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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OAK HILL VENTURE FUND I LP 201 MAIN STREET SUITE 3100 FORT WORTH, TX 76102 |
See Remarks (+) | |||
OHVF GENPAR I LP 201 MAIN STREET SUITE 3100 FORT WORTH, TX 76102 |
See Remarks (+) | |||
OHVF MGP I LLC 201 MAIN STREET SUITE 3100 FORT WORTH, TX 76102 |
See Remarks (+) | |||
Group Investors, LLC 201 MAIN STREET SUITE 3100 FORT WORTH, TX 76102 |
See Remarks (+) |
OAK HILL VENTURE FUND I, L.P. By: OHVF GENPAR I, L.P., general partner By: OHVF MGP I, LLC, general partner By: Group Investors, LLC, sole member By: /s/ Kevin G. Levy, Vice President | 05/13/2013 | |
**Signature of Reporting Person | Date | |
OHVF GENPAR I , L.P. By: OHVF MGP I, LLC, general partner By: Group Investors, LLC, sole member By: /s/ Kevin G. Levy, Vice President | 05/13/2013 | |
**Signature of Reporting Person | Date | |
OHVF MGP I, LLC By: Group Investors, LLC, sole member By: /s/ Kevin G. Levy, Vice President | 05/13/2013 | |
**Signature of Reporting Person | Date | |
Group Investors, LLC By: /s/ Kevin G. Levy, Vice President | 05/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pro-rata, in-kind distribution by Oak Hill Venture Fund I, L.P. and its direct and indirect general partners and managing members. |
(2) | No consideration was paid in connection with the distribution. |
Remarks: (+) As of May 9, 2013, the Reporting Persons were no longer members of a Section 13(d) group with respect to the Issuer's Common Stock. |