|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 7.25 | 01/03/2007 | D | 6,666 | 05/06/2002 | 05/06/2009 | Aztar Common Stock | 6,666 | $ 54.3996 (2) | 0 | D | ||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 9.8125 | 01/03/2007 | D | 33,000 | 09/15/2002 | 09/15/2009 | Aztar Common Stock | 33,000 | $ 54.3996 (2) | 0 | D | ||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 11.6875 | 01/03/2007 | D | 20,000 | 05/10/2003 | 05/10/2010 | Aztar Common Stock | 20,000 | $ 54.3996 (2) | 0 | D | ||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 13.24 | 01/03/2007 | D | 20,000 | 05/09/2004 | 05/09/2011 | Aztar Common Stock | 20,000 | $ 54.3996 (2) | 0 | D | ||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 22.15 | 01/03/2007 | D | 20,000 | 05/08/2005 | 05/08/2012 | Aztar Common Stock | 20,000 | $ 54.3996 (2) | 0 | D | ||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 15.71 | 01/03/2007 | D | 20,000 | 05/14/2006 | 05/14/2013 | Aztar Common Stock | 20,000 | $ 54.3996 (2) | 0 | D | ||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 24.39 | 01/03/2007 | D | 20,000 | 01/03/2007(2) | 05/13/2014 | Aztar Common Stock | 20,000 | $ 54.3996 (2) | 0 | D | ||||
Aztar Stock Option Right to Purchase Aztar Common Stock | $ 30.9 | 01/03/2007 | D | 20,000 | 01/03/2007(2) | 05/11/2015 | Aztar Common Stock | 20,000 | $ 54.3996 (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ARMSTRONG NELSON W JR AZTAR CORPORATION 2390 E. CAMELBACK RD., SUITE 400 PHOENIX, AZ 85016 |
VP Admin & Secretary |
/s/ N. W. Armstrong | 01/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As a result of the completed merger of Aztar Corporation with Columbia Entertainment, a subsidiary of Columbia Sussex Corporation, Aztar's common stock was converted into a right to receive $54.00 in cash plus an additional $0.00888 in cash per day, beginning on November 20, 2006, if the merger was not consummated by November 19, 2006. |
(2) | Each stock option outstanding under the Aztar Stock Plans was converted into a right to receive an amount in cash equal to $54.00 plus an additional $0.00888 per day beginning November 20, 2006 less the exercise price. All unvested options became vested on the day of the merger. |