nt10-q.htm

UNITED STATES
 SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549
 
 
FORM 12b-25
SEC FILE NUMBER
001-33694
 
 
NOTIFICATION OF LATE FILING
 
CUSIP NUMBER
12508A 109

(Check one):
oForm 10-K
o Form 20-F
o Form 11-K
x Form 10-Q
o Form 10-D
o Form N-SAR
  
 
o Form N-CSR
            
 
For Period Ended
December 31, 2016
  
 
o
Transition Report on Form 10-K
    
 
o
Transition Report on Form 20-F
    
 
o
Transition Report on Form 11-K
    
 
o
Transition Report on Form 10-Q
    
 
o
Transition Report on Form N-SAR
    
 
For the Transition Period Ended
    

Read Instruction (on back page) Before Preparing Form. Please Print or Type
 
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
 
PART I - REGISTRANT INFORMATION
CD INTERNATIONAL ENTERPRISES, INC.
Full Name of Registrant
Not applicable
Former Name if Applicable
1333 S UNIVERSITY DR. SUITE 202
Address of Principal Executive Office(Street and Number)
PLANTATION, FL 33324
City, State and Zip Code

PART 11 - RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate).
 
 
(a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
    
 x
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
    
 
(c)
The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
    
 
 

 
 
 
 
 
 
 

 
 PART III - NARRATIVE

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Registrant could not complete the filing of its Quarterly Report on Form 10-Q for the period ended December 31, 2016 due to a delay in obtaining and compiling information required to be included in its Form 10-Q, which delay could not be eliminated by Registrant without unreasonable effort and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, Registrant will file its Form 10-Q no later than the fifth calendar day following the prescribed due date.

PART IV - OTHER INFORMATION
 
(1)
Name and telephone number of person to contact in regard to this notification
  
 
Yuejian (James) Wang
  
954
  
363-7333
  
 
(Name)
  
(Area Code)
  
(Telephone Number)
  
             
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
x Yes o No
   
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
oYes x No
 
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
  

Cautionary Note on Forward-Looking Statements
 
This notification contains or may contain, among other things, certain forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995.  Such forward-looking statements involve significant risks and uncertainties.  Such statements may include, without limitation, statements with respect to the Registrant's plans, objectives, projections, expectations and intentions and other statements identified by words such as "projects", "may", "could", "would", "should", "believes", "expects", "anticipates", "estimates", "intends", "plans" or similar expressions. These statements are based upon the current beliefs and expectations of the Registrant's management and are subject to significant risks and uncertainties, including those detailed in the Registrant's filings with the Securities and Exchange Commission. Actual results may differ significantly from those set forth in the forward-looking statements.  These forward-looking statements involve certain risks and uncertainties that are subject to change based on various factors (many of which are beyond the Registrant's control).  The Registrant disclaims any duty to update such forward-looking statements.
 
 
 
 
CD INTERNATIONAL ENTERPRISES, INC.
(Name of Registrant as Specified in Charter)
 
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: February 15, 2017
By:
/s/ Yuejian (James) Wang
  
   
Yuejian (James) Wang
  
   
Chief Executive Officer