1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options to Purchase Common Stock
|
Â
(1)
|
10/01/2028 |
Common Stock
|
12,521
|
$
218.33
|
D
|
Â
|
Options to Purchase Common Stock
|
Â
(2)
|
10/01/2028 |
Common Stock
|
3,824
|
$
218.33
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(3)
|
Common Stock
|
6,184
|
$
(4)
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
Â
(5)
|
Common Stock
|
2,062
|
$
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
964 of the options became exercisable on March 1, 2019 , with the balance becoming exercisable in five equal annual installments beginning March 1, 2020. |
(2) |
The options become exercisable in five equal annual installments beginning March 1, 2020. |
(3) |
The restricted stock units vest in five equal annual installments beginning March 1, 2020. Vested restricted stock units will be settled in TREE common stock, the cash value thereof or a combination of cash and TREE common stock on the applicable vesting date. |
(4) |
Each restricted stock unit represents a contingent right to receive one share of TREE common stock, the cash value thereof or a combination of cash and TREE common stock on the date of settlement, in the Company's discretion. |
(5) |
The restricted stock units vest in five equal annual installments beginning March 1, 2020. Vested restricted stock units will be settled in TREE common stock, the cash value thereof or a combination of cash and TREE common stock on the applicable vesting date. |