 3,150 shares of common stock in connection with the Issuer's option exchange program. The remaining 630 shares will be eligible to vest on October 11, 2016. |
(4) | On May 2, 2012, the reporting person was granted an option to purchase 2,374 shares of common stock in connection with the Issuer's option exchange program. The remaining 476 shares will be eligible to vest on May 2, 2017. |
(5) | On May 2, 2012, the reporting person was granted an option to purchase 24,284 shares of common stock in connection with the Issuer's option exchange program. Currently 3,710 shares are vested and the remaining 4,858 will be eligible to vest on October 11, 2016. |