0
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-K/A
AMENDMENT TO APPLICATION OR REPORT
Filed Pursuant to Section 13 or 15 (d) of
The Securities Exchange Act Of 1934
Eastman Kodak Company
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
The undersigned registrant hereby amends the following items, financial
statements, exhibits, or other portions of its Annual Report on Form 10-K for
the year ended December 31, 2001 as set forth below:
The exhibit listed below and attached hereto is hereby added to the
registrant's Annual Report on Form 10-K for the year ended December 31, 2001.
Exhibit
(99) Eastman Kodak Employees' Savings and Investment Plan Annual Report
on Form 11-K for the fiscal year ended December 30, 2001.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
Eastman Kodak Company
(Registrant)
Robert P. Rozek
Controller
Date: June 24, 2002
1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended December 30, 2001
-----------------
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
-------- --------
Commission file number 1-87
----------
A. Full title of the plan and the address of the plan, if
different from that of the issuer named below:
EASTMAN KODAK EMPLOYEES'
SAVINGS AND INVESTMENT PLAN
B. Name of the issuer of the securities held pursuant to the plan
and the address of its principal executive office:
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NEW YORK 14650
2
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT
DECEMBER 30, 2001
(a) Financial Statements Page No.
Report of Independent Accountants 3
Statement of Net Assets Available for Benefits 4
Statement of Changes in Net Assets Available
for Benefits 5
Notes to Financial Statements 6-26
(b) Schedules
I. Schedule of Assets (Held at End of Year) 27-59
II. Allocation of Net Assets Available for
Benefits to Investment Funds 60-73
III. Allocation of Changes in Net Assets
Available for Benefits to Investment Funds 74-94
(c) Exhibit
Consent of Independent Accountants 95
3
REPORT OF INDEPENDENT ACCOUNTANTS
To the Savings and Investment
Plan Committee and the Participants of the
Eastman Kodak Employees' Savings
and Investment Plan
In our opinion, the financial statements and related schedules
listed in the index appearing on page 2 of this Annual Report on
Form 11-K present fairly, in all material respects, the net
assets available for benefits of the Eastman Kodak Employees'
Savings and Investment Plan at December 30, 2001 and 2000, and
the changes in net assets available for benefits for each of the
three fiscal years in the period ended December 30, 2001, in
conformity with accounting principles generally accepted in the
United States of America. These financial statements are the
responsibility of the Plan's management; our responsibility is to
express an opinion on these financial statements based on our audits.
We conducted our audits of these statements in accordance with
auditing standards generally accepted in the United States of America,
which require that we plan and perform the audit to obtain reasonable
assurance about whether the financial statements are free of material
misstatement. An audit includes examining, on a test basis,
evidence supporting the amounts and disclosures in the financial
statements, assessing the accounting principles used and
significant estimates made by management, and evaluating the
overall financial statement presentation. We believe that our
audits provide a reasonable basis for our opinion.
PricewaterhouseCoopers LLP
Rochester, New York
June 14, 2002
4
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF NET ASSETS AVAILABLE FOR BENEFITS
(in thousands)
December 30,
---------------------
2001 2000
---- ----
ASSETS
Investments at Fair Value:
Eastman Kodak Company common stock $ 143,882 $ 210,625
Other common and preferred stocks 314,384 326,839
Mutual funds 847,917 1,054,230
Interest in common/collective
trusts (pooled) funds 502,331 570,358
U.S. government securities 299 246
Loans to participants 65,369 65,404
Investments at Contract Value:
Group annuity contracts 3,579,574 3,328,300
Other Assets:
Dividends and interest receivable 399 2,898
Participants' contributions receivable 81 389
Receivables for securities sold 679 1,449
---------- ----------
Total assets (cost: 2001 - $5,737,391
2000 - $5,771,424)
5,454,915 5,560,738
---------- ----------
LIABILITIES
Distributions payable to participants - 4,753
Payables for securities purchased 1,162 1,069
Accrued expenses 455 237
---------- ----------
Total liabilities 1,617 6,059
---------- ----------
Net assets available for benefits $5,453,298 $5,554,679
========== ==========
(See accompanying notes to financial statements)
5
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
(in thousands)
For the fiscal year ended December 30,
-------------------------------------------
2001 2000 1999
---- ---- ----
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 6,220 $ 9,164 $ 9,130
Other dividends 13,796 11,478 12,321
Interest 252,708 250,404 257,413
Net realized and unrealized
gains (losses) from investments (260,944) (405,784) 412,542
Employer contributions 13,413 10,503 -
Participants' contributions 206,491 205,796 321,042
---------- ---------- ----------
Total Additions 231,684 81,561 1,012,448
---------- ---------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (328,687) (454,466) (426,121)
Administrative expenses (4,378) (3,984) (6,336)
---------- ---------- ----------
Total Deductions 333,065 458,450 432,457
---------- ---------- ----------
(Decrease) increase in net assets (101,381) (376,889) 579,991
Net assets available for benefits
at beginning of year 5,554,679 5,931,568 5,351,577
---------- ---------- ----------
Net assets available for benefits
at end of year $5,453,298 $5,554,679 $5,931,568
========== ========== ==========
(See accompanying notes to financial statements)
6
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
NOTE 1: DESCRIPTION OF PLAN
General
The Eastman Kodak Employees' Savings and Investment Plan (the Plan or SIP) is
a defined contribution plan of a controlled group of corporations consisting
of Eastman Kodak Company and certain United States subsidiaries operating in
the United States (Kodak or the Company). The principal provisions of the
Plan are described below and are provided for general information purposes
only. Participants should refer to the Plan document for a more complete
description of the Plan's provisions. Regular full-time, regular part-time,
supplementary or conditional employees of Kodak are eligible to participate in
the Plan. Kodak Ambassadors, co-ops and special program employees are not
eligible to participate in the Plan. The Plan is subject to the Employee
Retirement Income Security Act of 1974.
The Plan is administered by the Savings and Investment Plan Committee (SIPCO),
which is the Plan Administrator and named fiduciary. The Trust, forming part
of the Plan, is administered by Boston Safe Deposit and Trust Company (Boston
Safe) (the Plan Trustee).
Plan Amendments and Other Changes
Effective February 1, 2001, the Acorn International Fund was replaced by the
Artisan International Fund. Participants in the Acorn International Fund had
the opportunity to elect to transfer their balance to the Artisan
International Fund. If no election was made, any account balance remaining as
of January 31, 2001 was automatically transferred to the Fixed Income Fund.
Transfers, deferrals and rollovers into the Acorn International Fund were not
allowed after November 30, 2000.
Effective April 1, 2000, the Newport Tiger Fund was replaced by the Matthews
Pacific Tiger Fund I. Participants in the Newport Tiger Fund had the
opportunity to elect to transfer their balance to the Matthews Fund.
If no election was made, any account balance remaining as of March 30, 2000
was automatically transferred to the Fixed Income Fund. Also effective April
1, 2000, participants transfering all or any portion of their account into
certain funds, were not able to transfer any portion of their account out of
those funds or reallocate among funds until the first business day following
the seventh calendar day of such transfer.
7
Effective January 1, 2000, the Company began to match SIP contributions for an
amount up to 3% of wages for employees who contributed up to 5% of their wages
to SIP and who also participated in the Cash Balance Plus portion of the Kodak
Retirement Income Plan. This matching contribution is allocated to one or
more of the funds in the same manner as the participant's elective
contributions are allocated on the date the match is received. Participants
are immediately vested in the SIP Company match but those funds cannot be used
for loans or hardship withdrawals.
Administrative Expenses
The Plan provides for the payment of certain administrative expenses by the
Trusts, including fees for investment advisors, the recordkeeper, the Plan
Trustee, attorneys and accountants. The recordkeeper was Hewitt Associates
through December 2001. Effective January 1, 2002, the recordkeeper is T. Rowe
Price Retirement Plan Services, Inc.
8
Contributions
The Plan includes a salary reduction provision allowing eligible Kodak
participants to defer up to a certain percentage of qualifying compensation as
defined in the Plan. The maximum deferral for Plan years 2001, 2000 and 1999
was limited to 20% of the aggregate of qualifying compensation and wage
dividend, but not more than the statutory limit of $10,500 for calendar years
2001 and 2000 and $10,000 for calendar year 1999. All contributions to the
Plan are immediately vested. Boston Safe invests participant and employer
contributions to the Plan into the investment funds described in Note 3, as
directed by the participant. Participants are eligible to make transfers
between investment funds on a daily basis.
Loans
The Plan Administrator may grant a loan to a participant provided that the
aggregate of the participant's outstanding loans will not exceed the lesser
of: 1) $50,000 less the highest outstanding loan balance during the previous
12 months, or 2) 50% of the current value of the participant's account
excluding any Company match funds. A new loan must be at least $1,000 and
repaid within four years of the date of the loan. In accordance with the Plan
provisions, the rate of interest is fixed at the discretion of the Plan
Administrator. Interest is charged at the lesser of the maximum legal rate or
the prime rate. The loans are secured by the balance in the participant's
account and bear interest at rates that range from 5.0% to 11.5%, which are
commensurate with local prevailing rates as determined by the Plan
administrator. (See Note 4.)
Distributions
Distributions from the Plan are made under the following circumstances:
1. Approval of hardship withdrawals is made by the Plan
Administrator or its designee. Hardship withdrawals will
only be granted a) in order to meet obligations relating to
the payment of substantial out-of-pocket medical (or dental)
bills for the participant, the participant's spouse or any of
the participant's dependents, b) for the purchase or construction
of a primary residence, c) for tuition, room and board or other
post-secondary educational expenses, or d) for payments to
prevent eviction/foreclosure.
2. Upon attaining age 59 1/2, a participant may elect to
receive a lump sum cash distribution from the Plan while
still actively employed.
3. Upon separation from service for any reason except death,
the full value of a participant's account is distributed as
a lump sum if the account balance is less than a certain amount
as defined in the Plan and the participant is not retirement
eligible. Otherwise, the full value of the account is distributed
when and as designated by the participant in a lump sum payment,
or in monthly or annual installments. If an appropriate
designation is not made by the participant, the account is paid
in a lump sum cash payment in February following the year the
participant turns age 65.
9
4. In the event of death, the value of a participant's account
is paid in a lump sum to a designated beneficiary, if any,
or to the decedent's estate, except that if there is a
surviving spouse, then the entire sum will be paid to such
spouse unless the spouse consents to the beneficiary
designation of the participant.
5. The Plan Trustee is authorized to honor "qualified
domestic relations orders" issued and served in accordance
with Section 414(p) of the Internal Revenue Code.
Participant Accounts
Each participant's account is credited with the participant's contribution,
the Company's contribution, if applicable, and an allocation of Plan earnings,
and charged with an allocation of administrative expenses. Allocations are
based on account balances, as defined. The benefit to which a participant is
entitled is the benefit that can be provided from the participant's vested
account.
Plan Termination
While Kodak expects to continue the Plan, it has the right to discontinue
contributions and amend or terminate the Plan at any time. In the event that
contributions to the Plan are discontinued, the Plan Trustee will continue to
administer the Trust. In the event of the termination of the Trust as a
result of or incident to termination of the Plan, the pro rata value of the
participants' accounts will be paid in accordance with the provisions of the
Plan.
NOTE 2: SUMMARY OF ACCOUNTING POLICIES
Basis of Accounting
The Plan operates on a fiscal year ending December 30.
The Plan's financial statements have been prepared on the accrual basis of
accounting. Distributions payable to participants are recorded when the
request for payment meeting the provisions of the Plan is received.
Investment Valuation and Income Recognition
The group annuity contracts are included in the financial statements at
contract value because they are fully benefit responsive. In aggregate, the
recorded value of the group annuity contracts approximates their fair value.
Interest rates on these contracts remain fixed and are not reset until a
contract matures. There are no minimum crediting interest rates under the
terms of the contracts. Interest in common/collective trusts (pooled) funds
reflects market values based upon the net asset value of the underlying funds.
Shares of mutual funds are valued at the net asset value of shares held by the
Plan at December 30. Fair values of all other investments are based upon
active market quotations on national exchanges, if available, at December 30,
or, if not available, upon amounts believed by the Plan Administrator to be
realizable at that time.
Purchases and sales of securities are recorded on a trade-date basis.
Interest income is recorded on the accrual basis. Dividends are recorded on
the ex-dividend date.
10
Use of Estimates
The preparation of financial statements in conformity with accounting
principles generally accepted in the United States of America requires
management to make estimates and assumptions that affect the reported amounts
of assets and liabilities and disclosure of contingent assets and liabilities
at year end and the reported amounts of revenues and expenses during the
reporting period. Actual results could differ from those estimates.
Risks and Uncertainties
Investment securities are exposed to various risks, such as interest rate and
market. Due to the level of risk associated with certain investments and the
level of uncertainty related to changes in the value of investments, it is at
least reasonably possible that changes in risk in the near term could have
materially affected participants' account balances and the amounts reported in
the statement of net assets available for benefits and the statement of
changes in net assets available for benefits.
Reclassifications
Certain account balances at December 30, 2000 have been reclassified to
conform to the 2001 presentation.
NOTE 3: INVESTMENTS
The Plan Trustee is not required to furnish a bond in connection with the
custody of investments or other assets of the Plan.
The Plan Trustee is authorized to keep any portion of any of the foregoing
funds in cash or liquid investments as it may deem advisable.
All dividends, interest or gains derived from investments in each Fund are
reinvested in the respective Fund by the Plan Trustee.
TIER I: TIME HORIZON FUNDS - All Time Horizon Funds are pre-mixed portfolios
of TIER II Funds.
5 to 8 Year Time Horizon Fund
This fund is designed for participants who expect to withdraw from the Plan
and use these funds relatively soon, or for participants who have a low
tolerance for volatility. The fund is broadly diversified, and has a 45/55
mix of equity and fixed income.
8 to 20 Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a reasonably long period of time, and/or for participants who are
willing to accept some volatility. The fund is broadly diversified, but has a
75/25 mix of equity and fixed income.
11
20 or More Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a long period of time, and/or for participants who are willing to
accept more volatility. The fund is broadly diversified in equities.
TIER II: CORE FUNDS
Fixed Income Fund
The fund's assets are invested primarily in contracts with insurance
companies. Effective annual yields on these contracts ranged between 3.72%
and 10.10% in 2001 and between 5.08% and 10.10% in 2000 and 1999, depending on
the date of the contribution, transfer or rollover. The blended rate of
return on the Fixed Income Fund was approximately 8.0% in 2001 and 7.6% in
2000 and 1999.
Lehman Brothers Aggregate Bond Index Fund
This fund is designed to duplicate the total return of the overall U.S. bond
market. It is composed of securities found in the Lehman Brothers
Government/Corporate Bond Index, Mortgage-Backed Securities Index, and Asset-
Backed Securities Index.
S&P 500 Large Stock Index Fund
This fund invests in all 500 stocks that compose the Standard & Poor's 500
Index.
Non-U.S. Stock Index Fund
This fund is composed of two indices: one covering securities from non-U.S.
developed countries (MSCI EAFE Index), and the other covering securities from
non-U.S. developing countries (MSCI Emerging Markets Free Index ex-Malaysia).
Russell 2000 Small Stock Index Fund
This fund is designed to replicate the returns of the Russell 2000 Index,
which represents the small company segment of the U.S. stock market. The
index consists of the 2,000 smallest securities of the largest 3,000 U.S.
stocks and is recognized as a standard measure of performance for the small
company segment of the U.S. stock market.
Kodak Stock Fund
This fund consists primarily of shares of Eastman Kodak Company common stock.
TIER III: MANAGED FUNDS
PIMCO Total Return Fund
This is an intermediate maturity bond fund with a total return orientation.
The average quality rating of bonds in the portfolio is investment grade,
including U.S. government, corporate, and mortgage-backed securities. Up to
10% of assets may be in "high yield," below investment grade bonds, and up
to 20% may be in foreign bonds of currencies other than the U.S. dollar but
generally hedged back to the dollar.
12
MSIF High Yield Fund
This is a corporate, credit sensitive bond fund seeking to provide a
combination of high current income and long-term total return. Securities
with high yields are usually rated below investment grade and are commonly
referred to as "junk bonds."
Fidelity Puritan Fund
This fund is a balanced fund of stocks and bonds managed to produce high
current income with preservation of capital and consideration for potential
growth of capital.
T. Rowe Price Equity Income Fund
This is a large company stock fund with a current income orientation. Its
goal is to provide substantial dividend income and long-term capital
appreciation.
Fidelity Growth and Income Fund
This is a large company stock fund managed with a value orientation. Its
goal is high total return through a combination of current income and capital
appreciation.
Putnam Investors Fund
This is a large company stock fund managed with a blended growth/value
orientation. Its goal is long-term growth of capital from a portfolio
primarily consisting of quality common stock.
Putnam Vista Fund
This is a mid-size company stock fund with a growth orientation. The goal is
above-average growth.
PBHG Growth Fund
This is a mid-size company stock fund with an aggressive growth orientation.
The fund's goal is capital appreciation.
T. Rowe Price Small-Cap Value Fund
This is a small company stock fund with a value orientation. The fund seeks
long-term capital growth.
Skyline Special Equity Fund
This is a small company stock fund with a value orientation. Its goal is
maximum capital appreciation. Between February 1, 1998 and April 8, 1999,
this fund was closed to transfers and rollovers but remained open to salary
and wage dividend deferrals.
13
Putnam OTC & Emerging Growth Fund
This is a small company fund with an aggressive growth orientation. The fund
seeks capital appreciation.
MSIF Value Fund
This is a multi-sized company stock fund with a value orientation. Its goal
is to provide above-average long-term total return consisting of both capital
appreciation and income.
RogersCasey Smaller Stock Fund
This fund is a multi-sized company stock fund, with a smaller sized company
orientation, utilizing a multiple manager approach. The fund seeks to provide
consistency of total returns over time through use of experienced investment
managers with a blend of growth, value, and benchmark-related styles.
MFS Institutional Research Fund
This is a multi-sized company stock fund with a blended growth/value
orientation. Its goal is long-term growth of capital and future income.
Putnam Voyager Fund
This is a multi-sized company stock fund with an aggressive growth
orientation. The fund seeks maximum growth.
Cohen & Steers Realty Fund
This is a specialty stock fund investing primarily in Real Estate Investment
Trusts. The fund seeks maximum total return through both current income and
capital appreciation.
First Eagle Fund of America
This is a specialty stock fund investing primarily in stocks of undervalued
companies that are being restructured to increase returns to shareholders.
The fund's goal is capital appreciation.
T. Rowe Price Blue Chip Growth Fund
This is a specialty stock fund investing primarily in stocks of large- and
mid-size companies that are "blue chip" - that is, high-quality growth
companies. The fund seeks long-term growth of capital; income is secondary.
T. Rowe Price New Era Fund
This is a specialty stock fund investing primarily in companies that own or
develop natural resources and other basic commodities intended to act as a
hedge against inflation. The fund seeks long-term capital appreciation.
14
T. Rowe Price Science & Technology Fund
This is an aggressive specialty stock fund investing in multi-sized companies
expected to benefit from scientific and technological progress. The fund
seeks long-term growth of capital.
Morgan Stanley Institutional International Equity Fund
This is an international stock fund investing primarily in developed countries
with a large company, value orientation. The fund seeks long-term capital
appreciation.
Russell International Stock Fund
This fund is an international stock fund using a multiple manager approach,
with 90% allocated to managers of stocks in developed markets and 10%
allocated to managers of stocks in emerging markets. The fund seeks to
provide consistency of total returns over time through use of experienced
investment managers with a blend of growth, value, and benchmark-related
styles.
Artisan International Fund (formerly Acorn International Fund)
This is an international stock fund with an all-markets approach, investing in
small- to mid-size companies with a value orientation primarily in developed
countries but also in emerging markets. The fund seeks long-term growth of
capital.
State Street Emerging Markets Index Fund
This is an indexed emerging markets stock fund, diversified across regions,
countries, and securities in the benchmark. The fund seeks maximum capital
appreciation. Between October 30, 1999 and March 31, 2000, this fund had been
closed to transfers and rollovers.
Templeton Developing Markets Fund
This is an emerging markets stock fund, diversified across regions and
countries, with a value orientation. The fund seeks long-term capital
appreciation. Between October 30, 1999 and March 31, 2000, this fund was
closed to transfers and rollovers.
Matthews Pacific Tiger Fund I (formerly Newport Tiger Fund)
This is an emerging markets stock fund with a regional focus on the Pacific
Basin excluding Japan. The fund seeks capital appreciation.
15
Scudder Latin America Fund
This is an emerging markets stock fund with a regional focus on Latin America.
The fund seeks long-term capital appreciation.
16
The number of participants in each fund was as follows:
December 30,
------------------
2001 2000
---- ----
5 to 8 Year Time Horizon Fund 1,246 1,300
8 to 20 Year Time Horizon Fund 2,061 2,225
20 or More Year Time Horizon Fund 2,235 2,456
Fixed Income Fund 38,706 38,484
Lehman Brothers Aggregate Bond Index Fund 2,180 1,184
S&P 500 Large Stock Index Fund 12,705 13,726
Non-U.S. Stock Index Fund 871 921
Russell 2000 Small Stock Index Fund 3,071 3,083
Kodak Stock Fund 13,280 14,420
PIMCO Total Return Fund 2,345 1,355
MSIF High Yield Fund 1,083 1,192
Fidelity Puritan Fund 4,597 4,620
T. Rowe Price Equity Income Fund 3,463 2,763
Fidelity Growth and Income Fund 4,615 4,603
Putnam Investors Fund 4,659 5,395
Putnam Vista Fund 4,786 5,477
PBHG Growth Fund 4,889 6,050
T. Rowe Price Small-Cap Value Fund 4,762 2,772
Skyline Special Equity Fund 2,372 2,019
Putnam OTC & Emerging Growth Fund 6,376 7,551
MSIF Value Fund 3,119 2,731
RogersCasey Smaller Stock Fund 10,560 11,111
MFS Institutional Research Fund 1,310 1,520
Putnam Voyager Fund 5,023 5,859
Cohen & Steers Realty Fund 1,618 1,543
First Eagle Fund of America 2,364 1,647
T. Rowe Price Blue Chip Growth Fund 4,453 4,760
T. Rowe Price New Era Fund 1,132 1,069
T. Rowe Price Science & Technology Fund 11,472 13,015
Morgan Stanley Institutional
International Equity Fund 3,485 3,584
Russell International Stock Fund 2,726 3,062
Artisan International Fund (Acorn International Fund) 1,076 628
State Street Emerging Markets Index Fund 525 583
Templeton Developing Markets Fund 861 991
Matthews Pacific Tiger Fund I (Newport Tiger Fund) 652 644
Scudder Latin America Fund 739 866
The total number of participants in the Plan was less than the sum of the
number of participants shown above because many participants invest in more
than one fund.
17
NOTE 4: LOANS TO PARTICIPANTS
The Plan Trustee makes loans to participants in accordance with Plan
provisions. A loan made to a participant of the Plan is accounted for as a
fund-to-fund transfer from the participant's investment account to a fund
known as the "Loan Fund." The Plan's receivables for participant loan notes
receivable are recorded as assets of the Loan Fund. As the loan is repaid,
both the principal and interest are allocated to fund(s) to which the
participant's current contributions are directed. The portion of the loan
payment representing principal is accounted for as a fund-to-fund transfer
from the Loan Fund to the participant's investment fund(s) and the portion of
the loan payment representing interest is accounted for as income in the same
fund(s). No plan participant benefits from the interest earned on a loan
other than the participant who originated the loan.
18
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 was:
(in thousands)
2001 2000 1999
------ ------ ------
5 to 8 Year Time Horizon Fund $ 36 $ 42 $ 37
8 to 20 Year Time Horizon Fund 83 96 97
20 or More Year Time Horizon Fund 66 81 64
Fixed Income Fund 2,854 2,424 2,478
Lehman Brothers Aggregate Bond Index Fund 33 8 8
S&P 500 Large Stock Index Fund 313 371 420
Non-U.S. Stock Index Fund 7 7 5
Russell 2000 Small Stock Index Fund 41 44 32
Kodak Stock Fund 232 266 360
PIMCO Total Return Fund 35 8 8
MSIF High Yield Fund 11 9 11
Fidelity Puritan Fund 75 72 108
T. Rowe Price Equity Income Fund 43 24 26
Fidelity Growth and Income Fund 62 65 75
Putnam Investors Fund 75 93 99
Putnam Vista Fund 59 64 24
PBHG Growth Fund 95 130 16
T. Rowe Price Small-Cap Value Fund 54 21 22
Skyline Special Equity Fund 34 19 30
Putnam OTC & Emerging Growth Fund 122 184 31
MSIF Value Fund 44 16 17
RogersCasey Smaller Stock Fund 300 310 436
MFS Institutional Research Fund 13 16 12
Putnam Voyager Fund 69 85 41
Cohen & Steers Realty Fund 26 13 4
First Eagle Fund of America 23 13 25
T. Rowe Price Blue Chip Growth Fund 49 59 58
T. Rowe Price New Era Fund 20 13 4
T. Rowe Price Science & Technology Fund 254 335 155
Morgan Stanley Institutional
International Equity Fund 28 26 31
Russell International Stock Fund 23 30 30
Artisan International Fund (Acorn
International Fund) 3 45 9
State Street Emerging Markets Index Fund 4 7 3
Templeton Developing Markets Fund 6 9 8
Matthews Pacific Tiger Fund I (Newport
Tiger Fund) 7 4 13
Scudder Latin America Fund 7 9 9
------ ------ ------
Total $5,206 $5,018 $4,806
====== ====== ======
The interest income from loans shown above is included in "interest" on the
Statement of Changes in Net Assets.
19
NOTE 5: NET REALIZED AND UNREALIZED GAINS (LOSSES) FROM INVESTMENTS
Components of net realized and unrealized gains (losses) from investments and
proceeds from sales of investments for the fiscal years ended on December 30
are:
(in thousands)
Unrealized Net Realized
Realized gains and Unrealized Proceeds
gains (losses) (losses) gains (losses) from
from from from sales of
investments investments investments investments
------------- ----------- -------------- -----------
2001
Kodak stock $ 2,371 $ (38,022) $ (35,651) $ 47,852
Other securities (56,649) (168,644) (225,293) 1,127,876
--------- --------- --------- ----------
$ (54,278) $(206,666) $(260,944) $1,175,728
========= ========= ========= ==========
2000
Kodak stock $ (13,395) $(110,131) $(123,526) $ 133,929
Other securities (169,938) (112,320) (282,258) 1,806,074
--------- --------- --------- ----------
$(183,333) $(222,451) $(405,784) $1,940,003
========= ========= ========= ==========
1999
Kodak stock $ 5,976 $ (29,640) $ (23,664) $ 203,097
Other securities 31,362 404,844 436,206 1,582,088
--------- --------- --------- ----------
$ 37,338 $ 375,204 $ 412,542 $1,785,185
========= ========= ========= ==========
Consistent with Department of Labor regulations, the components of net
realized and unrealized gains and losses from investments are calculated for
purposes of Form 5500 based on an investment's current value at the beginning
of the year, or acquisition cost if acquired during the year (revalued cost).
For purposes of determining realized gains and losses, the revalued costs of
investments sold are determined based upon a weighted average basis.
20
NOTE 6: UNIT VALUES AND PARTICIPANT UNITS
(in thousands, except per unit value data)
Following are the funds' month-end unit values and participants' units as calculated by the Trustee.
5 to 8 Year 8 to 20 Year 20 or More Year Lehman Brothers S&P 500 Large
Time Time Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
---------------- --------------- --------------- ----------------- --------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2001
----
Jan. 31 $14.9394 2,568 $15.2177 3,734 $15.2108 2,831 $20.7250 160,885 $13.2988 909 $32.5933 10,533
Feb. 28 14.4468 2,528 14.3369 3,694 14.0128 2,778 20.8394 161,014 13.4223 1,094 29.6184 10,449
Mar. 30 14.0639 2,414 13.6382 3,590 13.0626 2,752 20.9663 163,291 13.4912 1,570 27.7419 10,217
Apr. 30 14.5524 2,403 14.4085 3,533 14.0305 2,714 21.0890 162,442 13.4361 1,403 29.9033 10,267
May 31 14.6234 2,367 14.4350 3,534 14.0556 2,733 21.2172 162,449 13.5173 1,318 30.1060 10,216
June 29 14.5451 2,321 14.2469 3,525 13.8029 2,716 21.3415 162,217 13.5623 1,184 29.3706 10,176
July 31 14.5290 2,233 14.0481 3,470 13.4433 2,649 21.4689 162,239 13.8741 1,308 29.0820 10,071
Aug. 31 14.2834 2,173 13.6298 3,426 12.8958 2,619 21.5971 162,149 14.0317 1,466 27.2588 10,031
Sep. 28 13.7185 2,126 12.5981 3,255 11.5127 2,601 21.7218 163,806 14.1842 1,746 25.0520 9,784
Oct. 31 13.9497 2,093 12.8472 3,161 11.7782 2,600 21.8486 162,992 14.4893 1,991 25.5276 9,744
Nov. 30 14.3483 2,102 13.4803 3,129 12.5935 2,530 21.9728 161,477 14.2369 1,814 27.4845 9,688
Dec. 28 14.5089 2,080 13.7306 3,099 12.9387 2,532 22.2435 161,713 14.0775 1,649 28.0341 9,683
2000
----
Jan. 31 $14.3133 2,771 $15.3190 4,356 $15.9946 2,886 $19.2704 172,810 $11.7486 407 $32.9024 12,054
Feb. 29 14.4400 2,753 15.5611 4,225 16.3445 2,889 19.3821 169,953 11.8736 363 32.2633 11,547
Mar. 31 14.9055 2,754 16.1660 4,260 17.0441 3,112 19.5014 168,645 12.0087 371 35.4207 11,201
Apr. 28 14.6559 3,139 15.6631 4,242 16.3067 3,207 19.6226 167,869 11.9480 589 34.3662 11,319
May 31 14.5122 2,994 15.3692 4,209 15.8701 3,208 19.7442 167,204 11.9267 470 33.6561 11,183
June 30 14.8357 3,231 15.8326 4,204 16.4488 3,234 19.8622 165,999 12.1725 413 34.4839 11,028
July 31 14.7238 2,946 15.5093 4,196 15.9411 3,198 19.9853 165,598 12.2741 491 33.9386 10,940
Aug. 31 15.1623 3,167 16.1081 4,146 16.6975 3,146 20.1084 166,764 12.4572 557 36.0438 10,808
Sep. 29 14.8280 3,072 15.4323 4,045 15.6993 3,054 20.2283 165,669 12.5457 751 34.1459 10,714
Oct. 31 14.7932 2,831 15.2531 3,954 15.3888 2,915 20.3524 163,458 12.6371 633 34.0044 10,690
Nov. 30 14.3902 2,702 14.4757 3,948 14.2625 2,881 20.4731 161,737 12.8486 759 31.3312 10,707
Dec. 29 14.6074 2,651 14.7694 3,895 14.6059 2,841 20.5992 161,073 13.0880 786 31.4849 10,673
21
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MSIF High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
--------------- ---------------- ---------------- --------------- ---------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2001
----
Jan. 31 $12.9406 521 $14.5039 2,361 $16.0925 14,239 $13.7355 1,612 $12.3070 1,512 $21.8196 3,380
Feb. 28 11.9479 520 13.5603 2,362 16.7431 13,868 13.8672 1,922 12.3404 1,313 21.4870 3,417
Mar. 30 11.0781 523 12.8991 2,316 14.9273 13,650 13.9186 2,247 11.7384 1,135 20.8731 3,386
Apr. 30 11.8601 520 13.9057 2,332 16.2282 13,274 13.7953 2,052 11.4221 1,222 21.6469 3,412
May 31 11.4988 512 14.2345 2,346 17.7627 12,797 13.8508 1,853 11.5427 1,080 22.0627 3,424
June 29 11.0469 510 14.7504 2,359 17.5250 12,637 13.8856 1,623 11.1976 1,015 21.6310 3,412
July 31 10.7888 507 13.9434 2,338 16.3112 12,615 14.3734 1,874 11.1993 1,062 21.7463 3,416
Aug. 31 10.5301 511 13.4928 2,280 16.9681 12,461 14.5395 2,087 11.2342 1,014 21.1983 3,395
Sep. 28 9.4039 504 11.6652 2,183 12.5815 12,937 14.7923 2,270 10.1721 975 20.1568 3,356
Oct. 31 9.6486 496 12.3405 2,196 9.9982 12,891 15.1043 2,744 10.3542 1,007 20.4546 3,309
Nov. 30 10.0623 499 13.2877 2,209 11.7500 13,018 14.8895 2,230 10.7189 1,417 21.1589 3,292
Dec. 28 10.1222 501 14.2424 2,288 11.8312 12,520 14.7295 2,019 10.7060 1,208 21.4151 3,264
2000
----
Jan. 31 $14.4818 681 $13.9815 2,074 $21.5389 17,217 $12.0219 685 $12.6229 1,106 $19.5946 4,174
Feb. 29 14.8314 671 16.2818 2,373 20.1454 16,368 12.1693 667 12.7399 1,095 18.9830 3,934
Mar. 31 15.3361 610 15.2094 2,621 19.1315 15,837 12.3473 715 12.5931 1,090 20.0213 3,768
Apr. 28 14.4853 599 14.3024 2,576 19.6663 14,915 12.3160 1,412 12.5408 1,128 20.0210 3,655
May 31 14.0998 597 13.4733 2,525 21.1016 14,897 12.3112 1,206 12.1802 1,036 20.1586 3,546
June 30 14.6312 588 14.6182 2,573 21.0186 14,600 12.5651 842 12.4954 1,106 20.1361 3,517
July 31 13.9621 578 14.1639 2,498 19.4570 14,862 12.6850 925 12.4008 1,037 20.2212 3,460
Aug. 31 14.0845 578 15.2364 2,431 22.1114 13,424 12.8842 1,156 12.4625 997 20.9049 3,437
Sep. 29 13.3368 573 14.7869 2,384 14.9744 15,831 12.9336 1,206 12.1530 979 21.0194 3,409
Oct. 31 12.9439 556 14.1397 2,406 16.3784 16,123 13.0153 1,094 11.7270 963 21.3309 3,393
Nov. 30 12.3594 555 12.6952 2,412 15.5068 15,358 13.2672 1,753 10.9610 935 20.8629 3,394
Dec. 29 12.7703 534 13.7799 2,441 14.5834 14,919 13.5398 1,882 11.3719 1,141 21.5904 3,367
22
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
---------------- ---------------- --------------- --------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2001
----
Jan. 31 $16.4573 2,081 $17.4906 3,670 $18.4759 3,786 $21.0315 3,449 $15.3233 4,549 $13.8141 2,291
Feb. 28 16.2202 2,191 16.6282 3,629 16.3813 3,688 17.3575 3,262 11.9082 4,240 13.9050 2,544
Mar. 30 15.7897 2,277 15.7765 3,630 14.9283 3,625 14.3374 3,095 10.1238 4,054 13.6950 2,583
Apr. 30 16.2963 2,359 16.6958 3,719 16.2963 3,580 16.7036 3,141 12.0060 4,044 14.9196 2,827
May 31 17.0280 2,467 16.9194 3,737 16.3205 3,577 16.5636 3,149 11.8149 4,035 15.6754 3,115
June 29 16.6981 2,525 16.6901 3,820 15.8959 3,539 16.2203 3,177 11.9448 4,030 15.9406 3,311
July 31 16.7648 2,611 16.5286 3,746 15.2898 3,475 14.7562 3,098 10.8494 3,948 15.7439 3,564
Aug. 31 16.4735 2,681 15.7711 3,687 14.0785 3,417 13.5414 3,074 9.6191 3,830 15.4212 3,567
Sep. 28 15.3133 2,556 15.0783 3,619 12.7703 3,347 11.0036 2,977 8.2026 3,659 14.2380 3,172
Oct. 31 15.3058 2,569 15.1460 3,660 13.0601 3,296 12.0301 2,952 8.6446 3,646 14.8319 3,307
Nov. 30 16.2209 2,581 15.9331 3,676 14.1245 3,256 13.3212 3,006 9.2497 3,629 15.4259 3,507
Dec. 28 16.6181 2,605 16.1896 3,685 14.2812 3,242 14.0520 3,001 9.6591 3,585 16.4136 3,744
2000
----
Jan. 31 $13.6470 1,778 $17.2656 4,115 $21.5391 4,085 $21.1776 2,282 $18.8153 2,951 $11.1211 1,861
Feb. 29 12.5407 1,682 16.8058 3,795 21.9557 3,998 26.2371 2,598 25.5228 4,400 11.6286 1,757
Mar. 31 13.9444 1,694 18.1643 3,660 23.7313 4,037 26.3341 3,072 23.3260 5,311 11.5713 1,710
Apr. 28 14.0641 1,974 17.8069 3,695 22.1934 4,046 24.3029 3,034 19.6756 4,848 11.8060 1,772
May 31 14.7239 1,946 17.5609 3,675 21.2633 4,090 22.3685 3,069 17.8522 4,822 11.7677 1,820
June 30 13.9660 1,792 18.2023 3,676 22.3953 4,121 25.2265 3,198 21.3429 5,197 12.2562 1,875
July 31 14.1407 1,710 18.0173 3,647 22.0255 4,103 23.6935 3,294 19.8532 5,007 12.2814 1,984
Aug. 31 14.8403 1,713 18.9057 3,657 23.7772 4,111 26.7095 3,349 23.4072 5,054 13.0238 2,067
Sep. 29 14.9260 1,700 18.4404 3,635 22.0725 4,075 26.2956 3,493 21.4927 4,897 13.1188 2,178
Oct. 31 15.6656 1,772 18.5426 3,657 21.1305 4,005 24.2641 3,562 19.6409 5,012 12.7505 2,247
Nov. 30 15.5078 1,949 17.5589 3,664 18.4606 3,958 19.2408 3,632 14.1647 4,940 12.3822 2,215
Dec. 29 16.2467 1,957 17.7094 3,672 18.7302 3,918 20.8136 3,552 14.4894 4,812 13.3942 2,252
23
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Putnam OTC MSIF RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2001
----
Jan. 31 $14.3410 1,469 $14.3006 5,294 $14.8302 2,498 $47.5652 7,326 $18.3167 896 $19.9465 3,595
Feb. 28 13.7346 1,699 9.7598 4,841 14.4748 2,640 44.9527 7,301 16.0685 866 17.5267 3,502
Mar. 30 13.3394 1,555 7.5930 4,638 14.1001 2,600 42.8075 7,196 14.5697 839 16.0433 3,371
Apr. 30 13.9253 1,459 9.4019 5,142 15.0243 2,671 46.7984 7,158 16.0687 842 17.5017 3,364
May 31 14.5113 1,490 9.1757 5,123 15.3425 2,709 48.4097 7,141 15.8668 847 17.4934 3,333
June 29 15.1237 1,574 9.1470 5,172 15.0044 2,716 49.7061 7,114 15.3040 831 17.1030 3,302
July 31 15.0003 1,634 8.1952 5,154 15.1967 2,765 48.6854 7,094 14.7412 804 16.6298 3,223
Aug. 31 14.9519 1,724 7.1115 4,783 14.7998 2,820 47.1618 7,062 13.6454 793 15.3944 3,173
Sep. 28 12.7374 1,555 5.4911 4,441 13.3306 2,571 40.6258 6,951 12.3478 770 13.9022 3,103
Oct. 31 13.6154 1,540 6.1406 4,499 13.3519 2,254 42.1924 6,891 12.7074 762 14.1583 3,030
Nov. 30 14.5683 1,595 6.9597 5,033 14.3202 2,479 45.7488 6,796 13.6288 757 15.3174 3,008
Dec. 28 15.3985 1,663 7.3077 4,813 14.9318 2,475 48.8415 6,787 13.8932 754 15.5796 2,981
2000
----
Jan. 31 $10.4531 997 $27.8730 4,473 $10.6832 1,198 $40.2474 8,120 $17.4053 758 $23.0378 3,370
Feb. 29 10.2347 888 35.9490 5,535 10.0099 1,105 43.4365 7,940 18.5156 735 25.6822 3,602
Mar. 31 11.2428 861 30.4363 5,477 11.5367 1,301 45.5371 7,818 19.9686 880 26.2152 3,846
Apr. 28 11.3448 864 21.5632 5,104 12.1437 1,681 44.4006 7,725 19.1769 844 23.8031 3,866
May 31 11.2968 871 18.7794 5,380 11.8488 1,464 43.0696 7,663 18.5858 835 22.2473 3,848
June 30 11.6646 817 24.0580 5,592 11.0308 1,250 45.6066 7,624 19.5189 842 23.9975 3,905
July 31 12.0323 905 22.1595 5,649 11.3816 1,212 45.6604 7,599 19.2708 844 23.2082 3,895
Aug. 31 12.6044 977 25.0285 5,340 12.1160 1,241 49.3937 7,621 21.1491 930 25.1688 3,884
Sep. 29 12.6178 1,012 22.3924 4,676 12.2685 1,279 48.0000 7,622 19.9672 928 23.2075 3,794
Oct. 31 12.5018 967 19.1135 5,566 13.3708 1,538 46.7278 7,535 19.3407 905 22.2379 3,791
Nov. 30 12.1065 1,017 12.0678 5,488 13.1984 1,796 42.7728 7,466 17.1666 888 19.6007 3,787
Dec. 29 13.4554 1,110 13.3492 5,334 14.1868 2,039 45.7690 7,395 17.5818 879 19.8140 3,750
24
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Cohen T. Rowe Price T. Rowe Price Morgan Stanley
& Steers First Eagle Blue Chip T. Rowe Price Science & Institutional
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund Int'l. Equity Fund
--------------- --------------- --------------- ---------------- --------------- ------------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2001
----
Jan. 31 $12.9031 1,198 $18.0321 1,007 $19.0093 3,467 $14.0631 538 $21.0024 10,882 $17.1988 3,331
Feb. 28 12.6760 1,054 17.7197 1,049 16.9814 3,416 14.2346 571 14.2725 10,628 16.7376 3,327
Mar. 30 12.5499 998 17.0189 1,037 15.5297 3,311 13.9211 625 11.6131 10,697 15.7761 3,281
Apr. 30 12.9266 940 18.0066 1,065 17.0921 3,377 15.1629 723 15.1379 11,049 16.5707 3,284
May 31 13.0797 923 18.8254 1,132 17.2197 3,373 15.4172 763 14.2671 11,083 16.4234 3,255
June 29 13.7789 1,096 18.8160 1,204 16.7867 3,355 14.0443 679 13.5688 11,180 16.2166 3,235
July 31 13.4596 1,050 18.9501 1,288 16.3593 3,329 14.0968 611 12.6451 10,943 15.9902 3,223
Aug. 31 13.8787 1,255 18.8141 1,364 15.2117 3,260 13.7650 589 10.6145 11,027 15.9697 3,223
Sep. 28 13.1869 1,023 17.0660 1,258 14.1252 3,187 12.3275 513 8.1020 10,547 14.9978 3,119
Oct. 31 12.7401 998 17.6137 1,262 14.6729 3,194 13.1132 511 9.5121 10,980 15.1343 3,120
Nov. 30 13.3362 945 18.4230 1,297 15.8242 3,185 13.0357 497 10.9955 11,098 15.6338 3,106
Dec. 28 13.6281 974 18.7514 1,324 16.2388 3,151 13.8078 477 11.2043 10,976 15.7763 3,109
2000
----
Jan. 31 $10.0425 575 $16.3653 1,216 $18.6304 3,118 $11.3106 276 $26.8071 9,554 $15.0393 3,519
Feb. 29 9.7913 499 16.2643 1,098 18.8257 3,074 10.8393 258 32.1034 9,851 14.9734 3,385
Mar. 31 10.3143 491 16.6911 1,041 20.4564 3,208 12.2413 332 31.6355 10,348 16.0368 3,252
Apr. 28 10.6773 703 15.9200 992 19.8312 3,322 12.3616 440 28.2172 10,335 15.8566 3,180
May 31 10.7804 789 16.0286 957 19.3965 3,292 13.1556 857 24.8338 10,419 16.3883 3,252
June 30 11.1670 881 16.1792 943 20.5665 3,380 12.5967 611 27.5886 10,554 17.3371 3,342
July 31 12.2521 1,710 16.0449 917 20.1690 3,436 12.4103 389 26.3730 10,182 16.8868 3,318
Aug. 31 11.8450 1,176 16.6981 898 21.8736 3,591 13.3794 510 31.3392 9,948 16.9111 3,295
Sep. 29 12.3747 1,296 16.5386 886 20.7719 3,561 13.2588 497 27.5559 9,810 16.3627 3,230
Oct. 31 11.8032 1,020 16.8149 881 20.3002 3,541 12.9462 428 25.3299 10,347 16.4769 3,209
Nov. 30 12.0802 1,020 16.5968 920 18.3356 3,571 12.7654 428 18.4187 10,556 16.5749 3,216
Dec. 29 12.8857 1,338 17.2808 918 18.7545 3,544 14.3697 508 18.6578 10,579 17.5422 3,243
25
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
Russell Artisan State Street Templeton Matthews
International International Emerging Mkts. Developing Pacific Scudder Latin
Stock Fund Fund Index Fund Markets Fund Tiger Fund I America Fund
---------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
2001
----
Jan. 31 $16.4153 2,130 $17.0036 477 $ 7.8050 351 $ 7.8477 788 $ 8.2241 893 $12.0167 537
Feb. 28 15.3599 2,094 16.0339 631 7.1559 341 7.2634 743 7.8055 888 11.0793 492
Mar. 30 14.2634 2,072 14.7796 657 6.4383 341 6.5836 726 7.0113 666 10.3526 458
Apr. 30 15.2456 2,049 15.5382 684 6.7550 303 6.8832 699 7.5664 691 10.8159 500
May 31 14.8580 2,031 15.2130 730 6.8185 287 7.1361 709 7.6773 637 11.3319 458
June 29 14.3942 2,012 15.1194 729 6.6623 289 7.1025 726 7.4635 671 11.4051 453
July 31 13.9819 1,987 14.9096 735 6.2326 279 6.6628 683 7.0276 507 10.7148 437
Aug. 31 13.6725 1,969 14.7230 759 6.1495 276 6.6758 692 6.7540 582 10.3246 434
Sep. 28 12.0943 1,948 12.9884 740 5.1766 278 5.8168 704 5.8486 553 8.9184 412
Oct. 31 12.4366 1,936 13.4212 752 5.4906 283 5.9895 644 6.1728 450 9.1548 389
Nov. 30 13.0646 1,901 13.7572 742 6.0590 360 6.3552 643 7.1034 539 9.7335 397
Dec. 28 13.1668 1,892 14.1992 747 6.4767 357 6.5831 642 7.4855 611 10.6151 402
2000
----
Jan. 31 $18.2159 2,500 $20.2668 1,280 $10.1697 438 $ 9.8426 893 $ 9.5491 661 $11.7454 600
Feb. 29 19.3155 2,764 23.5250 1,259 10.3897 394 9.4788 829 9.8702 605 12.4397 592
Mar. 31 19.3266 2,513 22.7992 1,206 10.2117 344 9.5791 766 10.3034 253 12.8379 555
Apr. 28 18.0958 2,380 20.1450 1,593 9.3971 324 8.7763 747 9.2151 461 11.4533 499
May 31 17.5467 2,365 18.6478 1,597 8.9862 323 8.1062 738 8.6597 499 10.6906 502
June 30 18.3800 2,337 19.5656 1,619 9.2094 318 8.7030 734 9.5750 455 12.0747 487
July 31 17.6558 2,324 19.3208 1,652 8.7198 309 8.3582 703 9.3127 444 12.0550 544
Aug. 31 17.8672 2,289 19.7557 1,631 8.7689 289 8.5104 698 9.3426 459 12.4676 542
Sep. 29 16.8709 2,223 18.7479 1,599 8.0185 267 7.6612 707 8.4745 416 11.5981 488
Oct. 31 16.2544 2,187 17.3527 1,470 7.3943 273 7.0177 684 7.6263 506 11.0442 474
Nov. 30 15.7088 2,169 15.9401 1,336 6.7000 276 6.6462 676 7.1722 386 10.0339 463
Dec. 29 16.3113 2,173 16.2738 1,242 6.8401 275 7.0308 667 6.9485 488 10.6686 445
26
NOTE 7: SIGNIFICANT INVESTMENTS
The following table represents investments having a value equal to or greater
than 5% of net assets at December 30, 2001 and 2000:
(in thousands)
Principal Fair or
Maturity Interest Amount or Contract
Investment Date Rate Shares/Units Cost Value
---------- ---------- -------- ------------ ---- --------
2001
John Hancock Mutual
Life Ins. GAC #15187 04/01/2011 6.79% $385,557 $385,557 $387,785
Principal Mutual Life
Ins. #4-20445-2 11/15/2007 7.7% 489,633 489,633 492,462
-------- --------
TOTAL $875,190 $880,247
======== ========
2000
Principal Mutual Life
Ins. #4-20445-2 11/15/2007 7.7% $454,627 $454,627 $457,400
Kodak S&P 500 Fund N/A N/A 12,328 311,192 388,228
-------- --------
TOTAL $765,819 $845,628
======== ========
NOTE 8: FEDERAL INCOME TAX STATUS
In June 1998, the Plan received a favorable tax determination letter from the
Internal Revenue Service (IRS) in which the IRS stated that the Plan is in
compliance with the applicable requirements of the Internal Revenue
Code. The Plan has been amended since receiving such letter. The Plan
Administrator and the Plan's tax counsel believe that the Plan is currently
designed and being operated in compliance with the applicable requirements of
the Internal Revenue Code. Therefore, no provision for income taxes has been
included in the Plan's financial statements. On June 1, 1999, the Plan
Administrator applied for a new determination letter prompted by a series of
changes in the IRS Code that affect qualified retirement plans. The Plan
Administrator believes the Plan is designed and is currently being operated in
compliance with the applicable requirements of the Code.
27
Schedule I
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
5 TO 8 YEAR TIME HORIZON FUND
Kodak GIC Fund 375 $ 7,636 $ 8,224
Kodak Russell 2000 Fund 113 1,531 1,611
Kodak EAFE Equity Index 223 2,851 2,401
Kodak Lehman Aggregate Fund 578 7,473 8,168
Kodak S&P 500 Fund 327 9,925 9,193
Kodak Emerging Mkts. Index 99 691 643
-------- --------
Total $ 30,107 $ 30,240
======== ========
Percent of Net Assets 0.6%
8 TO 20 YEAR TIME HORIZON FUND
Kodak GIC Fund 238 $ 4,484 $ 5,215
Kodak Russell 2000 Fund 315 3,977 4,486
Kodak EAFE Equity Index 778 9,733 8,358
Kodak Lehman Aggregate Fund 367 4,446 5,171
Kodak S&P 500 Fund 608 16,784 17,069
Kodak Emerging Mkts. Index 345 2,502 2,237
-------- --------
Total $ 41,926 $ 42,536
======== ========
Percent of Net Assets 0.8%
20 OR MORE YEAR TIME HORIZON FUND
Kodak Russell 2000 Fund 361 $ 4,751 $ 5,142
Kodak EAFE Equity Index 744 9,738 7,987
Kodak S&P 500 Fund 582 17,023 16,310
Kodak Emerging Mkts. Index 528 3,957 3,418
-------- --------
Total $ 35,469 $ 32,857
======== ========
Percent of Net Assets 0.6%
28
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
FIXED INCOME FUND
Group Annuity Contracts
Aetna Life Insurance Co. 01/02/02-04/01/03 6.72%- 8.50% $ 132,341
Bankers Trust 12/31/02 7.58% 145,827
CDC Capital 03/31/04 6.21% 63,258
John Hancock Mutual Life
Insurance Co. 10/03/02-04/01/11 6.21%-10.10% 733,181
Metropolitan Life Insurance Co. 1/12/02-01/15/08 5.08%- 7.34% 282,387
Monumental Life Insurance Co. 02/15/06 5.72% 97,993
New York Life Insurance Co. 12/31/04-10/01/07 7.15%- 8.39% 315,007
NISA/AEGON 10/01/75 3.72% 155,435
Principal Mutual Life
Insurance Co. 11/23/03-11/01/08 6.31%- 7.70% 985,280
The Prudential Life Insurance
Co. of America 12/31/03-10/02/06 7.75%- 7.97% 568,452
Travelers Insurance Company 07/01/10 7.60% 86,974
----------
Total $3,566,135
==========
Percent of Net Assets 65.4%
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $28,903 $ 28,903 $ 28,903
======== ========
Percent of Net Assets 0.5%
LEHMAN BROTHERS AGGREGATE BOND
INDEX FUND
Kodak Lehman Aggregate Fund 1,648 $ 22,667 $ 23,207
======== ========
Percent of Net Assets 0.4%
29
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
S&P 500 LARGE STOCK INDEX FUND
Kodak S&P 500 Fund 9,689 $241,952 $271,649
======== ========
Percent of Net Assets 5.0%
NON-U.S. STOCK INDEX FUND
Kodak EAFE Equity Index 420 $ 6,050 $ 4,509
Kodak Emerging Mkts. Index 83 666 537
-------- --------
Total $ 6,716 $ 5,046
======== ========
Percent of Net Assets 0.1%
RUSSELL 2000 SMALL STOCK INDEX
FUND
Kodak Russell 2000 Fund 2,271 $ 30,649 $ 32,343
======== ========
Percent of Net Assets 0.6%
KODAK STOCK FUND
Eastman Kodak Company Common
Stock 4,721 $265,969 $143,882
======== ========
Percent of Net Assets 2.6%
Common/Collective Trust
TBC Inc. Daily Liquidity Fund $ 4,373 $ 4,373 $ 4,373
======== ========
Percent of Net Assets 0.1%
PIMCO TOTAL RETURN FUND
PIMCO Funds Pac.
Investment Mgmt. Ser. 2,911 $ 31,252 $ 30,278
======== ========
Percent of Net Assets 0.6%
30
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
MSIF HIGH YIELD FUND
MSIF High Yield
Portfolio 2,339 $ 14,407 $ 13,168
======== ========
Percent of Net Assets 0.2%
FIDELITY PURITAN FUND
Fidelity Puritan Tr
Puritan Fund 3,948 $ 70,606 $ 69,960
======== ========
Percent of Net Assets 1.3%
T. ROWE PRICE EQUITY INCOME FUND
T. Rowe Price Equity
Income Fund 1,817 $ 44,694 $ 43,269
======== ========
Percent of Net Assets 0.8%
FIDELITY GROWTH AND INCOME FUND
Fidelity Securities Fund
Growth & Income Portfolio 1,583 $ 64,909 $ 59,682
======== ========
Percent of Net Assets 1.1%
PUTNAM INVESTORS FUND
Putnam Investors Fund Inc.
CL 3,922 $ 58,879 $ 46,280
======== ========
Percent of Net Assets 0.8%
PUTNAM VISTA FUND
Putnam Vista Fund Inc. CL 4,687 $ 70,650 $ 42,323
======== ========
Percent of Net Assets 0.8%
31
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
PBHG GROWTH FUND
PBHG Funds Inc. Growth Fund 1,666 $ 67,497 $ 34,561
======== ========
Percent of Net Assets 0.6%
T. ROWE PRICE SMALL-CAP VALUE
FUND
T. Rowe Price Small Cap. Value
Fund Inc. Cap. Stk. 2,679 $ 56,138 $ 61,021
======== ========
Percent of Net Assets 1.1%
SKYLINE SPECIAL EQUITY FUND
Skyline Fund Special
Equities Portfolio 1,134 $ 23,086 $ 25,639
======== ========
Percent of Net Assets 0.5%
PUTNAM OTC & EMERGING GROWTH
FUND
Putnam OTC & Emerging
Growth Fund CL 4,513 $ 44,349 $ 35,019
======== ========
Percent of Net Assets 0.6%
MSIF VALUE FUND
MSIF Trust Value Portfolio 2,409 $ 34,615 $ 36,947
======== ========
Percent of Net Assets 0.7%
32
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
Preferred Stocks
Chart House Enterprises Inc.
Pfd. Ser. A 11 $ 23 $ 9
======== ========
Percent of Net Assets 0.0%
Common Stocks
AAR Corp. 42 $ 545 $ 382
AFC Enterprises Inc. Com. 27 635 772
AGCO Corp. Com. 8 130 123
AMN Healthcare Svcs. Inc. Com. 5 103 135
ASM International N V 8 145 159
Aaron Rents Inc. Com. 45 621 733
Abercrombie & Fitch Co. CL A 10 198 276
Abgenix Inc. Com 12 335 406
Abiomed Inc. 19 456 315
Accredo Health Inc. Com. 7 202 271
Ace Cash Express Inc. 2 15 16
Aceto Corp. 3 35 32
Action Performance Cos. Inc. 1 35 41
Active Power Inc. 18 394 123
Activision Inc. 53 823 1,395
Adaptec Inc. Com. 2 16 29
Administaff Inc. Com. 42 1,050 1,165
Advanced Fiber Communications
Inc. Com. 10 199 181
Advent Software Inc. 9 387 448
Advisory Board Co. Com. 7 162 190
Advo Inc. 9 330 379
Affiliated Managers Group Inc. Com. 1 36 35
Agile Software Corp. Del. Com. 6 240 101
Airborne Inc. Com. 2 20 27
Airgas Inc. 61 554 917
Airgate Pcs. Inc. Com. 12 312 533
Air Methods Corp. New 1 3 3
Airnet Sys. Inc. Com. 2 10 16
Alamosa Holdgs. Inc. Com. 12 173 142
Albany Intl. Corp. CL A 20 356 442
33
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Albany Molecular Resh. Inc. Com. 5 156 125
Albemarle Corp. 1 11 12
Alberto Culver Co. CL A 8 179 310
Alkermes Inc. Com. 10 275 268
Allen Telecom Inc. Com. 21 182 181
Alleghany Corp. Del. 1 83 77
Alliance Atlantic Commns. Inc.
CL B 50 600 557
Alliant Energy Corp. Com. 10 289 300
Alliant Techsystems Inc. Com. 2 177 178
Allied Resh. Corp. 4 30 53
Alpha Inds. Inc. 11 277 255
Ambassadors International 1 14 17
AMB PPTYS. Corp. Com. 5 108 120
Amerco Inc. Com. 11 203 209
America First Mtg. Ivts. Inc. Com. 1 2 4
American Biltrite Inc. 2 42 25
American Business Finl. Svcs. Inc.
Com. 2 20 30
American Cap Strategies Ltd. 18 470 508
American Eagle Outfitters New 6 175 166
American Financial Group Inc. Ohio
Com. 20 575 492
American Greetings Corp. CL A 22 305 305
American Healthways Inc. 3 63 91
American Mgmt. Sys. Inc. Com. 19 326 352
American Natl. Ins. Co. 9 511 718
American Pharmaceuticals Partners
Inc. Com. 3 41 53
American Pwr. Conversion Corp.
Com. 26 358 380
American Woodmark Corp. 1 61 74
Americredit Corp. Com. 23 387 726
Ameripath Inc. 23 649 749
Ameristar Casinos Inc. 5 98 114
Ameron International Corp. 2 75 110
34
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Amli Residential PPTYS. Tr.
Sh. Ben. Int. 12 290 314
Ampco Pittsburgh Corp. 6 75 57
Anadigics Inc. 19 223 294
Analogic Corp. Com. 3 115 120
Andersons Inc. Com. 1 8 8
Andrx Group 10 566 732
Angelica Corp. Com. 4 29 38
Anixter Int'l. Inc. Com. 13 291 360
Annaly Mtg. Mgmt. Inc. Com. 3 31 44
AnnTaylor Stores Corp. Com. 19 520 666
Annuity and Life RE Hldgs. 19 419 467
Anthracite Cap Inc. Com. 1 5 6
Aon Corp. Com. 82 1,864 2,901
Apogent Technologies Inc. Com. 23 427 590
Arden Group Inc. CL A 3 75 180
Arena Pharmaceuticals Inc. Com. 12 236 154
Argosy Gaming Co. Com. 2 37 73
Arrow Int'l. Inc. Com. 1 15 20
Ashland Inc. 44 1,539 2,034
Associated Matls. Inc. Com. 3 39 96
Asta Fdg. Inc. Com. 2 12 29
Astoria Finl. Corp. Com. 16 232 426
Atlantic Tele-Network Inc.
Com. New 1 4 4
AT&T Corp. Com. 143 2,136 2,600
Autodesk Inc. Com. 30 870 1,100
Aviron Com. 6 196 309
Aztar Corporation 26 391 479
Axcan Pharma Inc. Com. 44 557 631
BHA Group Holdgs. Inc. 1 1 2
BISYS Group Inc. Com. 37 997 2,347
BNCCORP Inc. 2 14 11
Baker Michael Corp. 2 14 22
Baldwin Technology Inc. CL A 18 76 24
35
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Ball Corp. Com. 2 56 141
Ballys Total Fitness Hldg. Corp. 9 275 204
BankNorth Group Inc. New 18 248 395
Bankunited Fin. Corp. CL A 8 105 114
Banta Corp. 13 229 391
Barnes & Noble Inc. Com. 17 563 501
Barnwell Inds. Inc. 1 9 10
Barr Labs Inc. 1 81 113
Bausch & Lomb Inc. Com. 20 808 771
Bay View Cap Corp. Del. Com. 50 351 363
BEA Sys. Inc. Com. 39 621 632
Beazer Homes USA Inc. 2 52 155
Bed Bath & Beyond Inc. Com. 52 520 1,790
Bell Inds. Inc. 9 136 19
Bell Microproducts Inc. Com. 6 58 82
Belo Corporation 35 631 670
Berkley W. R. Corp. Com. 4 177 221
Berkshire Bancorp Inc. Del. Com. 1 32 25
Bio Rad Labs Inc. CL A 1 63 89
Blair Corp. 3 62 74
Blyth Inc. Com. 27 657 637
Boise Cascade Corp. Com. 27 886 911
Borders Group Inc. Com. 9 215 186
Borg Warner Inc. Com. 8 417 423
Borland Software Corp. Com. 4 37 63
Boston Private Finl. Hldgs. Inc. 39 757 861
Bostonfed Bancorp Inc. Com. 4 56 92
Bowne & Co. Inc. Com. 41 477 538
Boykin Lodging Co. Com. 1 9 6
Brandywine Rlty Tr. Sh. Ben. Int.
New 18 334 376
Britesmile Inc. Com. 7 64 33
Brooks Automation Inc. Com. 4 126 164
Brookstone Inc. 6 100 68
Brunswick Corp. Com. 51 1,007 1,092
Brush Engineered Materials Inc. 11 196 145
36
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Burlington Coat Factory Whse.
Corp. Com. 23 279 376
Bush Inds. Inc. Com. 55 890 597
Butler Mfg. Co. Del. 3 72 71
CBL & Assoc. PPTYS Inc. Com. 3 67 85
CBRL Group Inc. Com. 20 255 594
CDW Computer Ctrs. Inc. Com. 10 232 543
CH Energy Group Inc. Com. 1 41 48
C H Robinson Worlwide Inc. 26 352 771
CPAC Inc. 3 20 18
CPI Corp. 5 101 84
CSG Sys. Intl. Inc. 29 1,216 1,178
CTS Corp. 31 624 482
CV Therapeutics Inc. Com. 13 614 692
Cal Dive Int'l Inc. Com. 14 349 364
California First Natl. Bancorp
Com. 5 72 61
California Pizza Kitchen Inc. Com. 15 297 368
Cambrex Corp. Com. 6 274 253
Capital Corp. of the West Com. 1 14 18
Care Centric Inc. Com. 1 1 0
Caremark RX Inc. Com. 90 1,194 1,419
Carlisle Cos. Inc. Com. 17 597 624
Cascade Corp. 11 135 132
Cass Information Sys. Inc. Com. 1 18 22
Catalina Mktg. Corp. Com. 31 1,031 1,075
Cato Corp. CL A 12 127 218
Cell Therapeutics Inc. CDT Com. 1 5 4
Celgene Corp. 16 657 540
Centex Corp. Com. 19 712 1,117
Centra Software Inc. Com. 14 127 116
Central Garden & Pet Co. Com. 11 106 89
Cerus Corp. Com. 4 237 190
Champps Entmt. Inc. Com. 3 30 30
Charles Riv. Laboratories Intl.
Inc. Com. 3 90 92
37
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Charming Shoppes Inc. PA Com. 31 163 167
Chart House Enterprises Inc.
Com. 28 157 14
Charter Communications Inc. Del.
CL A 53 771 906
Chase Inds. Inc. Com. 12 110 112
Checkfree Corp. New Com. 7 256 121
Checkpoint Sys Inc. Com. 6 80 73
Chemfirst Inc. Com. 1 4 5
Chicos Fas. Inc. Com. 2 52 64
Childtime Learning Ctrs. Inc. 6 45 33
Chromcraft Revington Inc. 4 42 40
Cirrus Logic Inc. Com. 16 237 226
Clarcor Inc. 11 194 293
Clark/Bardes Inc. Com. 4 55 97
Clayton Homes Inc. Com. 30 388 519
Coachmen Inds. Inc. 3 30 36
Cobra Electrs. Corp. 1 6 5
Cole Nate Corp. New CL A 2 15 24
Colonial Bancgroup Inc. Com. 40 409 602
Commercial Metals Co. 2 77 80
Commonwealth Bancorp Inc. Com. 5 69 108
Commscope Inc. Com. 42 960 896
Community Finl. Group Inc. 1 22 20
Community TR Bancorp Inc. Com. 1 13 16
Computer Horizons Corp. Com. 24 211 79
Computer Task Group Inc. Com. 28 359 104
Comtech Telecommunications Cor.
New 4 53 44
Comverse Technology Inc. Com. 10 277 221
Concord EFS Inc. Com. 60 333 1,962
Conmed Corp. Com. 5 97 96
Conrad Inds. Inc. Com. 2 10 8
Conseco Inc. Com. 57 552 237
Constellation Brands Inc. CL A 27 661 1,152
Continental Matls. Corp. Com. 1 9 18
38
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Cooper Cos. Inc. Com. New 2 110 109
Coors Adolph Co. CL B 6 366 321
Coorstek Inc. Com. 14 273 432
Corinthian Colleges Inc. Com. 10 345 421
Corn Prods. Intl. Inc. Com. 27 713 962
Corporate Executive Bd. Co. Com. 29 889 1,076
Corporate Office PPTYS TR Com. 7 52 88
Corrpro Companies Inc. 11 65 29
Corus Bankshares Inc. 8 255 350
Cost Plus Inc. Calif. 18 464 477
Covance Inc. Com. 3 63 64
Coventry Health Care Inc. Com. 29 351 564
Cox Radio Inc. CL A 17 380 417
Crane Co. 6 147 152
Cray Inc. Com. 40 86 73
Credence Sys. Corp. 21 453 401
Crompton Corp. Com. 26 234 249
Crown Group Inc. Com. 1 3 3
Cummins Inc. Com. 9 315 348
Curtiss Wright Corp. 2 81 101
Cytyc Corp. Com. 7 132 173
DRS Technologies Inc. Com. 1 20 17
D R Horton Inc. 20 393 661
Danaher Corp. Com. 15 340 926
Darden Restaurants Inc. 30 501 1,084
Datascope Corp. 10 342 344
Dave & Busters Inc. 7 62 44
Davita Inc. Com. 1 9 12
Del Labs Inc. Com. 1 5 8
Dentsply Int'l. Inc. New Com. 1 31 36
Devry Inc. Del. Com. 30 553 861
Dewolfe Cos. Inc. 2 11 20
Diagnostic Prods. Corp. Com. 1 13 35
Dial Corp. New Com. 6 81 108
Diamondcluster Intl. Inc. 2 33 25
Diebold Inc. 10 302 396
39
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Digex Inc. Del. CL A Com. 9 325 25
Digi Intl. Inc. 2 15 10
Digital Think Inc. Com. 74 833 811
Direct Focus Inc. Com. 3 81 81
Docent Inc. Com. 15 169 46
Documentum Inc. Com. 7 140 158
Doubleclick Inc. Com. 71 943 846
Drew Inds. Inc. Com. New 2 15 15
Duane Reade Inc. Com. 6 192 171
Dun & Bradstreet Corp. Del. New 50 1,281 1,801
Dyax Corp. Com. 12 317 138
EFTC Corp. Com. 3 5 5
ESS Technology Inc. Com. 7 147 144
E-Z-EM Inc. CL B 4 17 20
Eaton Vance Corp. Non Vtg.
Com. 16 280 558
Ebay Inc. Com. 6 344 408
Echostar Communications Corp.
New CL A 8 58 205
Edelbrock Corp. 2 19 20
Edo Corp. 2 18 53
Education Mgmt. Corp. 36 641 1,332
Edwards A G Inc. Com 28 798 1,243
Edwards Life Sciences Corp. Com. 38 925 1,090
Efunds Corp. Com. 34 383 472
Elantec Semiconductor Inc. Com. 6 164 224
Elcor Corp. Com. 27 405 787
Electro Rent Corp. 16 197 211
Electro Scientific Inds. Inc. 38 1,060 1,160
Elmira Svgs. Bk. FSB Elmira NY 1 7 9
Emmis Communications Corp. Com. 52 1,199 1,245
Endo Pharmaceuticals Hldgs.
Inc. Com. 7 60 86
Endocare Inc. 9 152 158
Energy East Corp. Com. 41 833 769
Ennis Business Forms Inc. Com. 4 34 42
40
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Entercom Communications Corp. 6 233 292
Entravision Communications Cor.
CL A 70 869 803
Equitable Res. Inc. Com. 27 566 924
Equity Marketing Inc. 1 3 3
Esco Technologies Inc. Com. 1 14 20
Esterline Technologies Corp. 15 295 250
Ethan Allen Interiors Inc. Com. 3 68 129
Euronet Worldwide Inc. Com. 38 506 687
Evans & Sutherland Computer 24 349 154
Exar Corp. Com. 18 476 402
Excel Technology Inc. 11 200 190
Exponent Inc. Com. 1 8 13
Express Scripts Inc. Com. 24 936 1,130
FBL Fin'l Group Inc. CL A 5 59 81
FBR Asset Invt. Corp. 1 14 17
FFW Corp. 1 9 9
FFLC Bancorp Inc. Com. 1 1 2
FLIR Sys. Inc. 1 13 16
FMC Corp. New Com. 12 720 712
FSF Financial Corp. 2 21 26
FSI Int'l. Inc. 27 294 250
Factory 2-U Inc. Com. 3 49 68
Farmer Bros. Co. 1 59 80
Fastenal Co. 16 913 1,089
Federal Screw Wks. Com. 1 11 18
Federal Signal Corp. 30 522 682
Fedex Corp. Com. 84 1,743 4,384
Fidelity Bancorp Inc. 1 18 27
Fidelity Natl. Finl. Corp. 23 507 564
Filenet Corp. 11 140 216
Financial Inds. Corp. 4 40 54
Finish Line Inc. CL A 7 70 103
First American Corp. Com. 11 219 201
First Citizens Bancshares
Inc. N C CL A 5 330 451
41
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
First Franklin Corp. 1 12 12
First Horizon Pharmaceutical
Corp. 7 124 230
First Health Group Corp. Com. 24 565 595
First Service Corp. 45 931 1,249
Fiserv Inc. Com. 27 732 1,189
Fleetwood Enterprises Inc. Com. 35 487 396
Fleming Cos. Inc. Com. 4 99 78
Flexsteel Inds. Inc. 1 9 8
Flowserve Corp. Com. 45 1,099 1,194
Foodarama Supermarkets Inc. 1 15 32
Foot Locker Inc. Com. 13 193 202
Footstar Inc. Com. 13 461 398
Franklin Bk. N A Southfield MICH 1 15 25
Fresh Brands Inc. Com. 2 30 34
Friedmans Inc. CL A 6 56 51
Frischs Restaurants Inc. 1 11 12
Frontier Oil Corp. Com. 12 209 191
Fuller H B Co. Com. 3 84 82
Furniture Brands Intl. Inc. Com. 26 561 834
G & K Svcs. Inc. CL A 4 87 115
G III Apparel Group Ltd. 1 9 8
Garan Inc. 1 31 45
Garden Fresh Restaurant Corp.
CA Com. 4 67 25
Gartner Inc. 36 330 413
Gemstar-TV Guide Int'l. Inc. 44 1,606 1,272
Gencorp Inc. 34 328 487
General Cable Corp. Del. Com. New 25 385 316
General Motors Corp. Com. 63 3,743 3,082
General Motors Corp. CL H New 192 3,089 2,947
Gentex Corp. Com. 37 929 1,010
Genesis Microchip Inc. Com. 6 429 429
Genlyte Group Inc. Com. 7 93 226
Gentiva Health Svcs. Inc. 1 20 20
Gerber Scientific Inc. Com. 2 11 15
42
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Glatfelter P. H. Co. 21 250 329
Glenborough Rlty. Tr. Inc. 19 331 372
Global Sports Inc. Com. 6 108 110
Globespanvirata Inc. Com. 4 145 54
Gold Banc Corp. Inc. Com. 1 4 4
Gottschalks Inc. 6 33 14
Great Atlantic & Pac. Tea Inc. 2 24 38
Greenbrier Cos. Inc. Com. 3 42 18
Greenpoint Finl. Corp. Com. 38 806 1,357
Greif Bros. Corp. CL A 5 145 168
Grey Global Group Inc. Com. 1 72 200
Griffon Corp. Com. 86 790 1,245
Group 1 Software Inc. New Com. 2 15 39
Gtech Hldgs. Corp. Com. 18 581 832
HCC Ins. Hldgs. Inc. Com. 33 881 903
HNC Software Inc. Com. 31 635 646
HPSC Inc. 2 21 16
HRPT Pptys. Tr. Com. SBI 4 36 37
Haemonetics Corp. Mass. Com. 17 517 578
Haggar Corp. Com. 1 9 8
Handleman Co. Del. 21 248 325
Hanover Compressor Co. Com. 13 374 343
Harley Davidson Inc. Com. 15 218 810
Harman Intl. Inds. Inc. New Com. 50 1,251 2,318
Harsco Corp. 1 24 28
Healthcare Svcs. Group Inc. 4 18 38
Healthcare Realty Trust Inc. 17 298 478
Health Net Inc. 13 220 280
Healthsouth Corp. Com. 49 296 712
Hearst Argyle Television Inc. 1 14 15
Hector Communications Corp. 2 12 25
Helmerich & Payne Inc. Com. 12 339 387
Hi-Tech Pharmacal Inc. 1 6 15
Hibernia Corp. CL A Com. 24 218 428
Highwoods PPTYS Inc. Com. 22 564 576
Hilton Hotels Corp. Com. 320 4,559 3,514
43
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Holly Corp. 5 89 94
Horizon Health Corp. Com. 1 1 3
Host Marriott Corp. New Com. 353 7,118 3,280
Hot Topic Inc. 6 173 194
Hub Group Inc. CL A 3 35 27
Hughes Supply Inc. Com. 1 30 32
Humana Inc. Com. 23 211 273
Hunt Corp. Com. 1 4 5
Hutchinson Technology Inc. Com. 33 616 754
Hydril Co. Com. 6 144 101
Hyperion Solutions Corp. Com. 2 31 48
IMCO Recycling Inc. 1 3 3
IMS Health Inc. Com. 40 1,061 782
IPC Holdings Ltd. Com. 11 278 317
ISTAR Fin'l. Inc. 23 516 556
ITLA Cap. Corp. 3 47 61
ITT Edl. Svcs. Inc. Com. 1 27 26
Imation Corp. Com. 27 588 599
Imclone Systems Inc. 12 520 648
Impax Laboratories Inc. Com. 9 97 117
Independence Cmnty. Bk. Corp. Com. 5 78 118
Indymac Bancorp Inc. Com. 11 286 267
Informatica Corp. Com. 36 465 535
Information Res. Inc. 10 62 84
Innkeepers USA Tr. Com. 7 79 71
Insignia Finl. Group Inc. Com. New 1 8 8
Insight Commn. Inc. CL A Com. 20 497 489
Integra Lifesciences Hldg. Corp. 32 822 844
Integrated Circuit Sys. Inc.
Com. New 25 350 570
Inter Parfums Inc. Com. 2 8 17
Inter Tel. Inc. Com. 1 15 18
Intergraph Corp. 13 126 181
Intermune Inc. Com. 4 152 207
International Bancshares Corp. 1 19 33
International Multifoods Corp. 9 182 203
44
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
International Speedway Corp. CL A 13 570 525
Interneuron Pharmaceuticals Inc.
Com. 18 140 204
Interpool Inc. Com. 19 174 365
Interstate Bakeries Corp. Del.
New Com. 9 130 223
Intertan Inc. 7 62 90
Interwoven Inc. 54 789 531
Invacare Corp. 13 447 454
Invitrogen Corp. Com. 18 1,108 1,146
Invivo Corp. 1 3 4
Investors Financial Svcs. CP 3 208 220
Iron Mtn. Inc. PA Com. 34 830 1,508
Isis Pharmaceuticals 7 143 162
J & J Snack Foods Corp. 3 44 73
Jabil Circuit Inc. Com. 30 385 710
Jacksonville Bancorp Inc. 1 11 14
Jacobs Engr. Group Inc. Com. 11 517 727
Jos. A. Bank Clothiers Inc. 4 24 31
Journal Register Co. Com. 7 125 152
K2 Inc. Com. 27 238 199
Kaman Corp. CL A 7 74 108
Kankakee Bancorp Inc. 1 11 12
Kansas City Life Ins. Co. 2 68 89
Keithley Instrs. Inc. Com. 8 141 135
Kellwood Co. 3 76 66
Kelly Svcs. Inc. CL A 11 291 243
Kemet Corp. Com. 41 749 739
Kendle Intl. Inc. 7 126 149
Kennametal Inc. Com. 35 1,024 1,417
Kewaunee Scientific Corp. 1 5 7
Keystone Ppty. Tr. Corp. Com. 3 35 38
Kforce Inc. Com. 4 26 27
Kimball Intl. Inc. CL B 15 305 230
Kindred Healthcare Inc. Com. 3 139 153
Knight Ridder Inc. 54 1,838 3,539
45
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Knightsbridge Tankers Ltd. Com. 8 159 123
Kopin Corp. 2 21 21
Korn Ferry Intl. Com. New 2 15 18
Kulicke & Soffa Inds. Inc. 26 405 471
LTX Corp. 2 25 43
Lafarge North America Inc. 22 785 824
Lakeland Inds. Inc. 2 9 15
Lakes Gaming Inc. Com. 3 24 17
Lam Resh Corp. Com. 14 247 338
Lamar Advertising Co. CL A 24 733 996
Lamson & Sessions Co. 15 91 77
Landamerica Finl. Group Inc. Com. 16 526 457
Landry's Restaurants Inc. 19 151 365
Landstar Sys. Inc. Com. 3 161 218
Lawson Software Com. 10 151 160
Layne Christensen Company 1 1 1
Leap Wireless Intl. Inc. Com. 23 388 477
Lear Corp. Com. 13 443 507
Learning Tree Int'l. Inc. 12 254 332
Lecroy Corp. Com. 20 342 392
Lennar Corp. Com 15 615 719
Lennox Int'l. Inc. Com. 36 462 358
Lexicon Genetics Inc. Com. 15 188 173
Lifepoint Hosps. Inc. Com. 9 312 322
Lifetime Hoan Corp. 7 49 43
Lincoln Elec. Hldgs. Inc. Com. 19 350 488
Linens N Things Inc. Com. 13 329 327
Liqui Box Corp. 2 106 101
Liz Claiborne Inc. Com. 24 934 1,170
Lone Star Steakhouse Saloon 4 42 55
Lone Star Technologies Inc. 7 157 133
Longs Drug Stores Corp. Com. 18 463 420
Lubrizol Corp. 24 645 846
Lufkin Inds. Inc. Com. 1 26 27
Lydall Inc. 6 56 59
MAF Bancorp Inc. 10 185 307
46
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
MCSI Inc. Com. 7 159 159
MKS Instrs. Inc. 26 464 706
MSC Indl. Direct Inc. CL A 41 408 829
MTS Sys. Corp. 13 174 141
Macdermid Inc. 32 639 533
Macerich Co. Com. 4 84 111
Mack Cali Rlty. Corp. Com. 32 881 996
Macrovision Corp. Com. 26 1,244 960
Macromedia Inc. Com. 2 34 36
Magellan Health Services Inc. 7 86 40
Magnetek Inc. Com. 7 74 64
Maine Pub. Svc. Co. 1 10 18
Manugistics Group Inc. 17 475 371
Markel Holdings 1 240 233
Marriott Intl. Inc. New CL A 76 2,178 3,127
Marten Trans. LTD Com. 1 5 7
Massbank Corp. Reading Mass.
Com. 1 31 39
Maxim Integrated Prods. Inc. Com. 9 519 513
Maxtor Corp. Com. New 58 489 382
Maxwell Technologies Inc. 1 14 9
Maverick Tube Corp. Com. 9 117 113
Mcdata Corp. CL A 6 102 138
Mcdermott Intl. Inc. Com. 51 566 632
Measurement Specialties Inc. 2 20 16
Media Gen. Inc. CL A 12 528 618
Mediacom Communications Corp. CL A 25 360 450
Medicis Pharmaceutical Corp.
CL A New Com. 5 280 338
Medimmune Inc. Com. 21 958 1,009
Medstone Intl. Inc. 2 15 9
Mentor Corp. Minn. Com. 10 233 276
Mercury Interactive Corp. 12 794 419
Meredith Corp. Com. 8 240 293
Mesa Labs Inc. 3 15 16
Mestek Inc. 1 17 26
47
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Metris Cos. Inc. 28 451 751
Metro One Telecommunications Inc. 14 391 459
Mettler-Toledo Intl. Inc. 8 354 430
Michaels Stores Inc. Com. 37 693 1,225
Micrel Inc. 36 815 994
Micromuse Inc. 26 774 389
Microtune Inc. Del. CL Com. 7 155 166
Mid Atlantic Med. Svcs. Inc. Com. 11 178 249
Millennium Pharmaceuticals Inc. 25 810 641
Mine Safety Appliances Co. 9 206 367
Minerals Technologies Inc.
Com. 21 798 977
Minuteman Intl. Inc. 2 22 19
Modis Prof. Svcs. Inc. Com. 45 337 349
Molex Inc. CL A 27 670 732
Monro Muffler Brake Inc. 1 2 3
Movado Group Inc. Com. 9 127 175
Movie Gallery Inc. Com. 2 4 37
Mueller Inds. Inc. Com. 27 595 905
Mutilink Technology Corp. CL A 17 169 112
Mylan Labs Inc. PA Com. 28 658 1,050
Myriad Genetics Inc. 2 196 128
NBTY Inc. 50 300 578
NCH Corp. 1 43 47
NCO Group Inc. 18 425 411
NUI Corp. New Com. 1 34 29
Nara Bancorp Inc. Com. 2 38 36
Nashua Corp. 2 14 10
Natco Group Inc. CL A 1 3 3
National Beverage Corp. Com. 1 8 10
National Home Health Care
Corp. 3 18 40
National-Oilwell Inc. 27 733 564
National Westn. Life Ins. Co. 2 143 177
Navigant Int'l. Inc. Com. 1 15 15
Navistar Int'l. Corp. New Com. 5 111 204
48
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Ndchealth Corp. Com. 24 562 842
Nelson Thomas Inc. 12 143 135
Netiq Corp. Com. 6 192 211
New Brunswick Scientific Inc. 3 11 14
New Horizons Worldwide Inc. Com. 23 327 269
Newark Homes Corp. Com. 3 35 38
Newpark Res. Inc. New 103 1,036 853
Newport Corp. Com. 10 178 202
Next Health Inc. 3 15 17
99 Cents Only Stores 7 231 270
Noble Intl. Ltd. 1 1 1
Noland Co. 2 37 55
Nortech Sys. Inc. 2 13 10
North Cent Bancshares Inc. 1 11 10
Northeast Ind. Bancorp Inc. Com. 1 7 7
Northeast Utils. Com. 48 929 846
Northern Technologies Intl. Corp. 1 3 3
Novellus Sys. Inc. 20 359 814
Numerical Tech Inc. Com. 9 236 337
Nyfix Inc. Com. 16 332 331
O M Group Inc. Com. 1 55 59
OSI Pharmaceuticals Inc. 4 191 184
Oakley Inc. Com. 9 152 151
Oceaneering Int'l. Inc. Com. 7 138 168
Ocular Sciences Inc. Com. 8 172 195
Odysey Healthcare Inc. Com. 5 85 114
Odyssey Re. Hldgs. Corp. Com. 5 94 89
Office Depot Inc. Com. 26 262 489
Offshore Logistics Inc. Com. 23 406 412
Oglebay Norton Co. 1 11 11
Old Dominion Fght. Lines Inc. 1 3 4
Olin Corp. Com. 6 98 97
Omnova Solutions Inc. Com. 81 635 579
Oneok Inc. New Com. 4 87 71
Openwave Sys. Inc. 12 475 114
Opinion Resh Corp. 4 25 24
49
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Optimal Robotics Corp. CL A New 12 355 442
Option Care Inc. 9 135 172
O'Reilly Automotive Inc. 29 605 1,082
Orthodontic Ctrs. Amer. Inc. Com. 45 1,154 1,447
Oshkosh Truck Corp. CL B 9 340 446
Outlook Group Corp. 3 15 14
Overture Svcs. Inc. Com. 20 394 722
Oxford Inds. Inc. Com. 5 87 110
P & F Inds. Inc. CL A New 3 23 20
P A M Transn. Svcs. Inc. 6 54 75
PFF Bancorp Inc. Com. 1 7 11
PMA Capital Corp. CL A Com. 9 178 170
PSS World Med. Unc. Com. 2 10 19
Pacificare Health Sys. Inc. Del. 1 9 6
Pactiv Corp. Com. 25 440 442
Panamerican Beverage Inc. CL A 31 490 464
Pan Pac Retail PPTYS Inc. Com. 4 84 124
Paradigm Geophysical Ltd.-Ord. 1 1 1
Parexel Intl. Corp. 18 263 249
Parker Drilling Co. Com. 3 8 9
Pathmark Stores Inc. New Com. 40 745 976
Patina Oil & Gas Corp. 9 245 260
Paxar Corp. 20 174 284
Peets Coffee & Tea Inc. Com. 10 82 112
Pegasus Solutions Inc. Com. 7 84 98
Pemstar Inc. Com. 6 68 72
Penn. Engr. & Mgr. Corp.
Non-Vtg. 15 177 250
Pentair Inc. Com. 33 1,137 1,215
Peoples Banctrust Inc. Com. 2 27 24
Peregrine Sys. Inc. Com. 25 505 342
Perot Sys. Corp. CDT CL A 17 244 346
Perrigo Co. Com. 49 329 601
Pharmaceutical Res. Inc. 6 213 204
Phoenix Technology Ltd. Com. 17 175 205
Photon Dynamics Inc. Com. 7 147 294
50
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Pioneer Nat. Res. Co. 200 4,429 3,890
Pioneer Standard Electrs.
Inc. 23 236 287
Pittston Co. Brinks Group Com. 4 69 80
Plantronics Inc. 10 200 255
Plum Creek Timber Co. Inc. Com. 178 2,701 5,111
Polycom Inc. 27 846 978
Polyone Corp. Com. 41 427 433
Pomeroy Computer Res. Inc. Com. 4 79 60
Powerwave Technologies Inc. Com. 55 815 991
Pre Paid Legal Svcs. Inc. Com. 46 954 1,012
Prentiss PPTYS TR Sh. Ben. Int.
Com. 12 264 340
Pride Int'l. Inc. Com. 37 509 560
Prime Hospitality Corp. Com. 38 370 429
Priority Healthcare Corp. B 9 234 304
Profit Recovery Group Int'l. Inc. 52 377 438
Proquest Co. Com. 22 553 763
Provident Finl. Group Inc. Com. 4 98 103
Public Svc. Co. N. Mex. Com. 16 355 457
Quaker City Bancorp Inc. Com. 2 28 67
Quaker Chem. Corp. Com. 9 122 185
Quaker Fabric Corp. New 1 4 7
Quanex Corp. 13 328 359
Quantum Corp. DSSG Com. 6 70 59
Quest Software Inc. Com. 32 777 748
Quidel Corp. 1 3 4
Qunitiles Transnational Corp. Com. 47 861 755
R G C Res. Inc. Com. 1 27 28
Radian Group Inc. 20 578 850
Radio One Inc. CL A 17 260 325
Radio One Inc. CL D Non-Vtg. 53 830 978
Raindance Communications Inc. Com. 27 176 155
Raymond James Fin'l. Inc. Com. 13 222 447
Read Rite Corp. Com. 147 1,033 994
Remec Inc. Com. 7 64 75
51
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Renaissancere Holdings Ltd. 1 11 29
Rent A Ctr. Inc. New Com. 7 162 249
Republic Bancshares Inc. 3 45 41
Republic Bancorp Inc. Com. 10 82 132
Resmed Inc. 2 109 112
Resources Connection Inc. Com. 5 136 134
Respironics Inc. Com. 16 307 571
Retek Inc. Com. 50 1,395 1,573
Rexhall Inds. Inc. 2 11 14
Reynolds & Reynolds Co. CL A 35 574 857
Roadway Corporation 3 60 96
Roper Inds. Inc. New Com. 3 145 152
Rowan Cos. Inc. Com. 32 569 612
Royal Appliance Mfg. Co. 1 2 1
Royal Caribbean Cruises Ltd. 70 1,150 1,156
Ruby Tuesday Inc. 13 235 272
Ruddick Corp. Com. 15 196 233
Rudolph Technologies Inc. Com. 3 106 96
Rural Cellular Corp. CL A 6 217 135
Russ Berrie & Co. Inc. Com. 9 187 252
Russell Corp. 22 344 324
Ryans Family Steak Houses Inc.
Com. 27 221 560
Ryerson Tull Inc. Com. 9 100 98
SL Green Realty Corp. 16 437 497
ST Frances Cap. Corp. Com. 3 42 66
Saks Inc. Com. 85 1,199 842
Sanderson Farms Inc. 1 8 13
Sanfilippo John B. & Son Inc. 4 13 22
Sangamo Biosciences Inc. Com. 21 466 168
Santos LTD Sponsored ADR 8 91 94
Sapient Corp. 14 213 110
Scana Corp. New Com. 1 13 14
Schlotzskys Inc. Com. 4 23 27
Scholastic Corp. Com. 6 286 320
Schuler Homes Inc. 14 141 276
52
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Schulman A. Inc. Com. 1 1 1
Scios Inc. 8 169 188
Seaboard Corp. Del. 1 18 33
Seacor Smit Inc. Com. 4 196 182
Security Cap. Group Inc. CL B 27 517 685
Seebeyond Technology Corp. Com. 20 297 196
Select Med. Corp. OC Com. 7 103 107
Selectica Inc. Del. Com. 33 533 207
Semtech Corp. 27 791 1,008
Sensient Technologies Corp. Com. 60 1,075 1,269
Service Corp. Intl. Com. 74 462 368
Service Master Co. Com. 245 2,560 3,403
Sherwin Williams Co. Com. 33 746 909
Siebel Sys. Inc. 27 1,070 769
Silicon Image Inc. Com. 18 222 71
Silicon Valley Bancshares
Com. 21 483 580
Simplex Solutions Inc. Com. 1 2 3
Skillsoft Corp. Com. 6 179 160
Skyline Corp. 3 91 108
Smartforce Pub. Ltd. Co.
Sponsored ADR 39 1,051 965
Smithfield Foods Inc. Com. 13 169 284
Smtek Intl. Inc. Com. New 1 1 1
Sola Intl. Inc. Com. 18 276 350
Sonesta Intl. Hotel Corp. 2 15 11
Sonic Corp. 6 160 233
Sonicwall Inc. Com. 15 269 281
Sonoco Prods. Co. 2 51 53
Sothebys Hldgs. Inc. CL A Ltd. 25 460 408
Sonus Networks Inc. Com. 16 316 74
Southern Mo. Bancorp Inc. Com. 1 10 11
Sovereign Bancorp Inc. Com. 16 180 195
Spacelabs Med. Inc. Com. 5 101 59
Spanish Broadcasting Sys. Inc.
CL A 30 249 291
53
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Spartan Stores Inc. Co. 4 49 50
Sparton Corp. 2 15 14
Speedway Motorsports Inc. Com. 22 566 563
Spiegel Inc. CL A Non-vtg 31 259 141
Spinnaker Expl. Co. Com. 6 279 266
Sport Chalet Inc. 3 8 26
SS+C Technologies Inc. 2 17 17
Standard Mgmt. Corp. 2 15 14
Standard Microsystems Corp. 2 39 39
Standex Intl. Corp. Com. 1 29 26
Starrett L. S. Co. CL A 4 100 76
Startek Inc. Com. 44 1,174 832
Staten Is. Bancorp Inc. Com. 17 159 272
Steel Technologies Inc. 1 5 5
Stepan Chem. Co. Com. 1 2 2
Steris Corp. Com. 51 748 963
Sterling Finl. Corp/Spokane 4 51 57
Stewart Information Svcs. Corp. 5 87 94
Storage Technology Corp. Com. 50 586 1,032
Stratos Lightwave Inc. Com. 13 72 84
Stride Rite Corp. Com. 5 29 31
Student Ln. Corp. 3 191 274
Sungard Data Sys. Inc. Com. 39 943 1,135
Sun Intl. Hotels Ltd. 1 23 22
Sunoco Inc. Com. 36 973 1,346
Sunrise Assisted Living Inc. Com. 9 273 271
Superior Finl. Corp. Del. Com. 2 32 36
Superior Uniform Group Inc. Com. 3 38 28
Suprema Specialties Inc. 2 14 25
Sybase Inc. Com. 34 566 538
Sykes Enterprises Inc. Com. 16 109 157
Sylvan Learning Sys. Inc. Com. 17 456 383
Systems & Computer Technology 27 334 295
TBC Corp. 14 83 185
THQ Inc. 14 674 688
Taro Pharmaceuticals Indus. 6 242 244
54
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Technology Solutions Co. 27 139 59
Tecumseh Prods. Co. CL B Com. 6 289 271
Teledyne Technologies Inc. Com. 13 188 222
Teleflex Inc. Com. 28 1,118 1,326
Teradyne Inc. Com. 12 610 373
Tetra Technologies Inc. Del. Com. 9 209 203
Thomas Group Inc. Com. 3 15 6
Thoratec Corp. Com. New 11 206 191
Thornburg Mortgage Inc. Com. 9 152 173
Tibco Software Inc. Com. 32 1,575 483
Titan Corp. 5 102 127
Toll Bros. Inc. Com. 8 273 363
Tractor Supply Co. 3 47 99
Trans World Entmt. Corp. 6 53 49
Transkaryotic Therapies Inc. 6 239 267
Transwitch Corp. 8 283 39
Triad Hosps. Inc. Com. 7 200 212
Tricon Global Restaurants
Inc. Com. 76 2,614 3,742
Trimeris Inc. Com. 3 136 150
Trizec Hahn Corp. Sub Vtg. 115 1,589 1,804
Tweeter Home Entmt. Grp. Inc. Com. 8 193 220
UICI 29 255 366
UIL Hldg. Corp. Com. 1 25 26
UMB Finl. Corp. 11 340 432
U S Liquids Inc. Com. 22 111 120
USEC Inc. Com. 31 279 226
US Oncology Inc. Com. 117 880 944
United Fire & Casualty 1 27 29
United Retail Group Inc. 1 2 1
United Stationers Inc. Com. 11 297 380
Utah Med. Prods. Inc. 1 2 3
Valassis Communications Inc. Com. 6 181 217
Valero Energy Corp. Com. New Com. 12 339 458
Valley Nat'l. Bancorp 13 328 434
Varco International Inc. Com. 55 1,020 840
55
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Varian Med. Sys. FNC Com. 18 866 1,275
Varian Inc. Com. 17 528 559
Vastera Inc. OC Com. 3 47 43
Vector Group Ltd. Com. 10 299 329
Veeco Instrs. Inc. Del. Com. 5 164 179
Ventiv Health Inc. Com. 31 356 127
Verity Inc. Com. 7 138 148
Verisign Inc. Com. 6 627 249
Veritas DGC Inc. Com. 5 72 84
Vertex Pharmaceuticals Inc. Com. 3 121 66
Viad Corp. Com. 45 1,000 1,062
Viasat Inc. Com. 10 158 149
Video Display Corp. 2 11 12
Village Super Mkt. Inc. CL A
New 1 12 29
Vishay Intertechnology Inc. 54 1,031 1,056
WFS Financial Inc. 9 145 223
WH Energy Svcs. Inc. Com. 2 41 40
Wabash Natl. Corp. Com. 13 134 99
Wabtec Com. 9 130 105
Waddell & Reed Finl. Inc. CL A 10 290 315
Wainwright Bk. & TR Co. Boston
Mass 2 13 13
Waste Mgmt. Inc. Del. Com. 130 3,477 4,209
Water Pik Technologies Inc. Com. 6 53 55
Webex Commns Inc. Com. 27 537 694
Webster Fin'l. Corp. Waterbury, CT 20 470 638
Weight Watchers Intl. Inc. Com.
New 1 24 33
Wellman Inc. Com. 13 216 190
Wells Finl. Corp. 1 9 11
Westcorp 4 59 67
Westwood One Inc. Com. 19 507 565
Wet Seal Inc. CL A Com. 2 40 53
Whole Foods Mkt. Inc. 35 602 1,523
Wickes Inc. Com. 4 17 12
56
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Wiley John & Sons Inc. CL A 13 221 309
Willbros Group Inc. 3 43 52
Williams Sonoma Inc. Com. 36 999 1,564
Willis Lease Fin. Corp. 8 50 33
Winston Hotels Inc. Com. 7 80 58
Wright Med. Group Inc. Com. 7 96 117
XTO Energy Inc. Com. 15 236 247
Xicor Inc. 30 217 358
Yellow Corp. Com. 47 890 1,209
York Intl Corp. New Com. 8 206 298
Zale Corp. New Com. 1 20 21
Zebra Technologies Corp. CL A 5 201 278
Zoran Corp. 5 103 150
-------- --------
Total $272,161 $314,375
======== ========
Percent of Net Assets 5.8%
U.S. Government Securities 300 $ 299 $ 299
======== ========
Percent of Net Assets 0.0%
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $17,158 $ 17,158 $ 17,158
======== ========
Percent of Net Assets 0.3%
MFS INSTITUTIONAL RESEARCH FUND
MFS Institutional Tr
Research Fund 1,097 $ 15,513 $ 10,474
======== ========
Percent of Net Assets 0.2%
PUTNAM VOYAGER FUND
Putnam Voyager Fund
Inc. CL 2,593 $ 65,447 $ 46,626
======== ========
Percent of Net Assets 0.9%
57
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
COHEN & STEERS REALTY FUND
Cohen & Steers Realty
Shares Fund Com. 310 $ 13,724 $ 13,759
======== ========
Percent of Net Assets 0.3%
FIRST EAGLE FUND OF AMERICA
First Eagle Fund Amer.
Inc. Com. 1,147 $ 24,643 $ 24,817
======== ========
Percent of Net Assets 0.5%
T. ROWE PRICE BLUE CHIP GROWTH
FUND
T. Rowe Price Blue Chip Growth
Fund Inc. Com. 1,746 $ 52,611 $ 51,192
======== ========
Percent of Net Assets 0.9%
T. ROWE PRICE NEW ERA FUND
T. Rowe Price New Era Fund Inc.
Com. 294 $ 6,574 $ 6,559
======== ========
Percent of Net Assets 0.1%
T. ROWE PRICE SCIENCE &
TECHNOLOGY FUND
T. Rowe Price Science & Tech.
Fund Inc. Cap. Stk. 5,756 $225,989 $123,012
======== ========
Percent of Net Assets 2.3%
58
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
MORGAN STANLEY INSTITUTIONAL
INT'L EQUITY FUND
Morgan Stanley Institutional Fund
Inc. Intl. Equity Portfolio CL 3,158 $ 58,689 $ 49,078
======== ========
Percent of Net Assets 0.9%
RUSSELL INTERNATIONAL STOCK FUND
Common/Collective Trusts
Aim Int'l. CL Fund 2,164 $ 32,804 $ 24,928
======== ========
Percent of Net Assets 0.5%
ARTISAN INTERNATIONAL FUND
Artisan Funds Inc. International
Fund 581 $ 12,112 $ 10,622
======== ========
Percent of Net Assets 0.2%
STATE STREET EMERGING MARKETS
INDEX FUND
Kodak Emerging Markets Index 390 $ 2,654 $ 2,530
======== ========
Percent of Net Assets 0.0%
TEMPLETON DEVELOPING MARKETS
FUND
Templeton Developing Mkts. Tr 449 $ 5,084 $ 4,407
======== ========
Percent of Net Assets 0.1%
59
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 30, 2001
(in thousands)
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
MATTHEWS PACIFIC TIGER FUND I
Matthews Int'l Funds Pacific
Tiger Fund CL 572 $ 4,669 $ 4,994
======== ========
Percent of Net Assets 0.1%
SCUDDER LATIN AMERICA FUND
Scudder Int'l. Fund Inc. Latin
Amer. Fund 213 $ 4,761 $ 4,230
======== ========
Percent of Net Assets 0.1%
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
PARTICIPANT LOANS
Participant Loans 2001-2005 5.0%-11.5% $ 65,369
========
Percent of Net Assets 1.2%
Total Plan Investments $5,453,756
==========
60
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2001
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common and preferred
stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds $ 22,016 $37,321 $32,857 $ 28,903 $23,207 $271,649
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts 8,224 5,215 3,566,135
Dividends/Interest receivable 48 30
Participants' contributions
receivable 29 52
Receivables for securities sold
------- ------- ------- ---------- ------- --------
Total assets 30,288 42,566 32,857 3,595,067 23,259 271,649
------- ------- ------- ---------- ------- --------
LIABILITIES
Payable for securities purchased
Accrued expenses 3 4 4 176 3 18
Transfers among funds 109 17 98 (2,172) 40 175
------- ------- ------- ---------- ------- --------
Total liabilities/transfers 112 21 102 (1,996) 43 193
------- ------- ------- ---------- ------- --------
Net assets available for benefits $30,176 $42,545 $32,755 $3,597,063 $23,216 $271,456
======= ======= ======= ========== ======= ========
61
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2001
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MSIF High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $143,882
Other common and preferred
stocks
Mutual funds $30,278 $13,168 $ 69,960
Interest in common/collective
trusts (pooled) funds $5,046 $32,343 4,373
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 8 117
Participants' contributions
receivable
Receivables for securities sold
------ ------- -------- ------- ------- --------
Total assets 5,046 32,343 148,263 30,395 13,168 69,960
------ ------- -------- ------- ------- --------
LIABILITIES
Payable for securities purchased
Accrued expenses 1 2 8 2 1 3
Transfers among funds (25) (239) 131 655 233 57
------ ------- -------- ------- ------- --------
Total liabilities/transfers (24) (237) 139 657 234 60
------ ------- -------- ------- ------- --------
Net assets available for benefits $5,070 $32,580 $148,124 $29,738 $12,934 $ 69,900
====== ======= ======== ======= ======= ========
62
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2001
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common and preferred
stocks
Mutual funds $43,269 $59,682 $46,280 $42,323 $34,561 $61,021
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable
Receivables for securities sold
------- ------- ------- ------- ------- -------
Total assets 43,269 59,682 46,280 42,323 34,561 61,021
------- ------- ------- ------- ------- -------
LIABILITIES
Payable for securities purchased
Accrued expenses 2 3 2 2 2 3
Transfers among funds (24) 18 (21) 155 (64) (433)
------- ------- ------- ------- ------- -------
Total liabilities/transfers (22) 21 (19) 157 (62) (430)
------- ------- ------- ------- ------- -------
Net assets available for benefits $43,291 $59,661 $46,299 $42,166 $34,623 $61,451
======= ======= ======= ======= ======= =======
63
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2001
(in thousands)
Putnam OTC MSIF RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common and preferred
stocks $314,384
Mutual funds $25,639 $35,019 $36,947 $10,474 $46,626
Interest in common/collective
trusts (pooled) funds 17,158
U.S. government securities 299
Loans to participants 65
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 196
Participants' contributions
receivable
Receivables for securities sold 679
------- ------- ------- -------- ------- -------
Total assets 25,639 35,019 36,947 332,781 10,474 46,626
------- ------- ------- -------- ------- -------
LIABILITIES
Payable for securities purchased 1,162
Accrued expenses 1 2 2 193 1 2
Transfers among funds 27 (153) (7) (77) 2 176
------- ------- ------- -------- ------- -------
Total liabilities/transfers 28 (151) (5) 1,278 3 178
------- ------- ------- -------- ------- -------
Net assets available for benefits $25,611 $35,170 $36,952 $331,503 $10,471 $46,448
======= ======= ======= ======== ======= =======
64
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2001
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common and preferred
stocks
Mutual funds $13,759 $24,817 $51,192 $6,559 $123,012
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable
Receivables for securities sold
------- ------- ------- ------ --------
Total assets 13,759 24,817 51,192 6,559 123,012
------- ------- ------- ------ --------
LIABILITIES
Payable for securities purchased
Accrued expenses 1 1 2 6
Transfers among funds 489 (18) 14 (27) 30
------- ------- ------- ------ --------
Total liabilities/transfers 490 (17) 16 (27) 36
------- ------- ------- ------ --------
Net assets available for benefits $13,269 $24,834 $51,176 $6,586 $122,976
======= ======= ======= ====== ========
65
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2001
(in thousands)
Morgan Stanley Russell Acorn Artisan State Street
Institutional International International International Emerging Mkts.
Int'l. Equity Fund Stock Fund Fund Fund Index Fund
------------------ ------------- ------------- ------------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common and preferred
stocks
Mutual funds $49,078 $10,622
Interest in common/collective
trusts (pooled) funds $24,928 $2,530
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable
Receivables for securities sold
------- ------- ------- ------- ------
Total assets 49,078 24,928 0 10,622 2,530
------- ------- ------- ------- ------
LIABILITIES
Payable for securities purchased
Accrued expenses 2 1 1 1
Transfers among funds 22 15 10 219
------- ------- ------- ------- ------
Total liabilities/transfers 24 16 0 11 220
------- ------- ------- ------- ------
Net assets available for benefits $49,054 $24,912 $ 0 $10,611 $2,310
======= ======= ======= ======= ======
66
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2001
(in thousands)
Templeton Matthews
Developing Pacific Scudder Latin Loan TOTAL
Markets Fund Tiger Fund I America Fund Fund ALL FUNDS
------------ ------------ ------------- -------- ----------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 143,882
Other common and preferred
stocks 314,384
Mutual funds $4,407 $4,994 $4,230 847,917
Interest in common/collective
trusts (pooled) funds 502,331
U.S. government securities 299
Loans to participants $65,304 65,369
Investments at Contract Value:
Group annuity contracts 3,579,574
Dividends/Interest receivable 399
Participants' contributions
receivable 81
Receivables for securities sold 679
------ ------ ------ ------- ----------
Total assets 4,407 4,994 4,230 65,304 5,454,915
------ ------ ------ ------- ----------
LIABILITIES
Payable for securities purchased 1,162
Accrued expenses 455
Transfers among funds 182 421 (35) 0
------ ------ ------ ------- ----------
Total liabilities/transfers 182 421 (35) 0 1,617
------ ------ ------ ------- ----------
Net assets available for benefits $4,225 $4,573 $4,265 $65,304 $5,453,298
====== ====== ====== ======= ==========
67
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 342 $ 1,016 $ 1,093
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 27,851 49,607 40,466 $ 10,154 $10,617 $336,278
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts 10,460 7,051 3,310,789
Dividends/Interest receivable 66 54 13
Participants' contributions
receivable 56 54
Receivables for securities sold
------- ------- ------- ---------- ------- --------
Total assets 38,719 57,728 41,572 3,320,999 10,617 336,332
------- ------- ------- ---------- ------- --------
LIABILITIES
Pending loans to participants 24 4
Distributions payable to
participants 18 45 14 3,801 7 120
Payable for securities purchased
Accrued expenses 2 4 4 14 3 15
Transfers among funds (31) 147 62 (107) 327 152
------- ------- ------- ---------- ------- --------
Total liabilities/transfers (11) 196 80 3,732 337 291
------- ------- ------- ---------- ------- --------
Net assets available for benefits $38,730 $57,532 $41,492 $3,317,267 $10,280 $336,041
======= ======= ======= ========== ======= ========
68
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $208,174
Other common stocks
Mutual funds $18,044 $10,779 $ 72,714
Interest in common/collective
trusts (pooled) funds $6,818 $33,243 7,250
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 2,442
Participants' contributions
receivable 50 15
Receivables for securities sold
------ ------- -------- ------- ------- --------
Total assets 6,818 33,293 217,866 18,044 10,779 72,729
------ ------- -------- ------- ------- --------
LIABILITIES
Pending loans to participants 2
Distributions payable to
participants 3 12 170 6 3 29
Payable for securities purchased
Accrued expenses 1 1 1
Transfers among funds (1) (358) 142 (7,444) (2,200) 5
------ ------- -------- ------- ------- --------
Total liabilities/transfers 3 (345) 315 (7,438) (2,197) 34
------ ------- -------- ------- ------- --------
Net assets available for benefits $6,815 $33,638 $217,551 $25,482 $12,976 $ 72,695
====== ======= ======== ======= ======= ========
69
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $31,666 $65,002 $73,482 $74,129 $70,153 $31,931
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable 82 10 20 37
Receivables for securities sold
------- ------- ------- ------- ------- -------
Total assets 31,666 65,084 73,492 74,149 70,190 31,931
------- ------- ------- ------- ------- -------
LIABILITIES
Pending loans to participants
Distributions payable to
participants 5 27 31 12 10 4
Payable for securities purchased
Accrued expenses
Transfers among funds (130) 22 72 201 456 1,762
------- ------- ------- ------- ------- -------
Total liabilities/transfers (125) 49 103 213 466 1,766
------- ------- ------- ------- ------- -------
Net assets available for benefits $31,791 $65,035 $73,389 $73,936 $69,724 $30,165
======= ======= ======= ======= ======= =======
70
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $326,839
Mutual funds $14,771 $78,880 $28,650 $15,453 $74,362
Interest in common/collective
trusts (pooled) funds 10,787
U.S. government securities 246
Loans to participants 132
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 323
Participants' contributions
receivable 25 5
Receivables for securities sold 1,449
------- ------- ------- -------- ------- -------
Total assets 14,771 78,905 28,650 339,776 15,453 74,367
------- ------- ------- -------- ------- -------
LIABILITIES
Pending loans to participants 1 1 1
Distributions payable to
participants 24 5 97 2 20
Payable for securities purchased 1,069
Accrued expenses 185
Transfers among funds (171) 7,677 (284) (58) (10) 48
------- ------- ------- -------- ------- -------
Total liabilities/transfers (171) 7,702 (279) 1,294 (7) 68
------- ------- ------- -------- ------- -------
Net assets available for benefits $14,942 $71,203 $28,929 $338,482 $15,460 $74,299
======= ======= ======= ======== ======= =======
71
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $17,028 $15,834 $66,539 $6,982 $197,719
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable 10 25
Receivables for securities sold
------- ------- ------- ------ --------
Total assets 17,028 15,834 66,549 6,982 197,744
------- ------- ------- ------ --------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 2 1 37 1 207
Payable for securities purchased
Accrued expenses 1
Transfers among funds (219) (33) 41 (324) 156
------- ------- ------- ------ --------
Total liabilities/transfers (217) (32) 78 (323) 365
------- ------- ------- ------ --------
Net assets available for benefits $17,245 $15,866 $66,471 $7,305 $197,379
======= ======= ======= ====== ========
72
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $56,936 $20,317 $4,698
Interest in common/collective
trusts (pooled) funds $35,404 $1,883
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Participants' contributions
receivable
Receivables for securities sold
------- ------- ------- ------ ------
Total assets 56,936 35,404 20,317 1,883 4,698
------- ------- ------- ------ ------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 20 6 13
Payable for securities purchased
Accrued expenses 6
Transfers among funds 18 (39) 94 2 8
------- ------- ------- ------ ------
Total liabilities/transfers 39 (33) 107 8 8
------- ------- ------- ------ ------
Net assets available for benefits $56,897 $35,437 $20,210 $1,875 $4,690
======= ======= ======= ====== ======
73
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
December 30, 2000
(in thousands)
Matthews
Pacific Scudder Latin Loan TOTAL
Tiger Fund I America Fund Fund ALL FUNDS
------------ ------------- -------- ----------
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 210,625
Other common stocks 326,839
Mutual funds $ 3,407 $ 4,754 1,054,230
Interest in common/collective
trusts (pooled) funds 570,358
U.S. government securities 246
Loans to participants $65,272 65,404
Investments at Contract Value:
Group annuity contracts 3,328,300
Dividends/Interest receivable 2,898
Participants' contributions
receivable 389
Receivables for securities sold 1,449
------- ------- ------- ----------
Total assets 3,407 4,754 65,272 5,560,738
------- ------- ------- ----------
LIABILITIES
Pending loans to participants (35) 0
Distributions payable to
participants 1 4,753
Payable for securities purchased 1,069
Accrued expenses 237
Transfers among funds 16 1 0
------- ------- ------- ----------
Total liabilities/transfers 17 1 (35) 6,059
------- ------- ------- ----------
Net assets available for benefits $ 3,390 $ 4,753 $65,307 $5,554,679
======= ======= ======= ==========
74
Schedule III
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2001
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9 $ 25
Other dividends $ 29
Interest 681 514 67 $ 248,334 $ 33 $ 313
Net realized and unrealized
gains (losses) from
investments (1,004) (4,519) (4,716) 23,306 1,073 (37,175)
Employer contributions 196 428 615 3,345 201 1,505
Participants' contributions 2,008 3,710 3,985 112,886 1,747 14,358
Transfers among funds (8,170) (12,842) (6,855) 125,195 11,453 (27,451)
------- -------- ------- ---------- ------- --------
Total Additions (6,280) (12,684) (6,875) 513,066 14,507 (48,450)
------- -------- ------- ---------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,167) (2,115) (1,783) (232,618) (1,470) (15,663)
Loans transfers, net (79) (138) (31) 651 (79) (311)
Administrative expenses (28) (50) (48) (1,303) (22) (161)
------- -------- ------- ---------- ------- --------
Total Deductions 2,274 2,303 1,862 233,270 1,571 16,135
------- -------- ------- ---------- ------- --------
(Decrease) increase in net assets (8,554) (14,987) (8,737) 279,796 12,936 (64,585)
Net assets available for benefits
at beginning of year 38,730 57,532 41,492 3,317,267 10,280 336,041
------- -------- ------- ---------- ------- --------
Net assets available for benefits
at end of year $30,176 $ 42,545 $32,755 $3,597,063 $23,216 $271,456
======= ======== ======= ========== ======= ========
75
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2001
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MSIF High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 6,186
Other dividends $ 1,625 $ 1,515 $ 2,359
Interest $ 7 $ 41 537 35 11 75
Net realized and unrealized
gains (losses) from
investments (1,349) 774 (35,651) 427 (2,261) (3,124)
Employer contributions 71 235 377 156 51 291
Participants' contributions 587 2,299 4,022 1,641 597 3,508
Transfers among funds (745) (2,844) (32,368) 2,512 892 (2,125)
------- ------- -------- ------- ------- -------
Total Additions (1,429) 505 (56,897) 6,396 805 984
------- ------- -------- ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (303) (1,412) (11,568) (2,057) (805) (3,611)
Loans transfers, net (3) (127) (892) (71) (38) (142)
Administrative expenses (10) (24) (70) (12) (4) (26)
------- ------- -------- ------- ------- -------
Total Deductions 316 1,563 12,530 2,140 847 3,779
------- ------- -------- ------- ------- -------
(Decrease) increase in net assets (1,745) (1,058) (69,427) 4,256 (42) (2,795)
Net assets available for benefits
at beginning of year 6,815 33,638 217,551 25,482 12,976 72,695
------- ------- -------- ------- ------- -------
Net assets available for benefits
at end of year $ 5,070 $32,580 $148,124 $29,738 $12,934 $69,900
======= ======= ======== ======= ======= =======
76
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2001
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 603 $ 608 $ 435
Interest 43 62 $ 75 $ 59 $ 95 54
Net realized and unrealized
gains (losses) from
investments (18) (6,297) (16,518) (22,843) (21,143) 7,582
Employer contributions 193 398 361 353 379 239
Participants' contributions 2,092 3,749 3,255 3,133 2,974 2,478
Transfers among funds 11,005 (855) (11,683) (10,598) (15,767) 22,260
------- ------- -------- -------- -------- -------
Total Additions 13,918 (2,335) (24,510) (29,896) (33,462) 33,048
------- ------- -------- -------- -------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,390) (2,962) (2,511) (1,828) (1,521) (1,617)
Loans transfers, net (12) (55) (51) (30) (104) (126)
Administrative expenses (16) (22) (18) (16) (14) (19)
------- ------- -------- -------- -------- -------
Total Deductions 2,418 3,039 2,580 1,874 1,639 1,762
------- ------- -------- -------- -------- -------
Increase (decrease) in net assets 11,500 (5,374) (27,090) (31,770) (35,101) 31,286
Net assets available for benefits
at beginning of year 31,791 65,035 73,389 73,936 69,724 30,165
------- ------- -------- -------- -------- -------
Net assets available for benefits
at end of year $43,291 $59,661 $ 46,299 $ 42,166 $ 34,623 $61,451
======= ======= ======== ======== ======== =======
77
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2001
(in thousands)
Putnam OTC MSIF RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 509 $ 3,203 $ 101 $ 231
Interest $ 34 $ 122 44 939 13 69
Net realized and unrealized
gains (losses) from
investments 2,070 (31,528) 368 18,373 (3,305) (15,111)
Employer contributions 113 465 197 434 83 402
Participants' contributions 1,119 3,750 2,030 6,655 973 3,368
Transfers among funds 7,731 (7,591) 6,567 (17,371) (2,322) (13,846)
------- -------- ------- -------- ------- --------
Total Additions 11,067 (34,782) 9,715 12,233 (4,457) (24,887)
------- -------- ------- -------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (423) (1,321) (1,573) (15,913) (513) (2,923)
Loans transfers, net 33 84 (105) (977) (15) (22)
Administrative expenses (8) (14) (14) (2,322) (4) (19)
------- -------- ------- -------- ------- --------
Total Deductions 398 1,251 1,692 19,212 532 2,964
------- -------- ------- -------- ------- --------
Increase (decrease) in net assets 10,669 (36,033) 8,023 (6,979) (4,989) (27,851)
Net assets available for benefits
at beginning of year 14,942 71,203 28,929 338,482 15,460 74,299
------- -------- ------- -------- ------- --------
Net assets available for benefits
at end of year $25,611 $ 35,170 $36,952 $331,503 $10,471 $ 46,448
======= ======== ======= ======== ======= ========
78
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2001
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 693 $ 624 $ 74
Interest 26 23 $ 49 20 $ 254
Net realized and unrealized
gains (losses) from
investments (316) 648 (9,015) (893) (83,780)
Employer contributions 101 115 439 75 1,159
Participants' contributions 732 1,066 3,270 573 9,382
Transfers among funds (4,007) 7,263 (7,584) 219 3,385
------- ------- -------- ------ --------
Total Additions (2,771) 9,739 (12,841) 68 (69,600)
------- ------- -------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,170) (697) (2,363) (774) (4,933)
Loans transfers, net (29) (65) (72) (10) 177
Administrative expenses (6) (9) (19) (3) (47)
------- ------- -------- ------ --------
Total Deductions 1,205 771 2,454 787 4,803
------- ------- -------- ------ --------
(Decrease) increase in net assets (3,976) 8,968 (15,295) (719) (74,403)
Net assets available for benefits
at beginning of year 17,245 15,866 66,471 7,305 197,379
------- ------- -------- ------ --------
Net assets available for benefits
at end of year $13,269 $24,834 $ 51,176 $6,586 $122,976
======= ======= ======== ====== ========
79
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2001
(in thousands)
Morgan Stanley Russell Acorn Artisan State Street
Institutional International International International Emerging Mkts.
Int'l. Equity Fund Stock Fund Fund Fund Index Fund
------------------ ------------- ------------- ------------- --------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 1,028 $ 37
Interest 28 $ 24 3 $ 4
Net realized and unrealized
gains (losses) from
investments (6,958) (6,492) 718 (1,876) (66)
Employer contributions 182 112 36 18
Participants' contributions 2,095 1,179 328 146
Transfers among funds (1,746) (4,131) $(20,928) 12,868 378
------- -------- -------- ------- ------
Total Additions (5,371) (9,308) (20,210) 11,396 480
------- -------- -------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,403) (1,174) (778) (39)
Loans transfers, net (51) (33) (3) 7
Administrative expenses (18) (10) (4) (13)
------- -------- -------- ------- ------
Total Deductions 2,472 1,217 0 785 45
------- -------- -------- ------- ------
(Decrease) increase in net assets (7,843) (10,525) (20,210) 10,611 435
Net assets available for benefits
at beginning of year 56,897 35,437 20,210 0 1,875
------- -------- -------- ------- ------
Net assets available for benefits
at end of year $49,054 $ 24,912 $ 0 $10,611 $2,310
======= ======== ======== ======= ======
80
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2001
(in thousands)
Templeton Matthews
Developing Pacific Scudder Latin Loan TOTAL
Markets Fund Tiger Fund I America Fund Fund ALL FUNDS
------------ ------------ ------------- -------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 6,220
Other dividends $ 48 $ 6 $ 68 13,796
Interest 6 7 7 252,708
Net realized and unrealized
gains (losses) from
investments (427) 317 (215) (260,944)
Employer contributions 34 27 27 13,413
Participants' contributions 344 234 218 206,491
Transfers among funds (299) 854 (454) 0
------ ------ ------ ------- ----------
Total Additions (294) 1,445 (349) 0 231,684
------ ------ ------ ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (179) (224) (132) (2,754) (328,687)
Loans transfers, net 10 (37) (5) 2,751 0
Administrative expenses (2) (1) (2) (4,378)
------ ------ ------ ------- ----------
Total Deductions 171 262 139 3 333,065
------ ------ ------ ------- ----------
(Decrease) increase in net assets (465) 1,183 (488) (3) (101,381)
Net assets available for benefits
at beginning of year 4,690 3,390 4,753 65,307 5,554,679
------ ------ ------ ------- ----------
Net assets available for benefits
at end of year $4,225 $4,573 $4,265 $65,304 $5,453,298
====== ====== ====== ======= ==========
81
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12 $ 38 $ 43
Other dividends
Interest 906 690 84 $ 244,667 $ 8 $ 370
Net realized and unrealized
gains (losses) from
investments (899) (4,906) (6,316) 730 697 (34,009)
Employer contributions 123 332 527 2,134 50 1,357
Participants' contributions 2,052 5,106 5,269 93,224 472 19,730
Transfers among funds (823) (10,591) 642 (91,156) 4,467 (61,459)
------- ------- ------- ---------- ------- --------
Total Additions 1,371 (9,331) 249 249,599 5,694 (74,011)
------- ------- ------- ---------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,929) (2,988) (2,017) (318,415) (452) (20,115)
Loans transfers, net (41) (98) (105) 0 (51) (313)
Administrative expenses (30) (59) (59) (754) (7) (163)
------- ------- ------- ---------- ------- --------
Total Deductions 3,000 3,145 2,181 319,169 510 20,591
------- ------- ------- ---------- ------- --------
(Decrease) increase in net assets (1,629) (12,476) (1,932) (69,570) 5,184 (94,602)
Net assets available for benefits
at beginning of year 40,359 70,008 43,424 3,386,837 5,096 430,643
------- ------- ------- ---------- ------- --------
Net assets available for benefits
at end of year $38,730 $57,532 $41,492 $3,317,267 $10,280 $336,041
======= ======= ======= ========== ======= ========
82
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,071
Other dividends $ 939 $ 1,581 $ 2,325
Interest $ 7 $ 45 969 8 9 72
Net realized and unrealized
gains (losses) from
investments (1,397) (1,703) (123,526) 691 (2,935) 2,772
Employer contributions 69 191 355 38 31 234
Participants' contributions 766 2,330 5,657 462 495 3,666
Transfers among funds (798) 7,747 (36,515) 15,545 526 (23,975)
------- ------- --------- ------- ------- --------
Total Additions (1,353) 8,610 (143,989) 17,683 (293) (14,906)
------- ------- --------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (348) (1,495) (20,459) (1,410) (1,023) (5,462)
Loans transfers, net (19) 59 (1,233) (26) (14) 2
Administrative expenses (14) (22) (72) (3) (3) (18)
------- ------- --------- ------- ------- --------
Total Deductions 381 1,458 21,764 1,439 1,040 5,478
------- ------- --------- ------- ------- --------
(Decrease) increase in net assets (1,734) 7,152 (165,753) 16,244 (1,333) (20,384)
Net assets available for benefits
at beginning of year 8,549 26,486 383,304 9,238 14,309 93,079
------- ------- --------- ------- ------- --------
Net assets available for benefits
at end of year $ 6,815 $33,638 $ 217,551 $25,482 $12,976 $ 72,695
======= ======= ========= ======= ======= ========
83
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 538 $ 533 $ 283
Interest 24 65 $ 93 $ 64 $ 131 21
Net realized and unrealized
gains (losses) from
investments 2,680 (2,300) (16,519) (9,006) (41,557) 4,167
Employer contributions 84 299 335 261 403 84
Participants' contributions 1,374 3,873 4,418 3,307 4,501 1,114
Transfers among funds (971) (12,243) (383) 42,108 72,639 3,802
------- -------- -------- ------- -------- -------
Total Additions 3,729 (9,773) (12,056) 36,734 36,117 9,471
------- -------- -------- ------- -------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,387) (4,030) (4,146) (3,291) (3,443) (1,323)
Loans transfers, net (27) (6) (50) (197) (689) (13)
Administrative expenses (6) (16) (20) (15) (20) (5)
------- -------- -------- ------- -------- -------
Total Deductions 1,420 4,052 4,216 3,503 4,152 1,341
------- -------- -------- ------- -------- -------
Increase (decrease) in net assets 2,309 (13,825) (16,272) 33,231 31,965 8,130
Net assets available for benefits
at beginning of year 29,482 78,860 89,661 40,705 37,759 22,035
------- -------- -------- ------- -------- -------
Net assets available for benefits
at end of year $31,791 $ 65,035 $ 73,389 $73,936 $ 69,724 $30,165
======= ======== ======== ======= ======== =======
84
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
>C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 259 $ 3,304 $ 32
Interest $ 19 $ 184 16 1,288 16 $ 85
Net realized and unrealized
gains (losses) from
investments 2,438 (80,099) 3,906 33,618 (1,046) (15,129)
Employer contributions 45 537 58 399 64 353
Participants' contributions 868 6,513 880 7,423 807 4,643
Transfers among funds (158) 60,806 9,006 (25,546) 2,354 17,496
------- -------- ------- -------- ------- --------
Total Additions 3,212 (12,059) 14,125 20,486 2,227 7,448
------- -------- ------- -------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (409) (4,474) (821) (22,168) (1,113) (4,028)
Loans transfers, net 18 (463) (5) (1,171) (30) (204)
Administrative expenses (2) (28) (3) (2,505) (4) (20)
------- -------- ------- -------- ------- --------
Total Deductions 393 4,965 829 25,844 1,147 4,252
------- -------- ------- -------- ------- --------
Increase (decrease) in net assets 2,819 (17,024) 13,296 (5,358) 1,080 3,196
Net assets available for benefits
at beginning of year 12,123 88,227 15,633 343,840 14,380 71,103
------- -------- ------- -------- ------- --------
Net assets available for benefits
at end of year $14,942 $ 71,203 $28,929 $338,482 $15,460 $ 74,299
======= ======== ======= ======== ======= ========
85
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 669 $ 68
Interest 13 $ 14 $ 59 13 $ 334
Net realized and unrealized
gains (losses) from
investments 1,581 (56) (2,353) 527 (101,972)
Employer contributions 39 57 337 29 1,182
Participants' contributions 611 820 3,562 280 13,983
Transfers among funds 8,796 (6,826) 8,207 3,311 35,235
------- ------- ------- ------ ---------
Total Additions 11,709 (5,991) 9,812 4,228 (51,238)
------- ------- ------- ------ ---------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (273) (1,077) (3,050) (230) (12,547)
Loans transfers, net (43) 26 (53) 1 (918)
Administrative expenses (2) (4) (15) (1) (63)
------- ------- ------- ------ ---------
Total Deductions 318 1,055 3,118 230 13,528
------- ------- ------- ------ ---------
Increase (decrease) in net assets 11,391 (7,046) 6,694 3,998 (64,766)
Net assets available for benefits
at beginning of year 5,854 22,912 59,777 3,307 262,145
------- ------- ------- ------ ---------
Net assets available for benefits
at end of year $17,245 $15,866 $66,471 $7,305 $ 197,379
======= ======= ======= ====== =========
86
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Morgan Stanley Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 101 $ 617 $ 33
Interest 26 $ 30 45 $ 7 9
Net realized and unrealized
gains (losses) from
investments 4,580 (6,043) (6,860) (908) (2,454)
Employer contributions 126 102 173 21 35
Participants' contributions 1,995 1,554 2,913 290 419
Transfers among funds (4,652) (1,908) (4,184) (2,275) (2,879)
------- ------- ------- ------- -------
Total Additions 2,176 (6,265) (7,296) (2,865) (4,837)
------- ------- ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,932) (1,906) (853) (67) (273)
Loans transfers, net (39) (104) 158 13 1
Administrative expenses (12) (10) (7) (18) (1)
------- ------- ------- ------- -------
Total Deductions 2,983 2,020 702 72 273
------- ------- ------- ------- -------
Decrease in net assets (807) (8,285) (7,998) (2,937) (5,110)
Net assets available for benefits
at beginning of year 57,704 43,722 28,208 4,812 9,800
------- ------- ------- ------- -------
Net assets available for benefits
at end of year $56,897 $35,437 $20,210 $ 1,875 $ 4,690
======= ======= ======= ======= =======
87
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 2000
(in thousands)
Matthews
Newport Pacific Scudder Latin Loan TOTAL
Tiger Fund Tiger Fund I America Fund Fund ALL FUNDS
---------- ------------ ------------- -------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,164
Other dividends $ 157 $ 39 11,478
Interest $ 1 3 9 250,404
Net realized and unrealized
gains (losses) from
investments 95 (1,149) (1,124) (405,784)
Employer contributions 4 9 26 10,503
Participants' contributions 53 61 305 205,796
Transfers among funds (8,011) 4,388 (1,722) 0
------- ------ ------- -------- ----------
Total Additions (7,858) 3,469 (2,467) 0 81,561
------- ------ ------- -------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (124) (77) (208) (3,103) (454,466)
Loans transfers, net 6 (1) 5 5,624 0
Administrative expenses (1) (1) (1) (3,984)
------- ------ ------- -------- ----------
Total Deductions 119 79 204 (2,521) 458,450
------- ------ ------- -------- ----------
(Decrease) increase in net assets (7,977) 3,390 (2,671) 2,521 (376,889)
Net assets available for benefits
at beginning of year 7,977 0 7,424 62,786 5,931,568
------- ------ ------- -------- ----------
Net assets available for benefits
at end of year $ 0 $3,390 $ 4,753 $ 65,307 $5,554,679
======= ====== ======= ======== ==========
88
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 10 $ 30 $ 24
Other dividends
Interest 888 667 66 $ 251,721 $ 8 $ 421
Net realized and unrealized
gains (losses) from
investments 3,854 10,239 7,974 (38) 76,824
Participants' contributions 6,842 9,033 5,445 183,944 1,254 28,246
Transfers among funds (3,316) 2,886 5,584 (40,821) (3,774) (6,993)
------- ------- ------- ---------- ------ --------
Total Additions 8,278 22,855 19,093 394,844 (2,550) 98,498
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (4,769) (3,879) (1,398) (289,463) (723) (23,627)
Loans transfers, net (137) (288) (127) 492 (30) (1,160)
Administrative expenses (47) (82) (54) (2,135) (9) (340)
------- ------- ------- ---------- ------ --------
Total Deductions 4,953 4,249 1,579 291,106 762 25,127
------- ------- ------- ---------- ------ --------
Increase in net assets 3,325 18,606 17,514 103,738 (3,312) 73,371
Net assets available for benefits
at beginning of year 37,034 51,402 25,910 3,283,099 8,408 357,272
------- ------- ------- ---------- ------ --------
Net assets available for benefits
at end of year $40,359 $70,008 $43,424 $3,386,837 $5,096 $430,643
======= ======= ======= ========== ====== ========
89
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,066
Other dividends $ 656 $ 1,474 $ 3,524
Interest $ 5 $ 33 1,166 8 11 108
Net realized and unrealized
gains (losses) from
investments 1,912 4,482 (23,664) (682) (339) (712)
Participants' contributions 804 2,564 10,112 758 747 7,934
Transfers among funds 1,227 (5,657) 23,510 (2,833) (1,688) (27,494)
------ ------- -------- ------- ------- --------
Total Additions 3,948 1,422 20,190 (2,093) 205 (16,640)
------ ------- -------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (230) (1,323) (25,417) (485) (1,008) (7,602)
Loans transfers, net (19) (45) (1,846) 27 42 (14)
Administrative expenses (13) (25) (238) (7) (9) (70)
------ ------- -------- ------- ------- --------
Total Deductions 262 1,393 27,501 465 975 7,686
------ ------- -------- ------- ------- --------
Increase in net assets 3,686 29 (7,311) (2,558) (770) (24,326)
Net assets available for benefits
at beginning of year 4,863 26,457 390,615 11,796 15,079 117,405
------ ------- -------- ------- ------- --------
Net assets available for benefits
at end of year $8,549 $26,486 $383,304 $ 9,238 $14,309 $ 93,079
====== ======= ======== ======= ======= ========
90
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 667 $ 698 $ 197
Interest 26 75 $ 99 $ 24 $ 16 22
Net realized and unrealized
gains (losses) from
investments 307 7,337 19,661 12,862 13,642 58
Participants' contributions 2,520 6,973 5,384 1,901 1,110 1,625
Transfers among funds (9,862) (9,447) 21,469 10,801 10,061 (10,189)
------- ------- ------- -------- ------- -------
Total Additions (6,342) 5,636 46,613 25,588 24,829 (8,287)
------- ------- ------- -------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,288) (5,085) (3,802) (1,522) (687) (1,627)
Loans transfers, net (60) (163) (191) (71) (77) (21)
Administrative expenses (22) (53) (45) (16) (9) (16)
------- ------- ------- ------- ------- -------
Total Deductions 2,370 5,301 4,038 1,609 773 1,664
------- ------- ------- ------- ------- -------
Increase in net assets (8,712) 335 42,575 23,979 24,056 (9,951)
Net assets available for benefits
at beginning of year 38,194 78,525 47,086 16,726 13,703 31,986
------- ------- ------- ------- ------- -------
Net assets available for benefits
at end of year $29,482 $78,860 $89,661 $40,705 $37,759 $22,035
======= ======= ======= ======= ======= =======
91
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 406 $ 3,560 $ 64
Interest $ 30 $ 31 17 1,569 12 $ 41
Net realized and unrealized
gains (losses) from
investments (2,431) 35,447 (895) 59,870 2,698 21,279
Participants' contributions 1,646 1,607 1,219 12,834 1,061 3,013
Transfers among funds (11,789) 35,603 (8,306) (114,154) 912 26,498
-------- ------- ------- --------- ------- -------
Total Additions (12,544) 72,688 (7,559) (36,321) 4,747 50,831
-------- ------- ------- --------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,099) (1,278) (1,435) (25,385) (473) (1,970)
Loans transfers, net 79 (144) 37 (840) (15) (31)
Administrative expenses (12) (17) (13) (2,841) (8) (24)
-------- ------- ------- --------- ------- -------
Total Deductions 1,032 1,439 1,411 29,066 496 2,025
-------- ------- ------- --------- ------- -------
Increase in net assets (13,576) 71,249 (8,970) (65,387) 4,251 48,806
Net assets available for benefits
at beginning of year 25,699 16,978 24,603 409,227 10,129 22,297
------- ------- ------- --------- ------- -------
Net assets available for benefits
at end of year $12,123 $88,227 $15,633 $ 343,840 $14,380 $71,103
======= ======= ======= ========= ======= =======
92
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 337 $ 49 $ 43
Interest 4 $ 25 58 4 $ 155
Net realized and unrealized
gains (losses) from
investments (156) 2,306 10,155 383 101,267
Participants' contributions 332 1,915 5,028 226 8,165
Transfers among funds (2,295) (2,907) 1,723 898 119,244
------- ------- ------- ------ --------
Total Additions (1,778) 1,339 17,013 1,554 228,831
------- ------- ------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (364) (1,309) (2,278) (179) (4,014)
Loans transfers, net (1) 4 (158) (7) (701)
Administrative expenses (4) (18) (34) (2) (72)
------- ------- ------- ------ --------
Total Deductions 369 1,323 2,470 188 4,787
------- ------- ------- ------ --------
Increase in net assets (2,147) 16 14,543 1,366 224,044
Net assets available for benefits
at beginning of year 8,001 22,896 45,234 1,941 38,101
------- ------- ------- ------ --------
Net assets available for benefits
at end of year $ 5,854 $22,912 $59,777 $3,307 $262,145
======= ======= ======= ====== ========
93
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 500 $ 132
Interest 31 $ 30 9 $ 3 $ 8
Net realized and unrealized
gains (losses) from
investments 8,151 13,991 12,033 1,488 4,161
Participants' contributions 2,719 1,862 669 162 515
Transfers among funds (517) (2,718) 8,006 2,621 1,144
------- ------- ------- ------ ------
Total Additions 10,884 13,165 20,849 4,274 5,828
------- ------- ------- ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,534) (2,184) (711) (153) (362)
Loans transfers, net 42 (40) (42) (35) (62)
Administrative expenses (33) (21) (9) (23) (6)
------- ------- ------- ------ ------
Total Deductions 2,525 2,245 762 211 430
------- ------- ------- ------ ------
Increase in net assets 8,359 10,920 20,087 4,063 5,398
Net assets available for benefits
at beginning of year 49,345 32,802 8,121 749 4,402
------- ------- ------- ------ ------
Net assets available for benefits
at end of year $57,704 $43,722 $28,208 $4,812 $9,800
======= ======= ======= ====== ======
94
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
Newport Scudder Latin Loan TOTAL
Tiger Fund America Fund Fund ALL FUNDS
---------- ------------- -------- ------------
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,130
Other dividends $ 14 12,321
Interest $ 13 9 257,413
Net realized and unrealized
gains (losses) from
investments 6,477 2,601 412,542
Participants' contributions 602 271 321,042
Transfers among funds (7,490) 63 0
------ ------- -------- ----------
Total Additions (398) 2,958 0 1,012,448
------ ------- -------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (178) (210) (5,070) (426,121)
Loans transfers, net 28 21 5,553 0
Administrative expenses (5) (4) (6,336)
------ ------- -------- ----------
Total Deductions 155 193 (483) 432,457
------ ------- -------- ----------
Increase in net assets (553) 2,765 483 579,991
Net assets available for benefits
at beginning of year 8,530 4,659 62,303 5,351,577
------ ------- -------- ----------
Net assets available for benefits
at end of year $7,977 $ 7,424 $ 62,786 $5,931,568
====== ======= ======== ==========
95
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the incorporation by reference in the Registration
Statement on Form S-8 (No. 333-43524) of Eastman Kodak Company of our report
dated June 14, 2002 relating to the financial statements of Eastman Kodak
Employees' Savings and Investment Plan, which appears in this Form 11-K.
PricewaterhouseCoopers LLP
Rochester, New York
June 24, 2002