1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
2/13/07 Employee Stock Option (Right to Buy)
|
Â
(1)
|
02/13/2017 |
Common Stock
|
1,474
|
$
91.73
|
D
|
Â
|
2/14/06 Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/14/2016 |
Common Stock
|
996
|
$
76.15
|
D
|
Â
|
2012 Employee Stock Option (Right to Buy)
|
Â
(3)
|
02/14/2022 |
Common Stock
|
1,316
|
$
59.41
|
D
|
Â
|
2012 Restricted Stock Units
|
Â
(4)
|
Â
(4)
|
Common Stock
|
1,629
|
$
0
|
D
|
Â
|
2013 Employee Stock Option (Right to Buy)
|
Â
(5)
|
02/12/2023 |
Common Stock
|
3,102
|
$
57
|
D
|
Â
|
2013 Restricted Stock Units
|
Â
(6)
|
Â
(6)
|
Common Stock
|
1,670
|
$
0
|
D
|
Â
|
2014 Employee Stock Option (Right to Buy)
|
Â
(7)
|
02/11/2024 |
Common Stock
|
1,386
|
$
84.53
|
D
|
Â
|
2014 Performance Shares
|
Â
(8)
|
Â
(8)
|
Common Stock
|
363
|
$
0
|
D
|
Â
|
2014 Restricted Stock Units
|
Â
(9)
|
Â
(9)
|
Common Stock
|
1,087
|
$
0
|
D
|
Â
|
3/11/2014 Employee Stock Option (right to buy)
|
Â
(10)
|
03/11/2024 |
Common Stock
|
1,505
|
$
87.45
|
D
|
Â
|
3/11/2014 Performance Shares
|
Â
(8)
|
Â
(8)
|
Common Stock
|
591
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vested in three equal annual installments beginning on February 13, 2008. |
(2) |
The option vested in three equal annual installments beginning on February 14, 2007. |
(3) |
The options vest in three equal annual installments beginning on February 14, 2013. |
(4) |
The Restricted Stock Units will vest on February 14, 2015. |
(5) |
The options vest in three equal annual installments beginning on February 12, 2014. |
(6) |
The Restricted Stock Units will vest on February 12, 2016. |
(7) |
The options vest in three equal annual installments beginning on February 11, 2015. |
(8) |
Represents the target number of shares to be received relative to the Company's average ROE goals for the 2014 through 2016 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2017. |
(9) |
The Restricted Stock Units will vest on February 11, 2017. |
(10) |
The options vest in three equal annual installments beginning on March 11, 2015. |