1. Name and Address of Reporting Person * |
Â
Alinaya Rosabel Realica |
|
2. Date of Event Requiring Statement (Month/Day/Year) 02/28/2016 |
3. Issuer Name and Ticker or Trading Symbol MANNKIND CORP [MNKD]
|
25134 RYE CANYON LOOP, SUITE 300 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
SVP, Prin Acctg Officer |
|
5. If Amendment, Date Original Filed(Month/Day/Year)
|
VALENCIA, CA 91355 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.01 par value
|
55,863
|
D
|
Â
|
Common Stock, $.01 par value
|
3,625
(1)
|
D
|
Â
|
Common Stock, $.01 par value
|
4,250
(2)
|
D
|
Â
|
Common Stock, $.01 par value
|
5,775
(3)
|
D
|
Â
|
Common Stock, $.01 par value
|
12,900
(4)
|
D
|
Â
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
07/02/2012 |
07/02/2018 |
Common Stock
|
9,000
(5)
|
$
2.86
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/19/2013 |
08/19/2019 |
Common Stock
|
4,500
(5)
|
$
7.48
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/19/2014 |
08/19/2020 |
Common Stock
|
12,000
(5)
|
$
5.93
|
D
|
Â
|
Employee Stock Option (right to buy)
|
03/03/2015 |
03/02/2021 |
Common Stock
|
6,400
(5)
|
$
3.8
|
D
|
Â
|
Employee Stock Option (right to buy)
|
06/02/2015 |
06/02/2021 |
Common Stock
|
10,600
(5)
|
$
4.03
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/18/2015 |
08/17/2021 |
Common Stock
|
20,000
(5)
|
$
2.41
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/17/2016 |
05/17/2022 |
Common Stock
|
70,000
(5)
|
$
1.69
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/16/2013 |
08/16/2022 |
Common Stock
|
21,000
(6)
|
$
2.32
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/23/2014 |
08/23/2023 |
Common Stock
|
34,200
(6)
|
$
6.85
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/22/2014 |
08/22/2023 |
Common Stock
|
13,200
(6)
|
$
5.89
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/21/2015 |
08/20/2024 |
Common Stock
|
11,600
(6)
|
$
7.09
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/27/2016 |
08/26/2025 |
Common Stock
|
19,300
(6)
|
$
3.91
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Acquired pursuant to a Restricted Stock Unit Award vesting on 8/16/16. |
(2) |
Acquired pursuant to a Restricted Stock Unit Award; 2125 shares vesting on 8/22/16 and 2125 shares vesting on 8/22/17. |
(3) |
Acquired pursuant to a Restricted Stock Unit Award; 1925 shares vesting on 8/21/16, 1925 shares vesting on 8/21/17 and 1925 shares vesting on 8/21/18. |
(4) |
4-year vesting schedule with 1/4th of shares vesting on the first anniversary or 8/27/16 and thereafter 1/4th annually. |
(5) |
Fully vested as of filing. |
(6) |
4-year vesting schedule with 1/4th of shares vesting on the first anniversary of the vesting determination date and thereafter 1/48th monthly. |