un-6k_20180930.htm

FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

REPORT OF FOREIGN ISSUER

 

Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934

 

For the month of September, 2018
 
                      
UNILEVER N.V.    

(Translation of registrant's name into English)
 

WEENA 455, 3013 AL, P.O. BOX 760, 3000 DK, ROTTERDAM, THE NETHERLANDS
(Address of principal executive offices)
 

Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F..X.. Form 40-F.....
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
 

Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes ..... No .X..
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______

 

Exhibit 99 attached hereto is incorporated herein by reference.
 
 Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 

UNILEVER N.V.

 

/S/ R SOTAMAA
By  R SOTAMAA
CHIEF LEGAL OFFICER AND COMPANY SECRETARY

Date: 3 October 2018

 


EXHIBIT INDEX

 

 

EXHIBIT NUMBER  EXHIBIT DESCRIPTION  

99  Notice to Euronext Amsterdam

 

 

              

Exhibit 99

  

This Report on Form 6-K contains the following:

 

Exhibit

99.1

Stock Exchange announcement dated

3 September 2018

entitled

‘Transaction in own Securities’

Exhibit

99.2

Stock Exchange announcement dated

11 September 2018

entitled

‘Transaction in own Securities’

Exhibit

99.3

Stock Exchange announcement dated

17 September 2018

entitled

‘Transaction in own Securities’

Exhibit

99.4

Stock Exchange announcement dated

19 September 2018

entitled

‘Unilever – Cancellation of Treasury Shares’

Exhibit

99.5

Stock Exchange announcement dated

24 September 2018

entitled

‘Transaction in own Securities’

 

 

 

Exhibit 99.1:

 

TRANSACTIONS IN OWN SECURITIES

 

3 September 2018 - Unilever N.V. (the “Company”) announces today that it has purchased the following number of its ordinary shares (or depositary receipts thereof) during the week starting on 27 August 2018 from UBS AG, London Branch (“UBS”). The repurchased shares will be held in treasury.

 

Ordinary Shares

Date of purchases:   27 August – 31 August 2018

Number of ordinary shares purchased:    2,552,907

Highest price paid per share:       EUR 50.0900

Lowest price paid per share:EUR 49.4400

Volume weighted average price paid per share:EUR 49.7588

 

Such purchases form part of the Company’s existing share buy-back programme and were effected pursuant to the instructions issued to UBS by the Company on 20 July 2018, as announced on that date.

Aggregated information

 

Monday 27 August 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

49.7419

97,648

BATS

49.7328

3,963

Chi-X

---

---

Turquoise

---

---

 

Tuesday 28 August 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)


Euronext Amsterdam

49.9639

35,313

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

 

 

Wednesday 29 August 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

49.9794

247,635

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

 

 

Thursday 30 August 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

49.9512

648,923

BATS

49.8955

81,577

Chi-X

---

---

Turquoise

---

---

 

 

 

Friday 31 August 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

49.6313

693,470

BATS

49.6240

547,350

Chi-X

49.5982

127,371

Turquoise

49.5658

69,657

 

 

Transaction details

In accordance with Article 5(1)(b) of Regulation (EU) No 596/2014 (the Market Abuse Regulation), a full breakdown of the individual trades made by UBS on behalf of the Company as part of the buy-back programme can be found on our website:

 

Trade-by-Trade disclosure table

 

Media Enquires: mediarelations.rotterdam@unilever.com

 

 

 

Exhibit 99.2:

 

TRANSACTIONS IN OWN SECURITIES

 

11 September 2018 - Unilever N.V. (the “Company”) announces today that it has purchased the following number of its ordinary shares (or depositary receipts thereof) during the week


starting on 3 September 2018 from UBS AG, London Branch (“UBS”). The repurchased shares will be held in treasury.

 

Ordinary Shares

Date of purchases:   03 September – 07 September 2018

Number of ordinary shares purchased:    6,105,751

Highest price paid per share:       EUR 49.6500

Lowest price paid per share:EUR 47.4100

Volume weighted average price paid per share:EUR 48.3341

 

Such purchases form part of the Company’s existing share buy-back programme and were effected pursuant to the instructions issued to UBS by the Company on 20 July 2018, as announced on that date.

Aggregated information

 

Monday 03 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

49.5354

434,191

BATS

49.5331

218,733

Chi-X

49.5412

2,022

Turquoise

0.0000

---

 

Tuesday 04 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

49.0704

700,312

BATS

49.0289

557,373

Chi-X

49.0044

128,981

Turquoise

48.9630

66,104

 

 

 

Wednesday 05 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

48.1810

710,247

BATS

48.1781

479,337

Chi-X

48.1799

135,809

Turquoise

48.1820

66,740

 

 

 

Thursday 06 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

47.8026

752,727

BATS

47.7693

364,016

Chi-X

47.7695

148,162

Turquoise

47.7695

70,301

 

 

 


Friday 07 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

47.6407

796,625

BATS

47.6559

243,063

Chi-X

47.6559

158,489

Turquoise

47.6563

72,519

 

Transaction details

In accordance with Article 5(1)(b) of Regulation (EU) No 596/2014 (the Market Abuse Regulation), a full breakdown of the individual trades made by UBS on behalf of the Company as part of the buy-back programme can be found on our website:

 

Trade-by-Trade disclosure table

 

Media Enquires: mediarelations.rotterdam@unilever.com

 

 

 

Exhibit 99.3:

 

 

TRANSACTIONS IN OWN SECURITIES

 

17 September 2018 - Unilever N.V. (the “Company”) announces today that it has purchased the following number of its ordinary shares (or depositary receipts thereof) during the week starting on 10 September 2018 from UBS AG, London Branch (“UBS”). The repurchased shares will be held in treasury.

 

Ordinary Shares

Date of purchases:   10 September – 14 September 2018

Number of ordinary shares purchased:    2,868,886

Highest price paid per share:       EUR 48.9000

Lowest price paid per share:EUR 47.6750

Volume weighted average price paid per share:EUR 48.2191

 

Such purchases form part of the Company’s existing share buy-back programme and were effected pursuant to the instructions issued to UBS by the Company on 20 July 2018, as announced on that date.

Aggregated information

 

 

 

Monday 10 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

48.0070

805,078

BATS

48.0214

237,504

Chi-X

48.0217

163,507

Turquoise

48.0224

71,980

 

 

 

 

 

 


Tuesday 11 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

48.3322

761,756

BATS

48.3302

219,481

Chi-X

48.3304

161,903

Turquoise

---

---

 

 

 

Wednesday 12 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

48.5219

447,677

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

 

 

Thursday 13 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

---

---

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

 

 

Friday 14 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

---

---

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

Transaction details

In accordance with Article 5(1)(b) of Regulation (EU) No 596/2014 (the Market Abuse Regulation), a full breakdown of the individual trades made by UBS on behalf of the Company as part of the buy-back programme can be found on our website:

 

Trade-by-Trade disclosure table

 

Media Enquires: mediarelations.rotterdam@unilever.com

 

 

 

Exhibit 99.4:

 


 


Unilever - Cancellation of Treasury Shares

 

London/Rotterdam, 19 September 2018

Unilever N.V. ("NV") and Unilever PLC ("PLC") (together, "Unilever") announces the cancellation of 12,471,454 PLC shares held in treasury in accordance with the provisions of section 729 of the Companies Act 2006.

In accordance with Listing Rule 12.6.4, the Unilever discloses the following information:

 

Date of cancellation

19 September 2018

Number of ordinary shares held in treasury cancelled:

12,471,454

Total number of shares held in treasury following the cancellation:

1,058,000

Total number of ordinary shares in issue following the cancellation

1,187,191,284

 

DISCLAIMER This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'will', 'aim', 'expects', 'anticipates', 'intends' or 'intention', 'looks', 'believes', 'vision', or the negative of these terms and other similar expressions of future acts, performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Unilever Group (the "Group"). They are not historical facts, nor are they guarantees of future acts, performance or results.

Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which could cause actual results to differ materially are: Unilever's global brands not meeting consumer preferences; Unilever's ability to innovate and remain competitive; Unilever's investment choices in its portfolio management; inability to find sustainable solutions to support long-term growth; customer relationships; the recruitment and retention of talented employees; disruptions in our supply chain; the cost of raw materials and commodities; the production of safe and high quality products; secure and reliable IT infrastructure; successful execution of acquisitions, divestitures and business transformation projects; economic and political risks and natural disasters; the effect of climate change on Unilever's business; financial risks; failure to meet high and ethical standards; and managing


regulatory, tax and legal matters. These forward-looking statements speak only as of the date of this announcement. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including in the Annual Report on Form 20-F 2017 and the Unilever Annual Report and Accounts 2017.

 

 

Exhibit 99.5:

 

TRANSACTIONS IN OWN SECURITIES

 

24 September 2018 - Unilever N.V. (the “Company”) announces today that it has purchased the following number of its ordinary shares (or depositary receipts thereof) during the week starting on 17 September 2018 from UBS AG, London Branch (“UBS”). The repurchased shares will be held in treasury.

 

Ordinary Shares

Date of purchases:   17 September – 21 September 2018

Number of ordinary shares purchased:    0

Highest price paid per share:       EUR 0.00

Lowest price paid per share:EUR 0.00

Volume weighted average price paid per share:EUR 0.00

 

Such purchases form part of the Company’s existing share buy-back programme and were effected pursuant to the instructions issued to UBS by the Company on 20 July 2018, as announced on that date.

Aggregated information

 

 

 

Monday 17 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

---

---

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

 

 

 

Tuesday 18 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

---

---

BATS

---

---

Chi-X

---

---


Turquoise

---

---

 

 

 

Wednesday 19 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

---

---

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

 

 

Thursday 20 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

---

---

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

 

 

Friday 21 September 2018

 

 

Trading venue

Volume weighted average price (EUR)

Aggregated volume (shares)

Euronext Amsterdam

---

---

BATS

---

---

Chi-X

---

---

Turquoise

---

---

 

Transaction details

In accordance with Article 5(1)(b) of Regulation (EU) No 596/2014 (the Market Abuse Regulation), a full breakdown of the individual trades made by UBS on behalf of the Company as part of the buy-back programme can be found on our website:

 

Trade-by-Trade disclosure table

 

Media Enquires: mediarelations.rotterdam@unilever.com