UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA August 7, 2012
--------------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 378 lines
Form 13F Information Table Value Total: 2,098,699
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
3M CO COM COM 88579Y101 3,325 37,112 SH Sole 01 37,112
ABBOTT LABS COM COM 002824100 14,566 225,938 SH Sole 01 225,938
ACACIA RESH CORP ACACIA TCH COM COM 003881307 6,303 169,248 SH Sole 01 169,248
AES CORP COM COM 00130H105 4,324 337,020 SH Sole 01 337,020
AFFILIATED MANAGERS GROUP COM COM 008252108 5,137 46,936 SH Sole 01 46,936
AIR PRODS & CHEMS INC COM COM 009158106 2,053 25,434 SH Sole 01 25,434
ALLSTATE CORP COM COM 020002101 71 2,024 SH Sole 01 2,024
AMERICAN ELEC PWR INC COM COM 025537101 4,056 101,657 SH Sole 01 101,657
AMERICAN EQTY INVT LIFE HLD COM COM 025676206 719 65,323 SH Sole 01 65,323
AMERICAN EXPRESS CO COM COM 025816109 0 2 SH Sole 01 2
AMERICAN SOFTWARE INC CL A CL A 029683109 90 11,363 SH Sole 01 11,363
AMERICAS CAR MART INC COM COM 03062T105 709 18,258 SH Sole 01 18,258
ANHEUSER BUSCH INBEV SA/NV SPONSORED
ADR SPONSORED ADR 03524A108 2,824 35,449 SH Sole 01 35,449
ANN INC COM COM 035623107 713 27,975 SH Sole 01 27,975
APPLE INC COM COM 037833100 4,334 7,422 SH Sole 01 7,422
APPLIED MATLS INC COM COM 038222105 3,483 304,352 SH Sole 01 304,352
APPROACH RESOURCES INC COM COM 03834A103 1,649 64,569 SH Sole 01 64,569
ATLAS AIR WORLDWIDE HLDGS IN COM NEW COM 049164205 724 16,633 SH Sole 01 16,633
AURICO GOLD INC COM COM 05155C105 2,570 320,911 SH Sole 01 320,911
AUTOMATIC DATA PROCESSING IN COM COM 053015103 447 8,024 SH Sole 01 8,024
AVAGO TECHNOLOGIES LTD SHS COM Y0486S104 1,262 35,167 SH Sole 01 35,167
BAIDU INC SPON ADR REP A SPONSORED ADR 056752108 1,081 9,398 SH Sole 01 9,398
BANK OF AMERICA CORPORATION COM COM 060505104 2,351 287,468 SH Sole 01 287,468
BANK OF NOVA SCOTIA COM 064149107 4,020 78,900 SH Sole 78,900
BARCLAYS BK PLC 10 YR TREAS BEAR ETF 06740L451 23,343 847,278 SH Sole 01 847,278
BARCLAYS BK PLC IPATH DYNM VIX ETF 06741L609 759 13,335 SH Sole 01 13,335
BARCLAYS BK PLC IPATH S&P MT ETN ETN 06740C519 37,534 837,998 SH Sole 01 837,998
BARCLAYS BK PLC IPSP CROIL ETN ETN 06738C786 4 172 SH Sole 01 172
BARCLAYS BK PLC IPTH S&P VIX NEW ETF 06740C261 6 374 SH Sole 01 374
BARCLAYS BK PLC S&P 500 VEQTOR ETF 06740C337 22,439 172,081 SH Sole 01 172,081
BARCLAYS BK PLC US TRES FLATT ETF 06740L485 14 219 SH Sole 01 219
BARRICK GOLD CORPORATION COM 067901108 362 9,800 SH Sole 9,800
BASIC ENERGY SVCS INC NEW COM COM 06985P100 432 41,831 SH Sole 01 41,831
BAXTER INTL INC COM COM 071813109 7,946 149,496 SH Sole 01 149,496
BAYTEX ENERGY CORP COM 07317Q105 2,547 61,500 SH Sole 61,500
BCE INC COM 05534B760 8,008 197,600 SH Sole 197,600
BE AEROSPACE INC COM COM 073302101 6,285 143,960 SH Sole 01 143,960
BECTON DICKINSON & CO COM COM 075887109 441 5,894 SH Sole 01 5,894
BIO RAD LABS INC CL A CL A 090572207 1,596 15,958 SH Sole 01 15,958
BLACKROCK INC COM COM 09247X101 799 4,703 SH Sole 01 4,703
BOEING CO COM COM 097023105 3,205 43,142 SH Sole 01 43,142
BRIGGS & STRATTON CORP COM COM 109043109 2,068 118,249 SH Sole 01 118,249
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
BROOKFIELD ASSET MANAGEMENT INC COM 112585104 7,176 220,400 SH Sole 220,400
BROOKFIELD ASSET MANAGEMENT INC COM 112900105 4,753 277,400 SH Sole 277,400
BROOKFIELD OFFICE PROPERTIES CANADA COM 112823109 1,367 52,600 SH Sole 52,600
BUCKEYE TECHNOLOGIES INC COM COM 118255108 678 23,813 SH Sole 01 23,813
CAE INC COM 124765108 3,006 315,650 SH Sole 315,650
CAMECO CORP COM COM 13321L108 811 36,934 SH Sole 01 36,934
CANADIAN NATIONAL RAILWAY COMPANY COM 136375102 8,935 107,650 SH Sole 107,650
CANADIAN PACIFIC RAILWAY LTD COM 13645T100 2,638 36,600 SH Sole 36,600
CASH AMER INTL INC COM COM 14754D100 94 2,134 SH Sole 01 2,134
CATERPILLAR INC DEL COM COM 149123101 2,299 27,075 SH Sole 01 27,075
CENOVUS ENERGY INC COM 15135U109 5,290 169,100 SH Sole 169,100
CERNER CORP COM COM 156782104 4,660 56,372 SH Sole 01 56,372
CHECK POINT SOFTWARE TECH LT ORD COM M22465104 1,900 38,305 SH Sole 01 38,305
CHESAPEAKE ENERGY CORP COM COM 165167107 0 2 SH Sole 01 2
CHICAGO BRIDGE & IRON CO N V N Y
REGISTRY SH COM 167250109 934 24,618 SH Sole 01 24,618
CIGNA CORPORATION COM COM 125509109 1,919 43,603 SH Sole 01 43,603
CITRIX SYS INC COM COM 177376100 6,029 71,831 SH Sole 01 71,831
CITY TELECOM H K LTD SPONSORED ADR SPONSORED ADR 178677209 757 76,272 SH Sole 01 76,272
CLAYMORE EXCHANGE TRD FD TR GUGG CHN
SML CAP COM 18383Q853 8,418 424,730 SH Sole 01 424,730
CMS ENERGY CORP COM COM 125896100 3,422 145,607 SH Sole 01 145,607
COCA COLA CO COM COM 191216100 11,036 141,137 SH Sole 01 141,137
COMERICA INC COM COM 200340107 5,828 189,770 SH Sole 01 189,770
COMPANHIA DE BEBIDAS DAS AME SPON
ADR PFD SPONSORED ADR 20441W203 1,281 33,417 SH Sole 01 33,417
COMPANHIA PARANAENSE ENERG C SPON
ADR PFD SPONSORED ADR 20441B407 915 42,220 SH Sole 01 42,220
CONAGRA FOODS INC COM COM 205887102 2,754 106,198 SH Sole 01 106,198
CORNING INC COM COM 219350105 0 3 SH Sole 01 3
COVANTA HLDG CORP COM COM 22282E102 1,454 84,798 SH Sole 01 84,798
COVIDIEN PLC SHS ADR G2554F113 0 2 SH Sole 01 2
CRACKER BARREL OLD CTRY STOR COM COM 22410J106 908 14,451 SH Sole 01 14,451
CREDICORP LTD COM COM G2519Y108 1,347 10,697 SH Sole 01 10,697
CUMMINS INC COM COM 231021106 1,889 19,492 SH Sole 01 19,492
CURRENCYSHS JAPANESE YEN TR JAPANESE
YEN ETF 23130A102 6 52 SH Sole 01 52
CYPRESS SEMICONDUCTOR CORP COM COM 232806109 3,520 266,298 SH Sole 01 266,298
DANAHER CORP DEL COM COM 235851102 6,826 131,070 SH Sole 01 131,070
DIEBOLD INC COM COM 253651103 4,557 123,466 SH Sole 01 123,466
DIME CMNTY BANCSHARES COM COM 253922108 641 48,261 SH Sole 01 48,261
DIREXION SHS ETF TR DLY FIN BEAR NEW ETF 25459W144 0 3 SH Sole 01 3
DOW CHEM CO COM COM 260543103 2,597 82,444 SH Sole 01 82,444
DRIL-QUIP INC COM COM 262037104 2,015 30,718 SH Sole 01 30,718
DU PONT E I DE NEMOURS & CO COM COM 263534109 6,509 128,720 SH Sole 01 128,720
E M C CORP MASS COM COM 268648102 4,464 174,156 SH Sole 01 174,156
EAST WEST BANCORP INC COM COM 27579R104 4,930 210,163 SH Sole 01 210,163
EATON CORP COM COM 278058102 2,629 66,335 SH Sole 01 66,335
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
EBAY INC COM COM 278642103 3,177 75,629 SH Sole 01 75,629
ECOPETROL S A SPONSORED ADS SPONSORED ADR 279158109 1,270 22,755 SH Sole 01 22,755
EDISON INTL COM COM 281020107 472 10,220 SH Sole 01 10,220
ELAN PLC ADR ADR 284131208 910 62,393 SH Sole 01 62,393
ELECTRONIC ARTS INC COM COM 285512109 0 4 SH Sole 01 4
EMERSON ELEC CO COM COM 291011104 2,736 58,740 SH Sole 01 58,740
ENBRIDGE INC COM 29250N105 3,817 97,200 SH Sole 97,200
ENCORE CAP GROUP INC COM COM 292554102 1,071 36,155 SH Sole 01 36,155
ENPRO INDS INC COM COM 29355X107 761 20,357 SH Sole 01 20,357
ENSCO PLC SHS CLASS A ADDED CL A G3157S106 657 13,997 SH Sole 01 13,997
ENTERGY CORP NEW COM COM 29364G103 3,058 45,044 SH Sole 01 45,044
ERICSSON ADR B SEK 10 COM 294821608 2,012 220,426 SH Sole 01 220,426
EXELIS INC COM COM 30162A108 1,380 140,003 SH Sole 01 140,003
EXELON CORP COM COM 30161N101 3,614 96,065 SH Sole 01 96,065
EXPRESS SCRIPTS HLDG CO COM ADDED COM 30219G108 12 220 SH Sole 01 220
EXXON MOBIL CORP COM 453038408 1,293 31,500 SH Sole 31,500
EXXON MOBIL CORP COM COM 30231G102 8,398 98,147 SH Sole 01 98,147
FIRST INTST BANCSYSTEM INC COM CL A CL A 32055Y201 792 55,621 SH Sole 01 55,621
FIRST TR EXCHANGE TRADED FD TECH
ALPHADEX ETF 33734X176 2,128 102,085 SH Sole 01 102,085
FIRST TR ISE GLOBAL ENGR & C COM COM 33736M103 2,959 82,165 SH Sole 01 82,165
FIRSTENERGY CORP COM COM 337932107 359 7,291 SH Sole 01 7,291
FOMENTO ECONOMICO MEXICANO S SPON
ADR UNITS SPONSORED ADR 344419106 1,582 17,724 SH Sole 01 17,724
FOOT LOCKER INC COM COM 344849104 3,208 104,911 SH Sole 01 104,911
FORTINET INC COM COM 34959E109 7,855 338,301 SH Sole 01 338,301
FRANCO-NEVADA MINING CORPORATION
LIMITED COM 351858105 694 15,600 SH Sole 15,600
GAP INC DEL COM COM 364760108 2,485 90,825 SH Sole 01 90,825
GENERAL DYNAMICS CORP COM COM 369550108 4,994 75,708 SH Sole 01 75,708
GENERAL ELECTRIC CO COM COM 369604103 5,083 243,927 SH Sole 01 243,927
GENON ENERGY INC COM COM 37244E107 94 54,679 SH Sole 01 54,679
GENTEX CORP COM COM 371901109 3,380 161,973 SH Sole 01 161,973
GILEAD SCIENCES INC COM COM 375558103 2,521 49,154 SH Sole 01 49,154
GOLAR LNG LTD BERMUDA SHS COM G9456A100 794 21,060 SH Sole 01 21,060
GOLDCORP INC COM 380956409 188 5,100 SH Sole 5,100
GOODRICH CORP COM COM 382388106 0 1 SH Sole 01 1
GRAINGER W W INC COM COM 384802104 495 2,590 SH Sole 01 2,590
GREAT PLAINS ENERGY INC COM COM 391164100 2,185 102,056 SH Sole 01 102,056
GRIFOLS S A SPONSORED ADR SPONSORED ADR 398438309 1,153 120,143 SH Sole 01 120,143
GROUPE CGI INC CL A SUB VTG CL A 39945C109 3,220 134,242 SH Sole 01 134,242
GT ADVANCED TECHNOLOGIES INC COM COM 36191U106 486 92,098 SH Sole 01 92,098
GULFPORT ENERGY CORP COM NEW COM 402635304 96 4,667 SH Sole 01 4,667
HALLIBURTON CO COM COM 406216101 4,989 175,716 SH Sole 01 175,716
HANGER INC COM NEW COM 41043F208 959 37,393 SH Sole 01 37,393
HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 1,327 40,708 SH Sole 01 40,708
HEINZ H J CO COM COM 423074103 2,885 53,060 SH Sole 01 53,060
HELEN OF TROY CORP LTD COM COM G4388N106 789 23,294 SH Sole 01 23,294
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
HESS CORP COM COM 42809H107 2,080 47,867 SH Sole 01 47,867
HEWLETT PACKARD CO COM COM 428236103 0 2 SH Sole 01 2
HMS HLDGS CORP COM COM 40425J101 5,184 155,633 SH Sole 01 155,633
HOME DEPOT INC COM COM 437076102 9 178 SH Sole 01 178
HOSPIRA INC COM COM 441060100 2,579 73,731 SH Sole 01 73,731
ILLINOIS TOOL WKS INC COM COM 452308109 353 6,665 SH Sole 01 6,665
IMAX CORP COM COM 45245E109 859 35,735 SH Sole 01 35,735
INSIGHT ENTERPRISES INC COM COM 45765U103 645 38,312 SH Sole 01 38,312
INSPERITY INC COM COM 45778Q107 735 27,183 SH Sole 01 27,183
INTERCONTINENTAL HTLS GRP PL SPONS
ADR NEW SPONSORED ADR 45857P301 2,184 90,624 SH Sole 01 90,624
INTERNATIONAL BUSINESS MACHS COM COM 459200101 10,792 55,182 SH Sole 01 55,182
ISHARES INC MSCI CDA INDEX ETF 464286509 10,668 412,834 SH Sole 01 412,834
ISHARES INC MSCI ITALY ETF 464286855 9,413 832,302 SH Sole 01 832,302
ISHARES INC MSCI SWEDEN ETF 464286756 6,565 254,941 SH Sole 01 254,941
ISHARES INC MSCI SWITZERLD ETF 464286749 10,309 449,992 SH Sole 01 449,992
ISHARES TR AGENCY BD FD ETF 464288166 11,069 97,551 SH Sole 01 97,551
ISHARES TR BARCLY USAGG B ETF 464287226 47,202 424,098 SH Sole 01 424,098
ISHARES TR BARCLYS 10-20YR ETF 464288653 338 2,471 SH Sole 01 2,471
ISHARES TR BARCLYS 1-3 YR ETF 464287457 5,700 67,559 SH Sole 01 67,559
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 10,382 99,147 SH Sole 01 99,147
ISHARES TR BARCLYS 20+ YR ETF 464287432 21,363 170,627 SH Sole 01 170,627
ISHARES TR BARCLYS 3-7 YR ETF 464288661 2,520 20,485 SH Sole 01 20,485
ISHARES TR BARCLYS 7-10 YR ETF 464287440 14,173 131,315 SH Sole 01 131,315
ISHARES TR BARCLYS CR BD ETF 464288620 65,987 594,535 SH Sole 01 594,535
ISHARES TR BARCLYS MBS BD ETF 464288588 51,567 475,539 SH Sole 01 475,539
ISHARES TR BARCLYS SH TREA ETF 464288679 1,064 9,656 SH Sole 01 9,656
ISHARES TR BARCLYS TIPS BD ETF 464287176 23,931 199,928 SH Sole 01 199,928
ISHARES TR BRC 0-5 YR TIP ETF 46429B747 5,534 54,132 SH Sole 01 54,132
ISHARES TR DJ INTL SEL DIVD ETF 464288448 1,853 61,609 SH Sole 01 61,609
ISHARES TR DJ SEL DIV INX ETF 464287168 2,568 45,696 SH Sole 01 45,696
ISHARES TR DJ US TECH SEC ETF 464287721 13,665 191,837 SH Sole 01 191,837
ISHARES TR DJ US TELECOMM ETF 464287713 2,133 94,943 SH Sole 01 94,943
ISHARES TR FLTG RATE NT ETF 46429B655 12,575 251,596 SH Sole 01 251,596
ISHARES TR HIGH YLD CORP ETF 464288513 5,263 57,647 SH Sole 01 57,647
ISHARES TR IBOXX INV CPBD ETF 464287242 13,943 118,572 SH Sole 01 118,572
ISHARES TR JPMORGAN USD ETF 464288281 2,305 20,092 SH Sole 01 20,092
ISHARES TR MSCI ACWI INDX ETF 464288257 3,803 86,696 SH Sole 01 86,696
ISHARES TR MSCI EAFE INDEX ETF 464287465 88 1,769 SH Sole 01 1,769
ISHARES TR MSCI EMERG MKT ETF 464287234 19,149 489,311 SH Sole 01 489,311
ISHARES TR MSCI GRW IDX ETF 464288885 5,732 107,021 SH Sole 01 107,021
ISHARES TR MSCI VAL IDX ETF 464288877 5,138 121,017 SH Sole 01 121,017
ISHARES TR RUSL 2000 GROW ETF 464287648 19 205 SH Sole 01 205
ISHARES TR RUSL 2000 VALU ETF 464287630 9 134 SH Sole 01 134
ISHARES TR RUSSELL 2000 ETF 464287655 13,103 164,696 SH Sole 01 164,696
ISHARES TR RUSSELL1000GRW ETF 464287614 39 616 SH Sole 01 616
ISHARES TR RUSSELL1000VAL ETF 464287598 371 5,443 SH Sole 01 5,443
ISHARES TR S&P 500 VALUE ETF 464287408 19 301 SH Sole 01 301
ISHARES TR S&P CAL AMTFR MN ETF 464288356 18 160 SH Sole 01 160
ISHARES TR S&P GL UTILITI ETF 464288711 3,898 92,715 SH Sole 01 92,715
ISHARES TR S&P MC 400 GRW ETF 464287606 19 176 SH Sole 01 176
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
ISHARES TR S&P MIDCAP 400 ETF 464287507 47 494 SH Sole 01 494
ISHARES TR S&P MIDCP VALU ETF 464287705 9 116 SH Sole 01 116
ISHARES TR S&P NA SOFTWR ETF 464287515 695 11,188 SH Sole 01 11,188
ISHARES TR S&P NTL AMTFREE ETF 464288414 5,023 45,636 SH Sole 01 45,636
ISHARES TR S&P500 GRW ETF 464287309 57 770 SH Sole 01 770
ISHARES TR US PFD STK IDX ETF 464288687 2,142 54,888 SH Sole 01 54,888
ITC HLDGS CORP COM COM 465685105 259 3,754 SH Sole 01 3,754
ITT CORP NEW COM NEW COM 450911201 0 1 SH Sole 01 1
JOHNSON & JOHNSON COM COM 478160104 480 7,100 SH Sole 01 7,100
JOHNSON CTLS INC COM COM 478366107 341 12,315 SH Sole 01 12,315
JOY GLOBAL INC COM COM 481165108 2,258 39,805 SH Sole 01 39,805
JPMORGAN CHASE & CO COM COM 46625H100 5,129 143,557 SH Sole 01 143,557
KELLY SVCS INC CL A CL A 488152208 699 54,135 SH Sole 01 54,135
KLA-TENCOR CORP COM COM 482480100 890 18,079 SH Sole 01 18,079
KOPPERS HOLDINGS INC COM COM 50060P106 730 21,464 SH Sole 01 21,464
KRAFT FOODS INC CL A CL A 50075N104 0 2 SH Sole 01 2
LAKELAND FINL CORP COM COM 511656100 841 31,363 SH Sole 01 31,363
LENNAR CORP CL A CL A 526057104 3,141 101,606 SH Sole 01 101,606
LIBERTY INTERACTIVE CORPORAT INT COM
SER A COM 53071M104 0 5 SH Sole 01 5
LIFE TECHNOLOGIES CORP COM COM 53217V109 0 2 SH Sole 01 2
LKQ CORP COM COM 501889208 4,116 123,367 SH Sole 01 123,367
LOEWS CORP COM COM 540424108 0 2 SH Sole 01 2
LOWES COS INC COM COM 548661107 0 3 SH Sole 01 3
LTC PPTYS INC COM COM 502175102 835 23,027 SH Sole 01 23,027
LUXOTTICA GROUP S P A SPONSORED ADR ADR 55068R202 777 22,248 SH Sole 01 22,248
MADDEN STEVEN LTD COM COM 556269108 3,398 107,026 SH Sole 01 107,026
MAGNA INTERNATIONAL INC. COM 559222401 2,414 62,200 SH Sole 62,200
MAINSOURCE FINANCIAL GP INC COM COM 56062Y102 98 8,286 SH Sole 01 8,286
MANULIFE FINL CORP COM COM 56501R106 709 65,116 SH Sole 01 65,116
MARKET VECTORS ETF TR AGRIBUS ETF ETF 57060U605 2,230 44,987 SH Sole 01 44,987
MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 414 9,238 SH Sole 01 9,238
MARKET VECTORS ETF TR UNCVTL OIL GAS ETF 57060U159 3,519 167,299 SH Sole 01 167,299
MARSH & MCLENNAN COS INC COM COM 571748102 7,361 228,405 SH Sole 01 228,405
MCDONALDS CORP COM COM 580135101 7,226 81,624 SH Sole 01 81,624
MEDASSETS INC COM COM 584045108 855 63,601 SH Sole 01 63,601
MEDICAL PPTYS TRUST INC COM COM 58463J304 758 78,805 SH Sole 01 78,805
MEDTRONIC INC COM COM 585055106 2,416 62,387 SH Sole 01 62,387
MELCO CROWN ENTMT LTD ADR ADR 585464100 1,831 158,975 SH Sole 01 158,975
METLIFE INC COM COM 59156R108 1,501 48,657 SH Sole 01 48,657
MICROSOFT CORP COM COM 594918104 12,743 416,567 SH Sole 01 416,567
MITCHAM INDS INC COM COM 606501104 85 5,029 SH Sole 01 5,029
MTS SYS CORP COM COM 553777103 621 16,104 SH Sole 01 16,104
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 4,932 93,075 SH Sole 01 93,075
NATIONAL OILWELL VARCO INC COM COM 637071101 3,382 52,481 SH Sole 01 52,481
NEWTEK BUSINESS SERVICES INC. COM 652526104 115 92,541 SH Sole 92,541
NEXTERA ENERGY INC COM COM 65339F101 3,797 55,182 SH Sole 01 55,182
NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 803 387,707 SH Sole 01 387,707
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
NORDSTROM INC COM COM 655664100 3,453 69,483 SH Sole 01 69,483
NV ENERGY INC COM COM 67073Y106 567 32,277 SH Sole 01 32,277
OCCIDENTAL PETE CORP DEL COM COM 674599105 2,107 24,562 SH Sole 01 24,562
OPEN TEXT CORP COM COM 683715106 1,329 26,634 SH Sole 01 26,634
ORACLE CORP COM COM 68389X105 6,659 224,214 SH Sole 01 224,214
PACWEST BANCORP DEL COM COM 695263103 96 4,057 SH Sole 01 4,057
PEMBINA PIPELINE CORP COM 706327103 917 36,393 SH Sole 36,393
PENNEY J C INC COM COM 708160106 1,816 77,911 SH Sole 01 77,911
PERRIGO CO COM COM 714290103 2,695 22,849 SH Sole 01 22,849
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR SPONSORED ADR 71654V408 0 8 SH Sole 01 8
PFIZER INC COM COM 717081103 3,727 162,033 SH Sole 01 162,033
PG&E CORP COM COM 69331C108 3,553 78,482 SH Sole 01 78,482
PHILIP MORRIS INTL INC COM COM 718172109 9,593 109,935 SH Sole 01 109,935
PHILIPPINE LONG DISTANCE TEL
SPONSORED ADR SPONSORED ADR 718252604 1,423 22,378 SH Sole 01 22,378
PIMCO ETF TR 1-5 US TIP IDX ETF 72201R205 211 3,959 SH Sole 01 3,959
PIONEER NAT RES CO COM COM 723787107 4,834 54,796 SH Sole 01 54,796
POST HLDGS INC COM COM 737446104 0 14 SH Sole 01 14
POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 3,013 90,855 SH Sole 01 90,855
POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 2,163 57,270 SH Sole 01 57,270
POWERSHARES GLOBAL ETF TRUST ASIA
PAC EX-JP ETF 73936T854 2,307 47,512 SH Sole 01 47,512
POWERSHARES GLOBAL ETF TRUST I-30
LAD TREAS ETF 73936T524 738 22,270 SH Sole 01 22,270
POWERSHARES GLOBAL ETF TRUST INSUR
NATL MUN ETF 73936T474 9,470 375,643 SH Sole 01 375,643
PPL CORP COM COM 69351T106 2,836 101,974 SH Sole 01 101,974
PRAXAIR INC COM COM 74005P104 3,956 36,381 SH Sole 01 36,381
PRETIUM RES INC COM COM 74139C102 1,331 96,469 SH Sole 01 96,469
PRIVATEBANCORP INC COM COM 742962103 1,378 93,362 SH Sole 01 93,362
PROCTER & GAMBLE CO COM COM 742718109 3,982 65,017 SH Sole 01 65,017
PROSHARES TR PSHS ULPROSH NEW ADDED ETF 74348A632 15,736 333,313 SH Sole 01 333,313
PRUDENTIAL FINL INC COM COM 744320102 5 100 SH Sole 01 100
PRUDENTIAL PLC ADR ADR 74435K204 1,536 66,209 SH Sole 01 66,209
QUAKER CHEM CORP COM COM 747316107 966 20,912 SH Sole 01 20,912
QUALCOMM INC COM COM 747525103 1,907 34,243 SH Sole 01 34,243
RALCORP HLDGS INC NEW COM COM 751028101 2,808 42,076 SH Sole 01 42,076
RAMCO-GERSHENSON PPTYS TR COM SH BEN
INT COM 751452202 752 59,862 SH Sole 01 59,862
RED HAT INC COM COM 756577102 1 10 SH Sole 01 10
RITCHIE BROS AUCTIONEERS INC COM 767744105 3,568 170,700 SH Sole 170,700
ROCKWOOD HLDGS INC COM COM 774415103 2,037 45,938 SH Sole 01 45,938
ROGERS COMMUNICATIONS INC. COM 775109200 9,191 258,050 SH Sole 258,050
ROPER INDS INC NEW COM COM 776696106 5,292 53,683 SH Sole 01 53,683
ROSS STORES INC COM COM 778296103 4,882 78,145 SH Sole 01 78,145
ROYAL DUTCH SHELL PLC SPONS ADR A SPONSORED ADR 780259206 928 13,761 SH Sole 01 13,761
SANOFI SPONSORED ADR ADR 80105N105 455 12,043 SH Sole 01 12,043
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
SAP AG SPON ADR SPONSORED ADR 803054204 2,033 34,251 SH Sole 01 34,251
SASOL LTD SPONSORED ADR SPONSORED ADR 803866300 1,226 28,880 SH Sole 01 28,880
SCBT FINANCIAL CORP COM COM 78401V102 102 2,887 SH Sole 01 2,887
SCHLUMBERGER LTD COM COM 806857108 2,158 33,244 SH Sole 01 33,244
SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 6,050 138,184 SH Sole 01 138,184
SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 5,948 171,077 SH Sole 01 171,077
SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 5,187 136,475 SH Sole 01 136,475
SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 7,721 116,337 SH Sole 01 116,337
SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 10,810 738,626 SH Sole 01 738,626
SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 9,715 272,364 SH Sole 01 272,364
SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 2,696 72,888 SH Sole 01 72,888
SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 438 15,247 SH Sole 01 15,247
SEMPRA ENERGY COM COM 816851109 2,398 34,813 SH Sole 01 34,813
SHAW COMMUNICATIONS INC CL B CONV CL B 82028K200 880 46,536 SH Sole 01 46,536
SHAW COMMUNICATIONS INC. COM 82028K200 8,220 441,900 SH Sole 441,900
SHIRE PLC SPONSORED ADR SPONSORED ADR 82481R106 637 7,378 SH Sole 01 7,378
SINGAPORE FD INC COM COM 82929L109 0 7 SH Sole 01 7
SOCIEDAD QUIMICA MINERA DE C SPON
ADR SER B SPONSORED ADR 833635105 1,319 23,687 SH Sole 01 23,687
SODASTREAM INTERNATIONAL LTD USD SHS COM M9068E105 3,019 73,682 SH Sole 01 73,682
SOLERA HOLDINGS INC COM COM 83421A104 0 1 SH Sole 01 1
SONIC AUTOMOTIVE INC CL A CL A 83545G102 628 45,950 SH Sole 01 45,950
SOUTHERN CO COM COM 842587107 1,681 36,314 SH Sole 01 36,314
SPDR GOLD TRUST GOLD SHS ETF 78463V107 73,553 473,953 SH Sole 01 473,953
SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 9,629 139,773 SH Sole 01 139,773
SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 4,514 122,726 SH Sole 01 122,726
SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 13,453 223,824 SH Sole 01 223,824
SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 11,903 186,859 SH Sole 01 186,859
SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 6,232 241,469 SH Sole 01 241,469
SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 31,782 1,418,214 SH Sole 01 1,418,214
SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 138,428 1,017,069 SH Sole 01 1,017,069
SPDR S&P MIDCAP 400 ETF TR UTSER1
S&PDCRP ETF 78467Y107 3,592 20,968 SH Sole 01 20,968
SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 4,734 79,430 SH Sole 01 79,430
SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 62,143 1,356,538 SH Sole 01 1,356,538
SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 33,380 569,242 SH Sole 01 569,242
SPDR SERIES TRUST BRCLYS CAP CONV ETF 78464A359 1,920 51,122 SH Sole 01 51,122
SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 966 16,332 SH Sole 01 16,332
SPDR SERIES TRUST BRCLYS YLD ETF ETF 78464A417 47,127 1,194,304 SH Sole 01 1,194,304
SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 3,300 56,043 SH Sole 01 56,043
SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 22,525 309,031 SH Sole 01 309,031
SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 13,972 571,922 SH Sole 01 571,922
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 11,547 478,536 SH Sole 01 478,536
SPDR SERIES TRUST S&P 600 SML CAP ETF 78464A813 10,833 153,591 SH Sole 01 153,591
SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 18,830 338,356 SH Sole 01 338,356
SPDR SERIES TRUST SHRT INTL ETF ETF 78464A334 1,843 51,779 SH Sole 01 51,779
STRYKER CORP COM COM 863667101 353 6,401 SH Sole 01 6,401
SUN COMMUNITIES INC COM COM 866674104 741 16,758 SH Sole 01 16,758
SUNTRUST BKS INC COM COM 867914103 2,783 114,877 SH Sole 01 114,877
SUPERIOR ENERGY SVCS INC COM COM 868157108 2,033 100,494 SH Sole 01 100,494
SWIFT ENERGY CO COM COM 870738101 472 25,356 SH Sole 01 25,356
SXC HEALTH SOLUTIONS CORP COM COM 78505P100 12,000 120,951 SH Sole 01 120,951
SYNGENTA AG SPONSORED ADR SPONSORED ADR 87160A100 980 14,326 SH Sole 01 14,326
SYNNEX CORP COM COM 87162W100 95 2,755 SH Sole 01 2,755
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR SPONSORED ADR 874039100 1,276 91,433 SH Sole 01 91,433
TAL INTL GROUP INC COM COM 874083108 750 22,392 SH Sole 01 22,392
TALISMAN ENERGY INC. COM 87425E103 1,251 111,000 SH Sole 111,000
TARGET CORP COM COM 87612E106 3,180 54,643 SH Sole 01 54,643
TATA MTRS LTD SPONSORED ADR SPONSORED ADR 876568502 1,162 52,930 SH Sole 01 52,930
TE CONNECTIVITY LTD REG SHS COM H84989104 2,478 77,644 SH Sole 01 77,644
TELUS CORPORATION COM 87971M202 6,469 112,450 SH Sole 112,450
TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 2,606 66,085 SH Sole 01 66,085
THOMSON REUTERS CORPORATION COM 884903105 7,355 262,800 SH Sole 262,800
TIM HORTONS INC COM 88706M103 2,910 56,200 SH Sole 56,200
TIM HORTONS INC COM COM 88706M103 875 16,618 SH Sole 01 16,618
TIME WARNER INC COM NEW COM 887317303 2,979 77,372 SH Sole 01 77,372
TORONTO-DOMINION BANK/THE COM 891160509 3,886 50,500 SH Sole 50,500
TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 2,752 34,195 SH Sole 01 34,195
TRANSALTA CORPORATION COM 89346D107 1,653 99,000 SH Sole 99,000
TRANSCANADA CORPORATION COM 89353D107 3,948 95,800 SH Sole 95,800
TREEHOUSE FOODS INC COM COM 89469A104 4,953 79,518 SH Sole 01 79,518
TRIUMPH GROUP INC NEW COM COM 896818101 7,707 136,972 SH Sole 01 136,972
TUPPERWARE BRANDS CORP COM COM 899896104 3,321 60,647 SH Sole 01 60,647
UGI CORP NEW COM COM 902681105 2,415 82,072 SH Sole 01 82,072
UMPQUA HLDGS CORP COM COM 904214103 790 60,041 SH Sole 01 60,041
UNITED TECHNOLOGIES CORP COM COM 913017109 6,393 84,640 SH Sole 01 84,640
VALEANT PHARMACEUTICALS INTL COM COM 91911K102 910 20,319 SH Sole 01 20,319
VANGUARD BD INDEX FD INC INTERMED
TERM ETF 921937819 1,527 17,187 SH Sole 01 17,187
VANGUARD BD INDEX FD INC LONG TERM
BOND ETF 921937793 4,722 49,732 SH Sole 01 49,732
VANGUARD BD INDEX FD INC SHORT TRM
BOND ETF 921937827 30,665 377,975 SH Sole 01 377,975
VANGUARD BD INDEX FD INC TOTAL BND
MRKT ETF 921937835 44,074 522,332 SH Sole 01 522,332
VANGUARD INDEX FDS GROWTH ETF ETF 922908736 33,663 494,976 SH Sole 01 494,976
VANGUARD INDEX FDS MID CAP ETF ETF 922908629 767 9,931 SH Sole 01 9,931
VANGUARD INDEX FDS REIT ETF ETF 922908553 4,646 71,011 SH Sole 01 71,011
VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 11,444 167,794 SH Sole 01 167,794
VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 18,710 223,345 SH Sole 01 223,345
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
VANGUARD INDEX FDS VALUE ETF ETF 922908744 36,684 655,766 SH Sole 01 655,766
VANGUARD INTL EQUITY INDEX F ALLWRLD
EX US ETF 922042775 27,233 664,539 SH Sole 01 664,539
VANGUARD INTL EQUITY INDEX F FTSE
SMCAP ETF ETF 922042718 11,078 136,132 SH Sole 01 136,132
VANGUARD INTL EQUITY INDEX F GLB EX
US ETF ETF 922042676 1,925 40,266 SH Sole 01 40,266
VANGUARD INTL EQUITY INDEX F MSCI
EMR MKT ETF ETF 922042858 23,487 588,202 SH Sole 01 588,202
VANGUARD INTL EQUITY INDEX F MSCI
EUROPE ETF ETF 922042874 19,972 466,310 SH Sole 01 466,310
VANGUARD INTL EQUITY INDEX F MSCI
PAC ETF ETF 922042866 19,612 391,301 SH Sole 01 391,301
VANGUARD SCOTTSDALE FDS INT-TERM
CORP ETF 92206C870 13,689 160,651 SH Sole 01 160,651
VANGUARD TAX MANAGED INTL FD MSCI
EAFE ETF ETF 921943858 9,284 294,074 SH Sole 01 294,074
VANGUARD WHITEHALL FDS INC HIGH DIV
YLD ETF 921946406 7,610 158,137 SH Sole 01 158,137
VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 406 5,174 SH Sole 01 5,174
VERISIGN INC COM COM 92343E102 2,176 49,948 SH Sole 01 49,948
VERIZON COMMUNICATIONS INC COM COM 92343V104 2,390 53,786 SH Sole 01 53,786
VISA INC COM CL A CL A 92826C839 2,410 19,492 SH Sole 01 19,492
WABTEC CORP COM COM 929740108 2,985 38,259 SH Sole 01 38,259
WATERS CORP COM COM 941848103 5,919 74,479 SH Sole 01 74,479
WILLIAMS COS INC DEL COM COM 969457100 3,865 134,117 SH Sole 01 134,117
WILLIAMS SONOMA INC COM COM 969904101 0 1 SH Sole 01 1
WISDOMTREE TRUST ASIA PAC EXJP FD ETF 97717W828 7,856 128,603 SH Sole 01 128,603
WPP PLC ADR ADR 92933H101 863 14,185 SH Sole 01 14,185
WPX ENERGY INC COM COM 98212B103 0 12 SH Sole 01 12
XYLEM INC COM COM 98419M100 0 1 SH Sole 01 1
YAHOO INC COM COM 984332106 0 5 SH Sole 01 5
YAMANA GOLD INC COM 98462Y100 74 4,900 SH Sole 4,900
YUM BRANDS INC COM COM 988498101 7,476 116,044 SH Sole 01 116,044