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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-qualified Stock Options (right to buy) | $ 7.4 | 12/17/2002 | 12/17/2011 | Common Stock | 21,859 | 21,859 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 12.3 | 03/19/2003 | 03/19/2012 | Common Stock | 2,772 | 2,772 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 18.5 | 09/17/2003 | 09/17/2012 | Common Stock | 22,351 | 22,351 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 16.3 | 10/02/2002 | 10/02/2012 | Common Stock | 6,256 | 6,256 | D | ||||||||
| Incentive Stock Options (right to buy) | $ 70.9 | 02/19/2005 | 02/19/2014 | Common Stock | 2,933 | 2,933 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 70.9 | 02/19/2005 | 02/19/2014 | Common Stock | 8,065 | 8,065 | D | ||||||||
| Incentive Stock Options (right to buy) | $ 39.2 | 02/16/2006 | 02/16/2015 | Common Stock | 2,552 | 2,552 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 39.2 | 02/16/2006 | 02/16/2015 | Common Stock | 18,173 | 18,173 | D | ||||||||
| Incentive Stock Options (right to buy) | $ 51.4 | 02/20/2007 | 02/20/2016 | Common Stock | 1,946 | 1,946 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 51.4 | 02/20/2007 | 02/20/2016 | Common Stock | 7,283 | 7,283 | D | ||||||||
| Incentive Stock Options (right to buy) | $ 39.9 | 03/20/2008(3) | 03/20/2017 | Common Stock | 2,507 | 2,507 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 39.9 | 03/20/2008(3) | 03/20/2017 | Common Stock | 9,814 | 9,814 | D | ||||||||
| Incentive Stock Options (right to buy) | $ 48.5 | 01/10/2009(3) | 01/10/2018 | Common Stock | 2,062 | 2,062 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 48.5 | 01/10/2009(3) | 01/10/2018 | Common Stock | 11,050 | 11,050 | D | ||||||||
| Incentive Stock Options (right to buy) | $ 10 | 02/03/2010(3) | 02/03/2019 | Common Stock | 10,000 | 10,000 | D | ||||||||
| Non-qualified Stock Options (right to buy) | $ 10 | 02/03/2010(3) | 02/03/2019 | Common Stock | 44,187 | 44,187 | D | ||||||||
| Stock Appreciation Rights | $ 10 | 02/03/2010(4) | 02/03/2019 | Common Stock | 37,224 | 37,224 | D | ||||||||
| Restricted Stock Units | (2) | (5) | (5) | Common Stock | 14,889 | 14,889 | D | ||||||||
| Stock Appreciation Rights | $ 15.4 | 03/02/2011(4) | 03/02/2020 | Common Stock | 58,964 | 58,964 | D | ||||||||
| Restricted Stock Units | (2) | (6) | (6) | Common Stock | 35,614 | 35,614 | D | ||||||||
| Incentive Stock Options (right to buy) | $ 27.45 | 01/03/2011 | A | 3,642 | 01/03/2012(3) | 01/03/2021 | Common Stock | 3,642 | $ 0 | 3,642 | D | ||||
| Non-qualified Stock Options (right to buy) | $ 27.45 | 01/03/2011 | A | 38,285 | 01/03/2012(3) | 01/03/2021 | Common Stock | 38,285 | $ 0 | 38,285 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| WHEELER DENNIS E COEUR D'ALENE MINES CORPORATION 505 FRONT AVENUE, P.O. BOX I COEUR D'ALENE, ID 83816 |
X | Chairman, President and CEO | ||
| /s/ John E. Lawrence, Attorney-in-Fact | 01/05/2011 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes 63,011 unvested shares of restricted stock. |
| (2) | Each restricted stock unit represents a right to receive a cash payment equivalent to the fair market value of the common stock as of the date of vesting. |
| (3) | The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| (4) | The stock appreciation rights become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary. |
| (5) | One-half of the remaining restricted stock units will become exercisable on February 3, 2011 and the remaining restricted stock units will become exercisable on February 3, 2012. Vested units shall be settled in cash which shall be delivered to the reporting person on the date of vesting of such units. |
| (6) | One-third of the restricted stock units will become exercisable on March 2, 2011, one-third of the restricted stock units will become exercisable on March 2, 2012 and one-third of the restricted stock units will become exercisable on March 2, 2013. Vested units shall be settled in cash which shall be delivered to the reporting person on the date of vesting of such units. |