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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report: November 14, 2016
(Date of earliest event reported)
Yuma Energy, Inc.
(Exact name of registrant as specified in its charter)
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CALIFORNIA
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001-32989
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94-0787340
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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1177 West Loop
South, Suite 1825
Houston, Texas 77027
(Address of principal executive offices) (Zip Code)
(713) 968-7000
(Registrant’s telephone number, including area
code)
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(Former name or former address, if changed since last
report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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⬜
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Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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⬜
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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⬜
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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⬜
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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Item 2.02
Results of Operations and Financial Condition.
On November 14, 2016, Yuma Energy, Inc. (the “Company”)
issued a press release announcing its financial results for the
quarter ended September 30, 2016. A copy of the press release is
furnished herewith as Exhibit 99.1.
The information in this Current Report on Form 8-K furnished
pursuant to Item 2.02, including Exhibit 99.1, shall not be deemed
to be “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to liability under that section,
and such information shall not be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such filing.
Item
9.01 Financial Statements and
Exhibits.
(d) Exhibits.
The
following exhibit is furnished with this Current Report on Form
8-K:
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Exhibit No.
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Description
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Press
Release dated November 14, 2016.
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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YUMA ENERGY, INC.
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By:
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/s/ Sam
L. Banks
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Name:
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Sam L.
Banks
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Date:
November 14, 2016
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Title:
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President
and Chief Executive Officer
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EXHIBIT
INDEX
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Exhibit No.
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Description
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Press
Release dated November 14, 2016.
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