UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),
(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. ___)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
83616T108 |
13G | Page | 2 |
of | 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) (ENTITIES ONLY) Sierra Ventures Associates VII, LLC IRS# 94-3315643 |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(A) o | |||||
(B) þ(1) | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
California | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,665,149 shares of Common Stock (2) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
1,665,149 shares of Common Stock (2) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,665,149 shares of Common Stock (2) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.81%(3) | |||||
12. | TYPE OF REPORTING PERSON* | ||||
OO |
CUSIP No. |
83616T108 |
13G | Page | 3 |
of | 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) (ENTITIES ONLY) Sierra Ventures VII, L.P. IRS# 94-3315644 |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(A) o | |||||
(B) þ(1) | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
California | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,665,149 shares of Common Stock (2) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
1,665,149 shares of Common Stock (2) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,665,149 shares of Common Stock (2) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.81%(3) | |||||
12. | TYPE OF REPORTING PERSON* | ||||
PN |
CUSIP No. |
83616T108 |
13G | Page | 4 |
of | 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) (ENTITIES ONLY) Sierra Ventures Associates VIII, LLC IRS# 94-3364477 |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(A) o | |||||
(B) þ (1) | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
California | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,665,149 shares of Common Stock (2) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
1,665,149 shares of Common Stock (2) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,665,149 shares of Common Stock (2) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.81%(3) | |||||
12. | TYPE OF REPORTING PERSON* | ||||
OO |
CUSIP No. |
83616T108 |
13G | Page | 5 |
of | 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) (ENTITIES ONLY) Sierra Ventures VIII-A, L.P. IRS# 94-3364473 |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(A) o | |||||
(B) þ (1) | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
California | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,665,149 shares of Common Stock (2) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8. | SHARED DISPOSITIVE POWER | |||
1,665,149 shares of Common Stock (2) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,665,149 shares of Common Stock (2) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.81%(3) | |||||
12. | TYPE OF REPORTING PERSON* | ||||
PN |
CUSIP No. |
83616T108 |
13G | Page | 6 |
of | 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) (ENTITIES ONLY) Sierra Ventures VIII-B, L.P. IRS# 94-3364475 |
||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||||
(A) o | |||||
(B) þ (1) | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
California | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,665,149 shares of Common Stock (2) | ||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8. | SHARED DISPOSITIVE POWER | |||
1,665,149 shares of Common Stock (2) | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,665,149 shares of Common Stock (2) | |||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
o | |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
6.81%(3) | |||||
12. | TYPE OF REPORTING PERSON* | ||||
PN |
CUSIP No. |
83616T108 |
13 G | Page | 7 |
of | 10 |
Item 1(a). | Name of Issuer: |
Sourcefire, Inc. |
Item 1(b). | Address of Issuers Principal Executive Offices: |
9700 Patuxent Woods Drive Columbia, MD 21046 |
Item 2(a). | Name of Person Filing (1) |
Sierra Ventures Associates VII, LLC (Sierra Ventures Associates VII) Sierra Ventures VII, L.P. (Sierra Ventures VII) Sierra Ventures Associates VIII, LLC. (Sierra Ventures Associates VIII) Sierra Ventures VIII-A, L.P. (Sierra Ventures VIII-A) Sierra Ventures VIII-B, L.P. (Sierra Ventures VIII-B) |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
c/o Sierra Ventures 2884 Sand Hill Road, Suite 100 Menlo Park, CA 94025 |
Item 2(c). | Citizenship: |
Sierra Ventures Associates VII California Sierra Ventures VII California Sierra Ventures Associates VIII California Sierra Ventures VIII-A California Sierra Ventures VIII-B California |
Item 2(d). | Title of Class of Securities: |
Common Stock |
Item 2(e). | CUSIP Number: |
83616T108 |
Item 3. | Not applicable. |
CUSIP No. |
83616T108 |
13G | Page | 8 |
of | 10 |
Item 4. | Ownership. |
Shares | Sole | Shared | Sole | Shared | ||||||||||||||||||||||||
Held | Voting | Voting | Dispositive | Dispositive | Beneficial | Percentage | ||||||||||||||||||||||
Sierra Ventures Entities | Directly | Power | Power | Power | Power | Ownership | OF CLASS(2) | |||||||||||||||||||||
SIERRA VENTURES
ASSOCIATES VII (1) |
0 | 0 | 1,665,149 | 0 | 1,665,149 | 1,665,149 | 6.81 | % | ||||||||||||||||||||
SIERRA VENTURES VII |
552,936 | 0 | 1,665,149 | 0 | 1,665,149 | 1,665,149 | 6.81 | % | ||||||||||||||||||||
SIERRA VENTURES
ASSOCIATES VIII (1) |
0 | 0 | 1,665,149 | 0 | 1,665,149 | 1,665,149 | 6.81 | % | ||||||||||||||||||||
SIERRA VENTURES VIII-A |
1,101,495 | 0 | 1,665,149 | 0 | 1,665,149 | 1,665,149 | 6.81 | % | ||||||||||||||||||||
SIERRA VENTURES VIII-B |
10,718 | 0 | 1,665,149 | 0 | 1,665,149 | 1,665,149 | 6.81 | % |
(1) | Sierra Ventures Associates VII serves as the sole general partner of Sierra Ventures VII and owns no shares of the issuer directly. Sierra Ventures Associates VIII serves as the sole general partner of Sierra Ventures VIII-A and Sierra Ventures VIII-B and owns no shares of the issuer directly. Sierra Ventures Associates VII and Sierra Ventures Associates VIII share voting and dispositive power over the shares held by the Sierra Ventures Entities; however, they disclaim beneficial ownership of the shares held by these entities, except to the extent of their pecuniary interest therein. | |
Sierra Ventures Associates VII holds an additional 20,704 shares as nominee for its members. Sierra Ventures Associates VII has no voting or dispositive power with respect to such shares. | ||
Sierra Ventures Associates VIII holds an additional 35,069 shares as nominee for its members. Sierra Ventures Associates VIII has no voting or dispositive power with respect to such shares. | ||
(2) | This percentage is calculated based upon 24,466,816 shares of the Issuers common stock outstanding (as of November 5, 2007), as set forth in the Issuers most recent 10-Q, filed with the Securities and Exchange Commission on November 7, 2007. |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not applicable. |
Item 8. | Identification and Classification of Members of the Group. |
Not applicable. |
Item 9. | Notice of Dissolution of a Group. |
Not applicable. |
Item 10. | Certification. |
Not applicable. |
SIERRA VENTURES ASSOCIATES VII, LLC |
||||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
SIERRA VENTURES VII, L.P. |
||||
By: | Sierra Ventures Associates VII, LLC | |||
Its: | General Partner | |||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
SIERRA VENTURES ASSOCIATES VIII, LLC |
||||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
SIERRA VENTURES VIII-A, L.P. SIERRA VENTURES VIII-B, L.P. |
||||
By: | Sierra Ventures Associates VIII, LLC | |||
Its: | General Partner | |||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
99.1: | Joint Filing Statement |
Page 9 of 10 pages
SIERRA VENTURES ASSOCIATES VII, LLC |
||||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
SIERRA VENTURES VII, L.P. |
||||
By: | Sierra Ventures Associates VII, LLC | |||
Its: | General Partner | |||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
SIERRA VENTURES ASSOCIATES VIII, LLC |
||||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
SIERRA VENTURES VIII-A, L.P. SIERRA VENTURES VIII-B, L.P. |
||||
By: | Sierra Ventures Associates VIII, LLC | |||
Its: | General Partner | |||
/s/ David C. Schwab | ||||
David C. Schwab | ||||
Page 10 of 10 Pages