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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 24.21 | (1) | 01/27/2013 | Class A Common Stock | 9,563 | 9,563 | D | ||||||||
Employee Stock Option | $ 47.12 | (2) | 02/11/2014 | Class A Common Stock | 15,000 | 15,000 | D | ||||||||
Employee Stock Option | $ 51.62 | (3) | 02/07/2015 | Class A Common Stock | 9,686 | 9,686 | D | ||||||||
Employee Stock Option | $ 43.35 | (4) | 02/06/2016 | Class A Common Stock | 6,390 | 6,390 | D | ||||||||
Employee Stock Option | $ 41.25 | (6) | 04/25/2017 | Class A Common Stock | 9,697 | 9,697 | D | ||||||||
Employee Stock Option | $ 36.49 | (7) | 04/24/2018 | Class A Common Stock | 9,100 | 9,100 | D | ||||||||
Stock Appreciation Right | $ 19.56 | 05/07/2009 | A | 10,921 | (9) | 05/07/2019 | Class A Common Stock | 10,921 | $ 0 | 10,921 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ELFANT NOEL C/O ZEBRA TECHNOLOGIES CORPORATION 475 HALF DAY ROAD, SUITE 500 LINCOLNSHIRE, IL 60069 |
VP, General Counsel & Secy |
Noel Elfant | 05/11/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the shares subject to such option, 1,968 vested on January 27, 2005, 2,250 vested on January 27, 2006, 2,530 vested on January 27, 2007 and 2,815 vested on January 27, 2008. |
(2) | Of the shares subject to such option, 2,250 vested on February 11, 2005, 2,625 vested on February 11, 2006, 3,000 vested on February 11, 2007, 3,375 vested on February 11, 2008 and 3,750 vested on February 11, 2009. |
(3) | Of the shares subject to such option, 1,452 vested on February 7, 2006, 1,695 vested on February 7, 2007, 1,937 vested on February 7, 2008, 2,180 vested on February 7, 2009 and 2,422 vest on February 7, 2010. |
(4) | Of the shares subject to such option, 958 vested on February 6, 2007, 1,118 vested on February 6, 2008, 1,278 vested on February 6, 2009, 1,438 vest on February 6, 2010 and 1,598 vest on February 6, 2011. |
(5) | Restricted shares that will vest on May 7, 2012. |
(6) | Of the shares subject to such option, 2,424 vested on April 25, 2008, 2,424 vested on April 25, 2009, 2,424 vest on April 25, 2010 and 2,425 vest on April 25, 2011. |
(7) | Of the shares subject to such option, 2,275 vested on April 24, 2009, 2,275 vest on April 24, 2010, 2,275 vest on April 24, 2011 and 2,275 vest on April 24, 2012. |
(8) | Includes 129 shares acquired by the reporting person on June 30, 2008, 131 shares acquired by the reporting person on September 30, 2008 and 210 shares acquired by the reporting person on December 31, 2008 pursuant to the registrant's employee stock purchase plan. |
(9) | This stock appreciation right vests with respect to 2,730 shares on May 7, 2010, 2,730 shares on May 7, 2011, 2,730 shares on May 7, 2012 and 2,731 shares on May 7, 2013. |