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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Units | (2) | 07/16/2008 | A | 618 (3) | (4) | (4) | Common Stock | 618 | (4) | 2,768.258 (5) | D | ||||
Phantom Stock Units | (2) | (6) | (6) | Common Stock | 7,227.598 | 7,227.598 | D | ||||||||
Non-Statutory Stock Option (7) | $ 31.375 | 05/17/2001 | 05/16/2011 | Common Stock | 8,000 | 8,000 | D | ||||||||
Non-Statutory Stock Option (7) | $ 27.91 | 02/20/2006 | 02/19/2013 | Common Stock | 3,500 | 3,500 | D | ||||||||
Non-Statutory Stock Option (7) | $ 37.02 | 02/25/2007 | 02/24/2014 | Common Stock | 8,000 | 8,000 | D | ||||||||
Non-Statutory Stock Option (7) | $ 33.9 | 02/25/2008 | 02/20/2015 | Common Stock | 4,000 | 4,000 | D | ||||||||
Non-Statutory Stock Option (7) | $ 43.27 | 02/23/2009 | 02/19/2016 | Common Stock | 4,000 | 4,000 | D | ||||||||
Non-Statutory Stock Options (7) | $ 43.7 | 02/15/2010 | 02/10/2017 | Common Stock | 3,500 | 3,500 | D | ||||||||
Non-Satutory Stock Option (7) | $ 33.08 | 02/14/2011 | 02/12/2018 | Common Stock | 5,000 | 5,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOBLEY STACEY J DUPONT EXTERNAL AFFAIRS 9510 NEMOURS BUILDING WILMINGTON, DE 19898 |
X |
/s/ Gerard A. Chamberlain, Attorney-in-Fact Pursuant to Limited Power of Attorney | 07/18/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 364.944 shares held by Wells Fargo Bank, N.A.pursuant to dividend reinvestment plan of registrant as of May 15, 2008. |
(2) | One-for-one. |
(3) | These stock units were acquired in transaction exempt from Section 16b by virtue of Rule 16b-3(d)(2). |
(4) | These stock units will be settled in shares of registrant's common stock following the termination of the reporting person's service as a director. |
(5) | Includes 27.696 dividend shares earned on prior quarter's balance. |
(6) | These phantom stock units may be exercised only for cash and only following the termination of the reporting person's service as a director. |
(7) | (Right to buy). |