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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (5) | $ 17.565 | 02/02/2016 | A | 22,000 | (6) | 02/02/2023 | Common Stock | 22,000 | $ 0 | 22,000 | D | ||||
Performance Stock Unit (5) | (7) | 02/02/2016 | A | 10,000 | (7) | (7) | Common Stock | 10,000 | $ 0 | 10,000 | D | ||||
Restricted Stock Unit (5) | (7) | 02/02/2016 | A | 5,000 | (7)(8) | (7)(8) | Common Stock | 5,000 | $ 0 | 38,081 | D | ||||
Restricted Stock Unit (9) | (7) | 02/02/2016 | M | 8,081 (1) (2) | (7) | (7) | Common Stock | 8,081 | $ 0 | 30,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAMMOCK KELLI M 300 PEACH STREET P.O. BOX 7000 EL DORADO, AR 71731-7000 |
Senior Vice President |
/s/ E. Ted Botner, attorney-in-fact | 02/04/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Original award of 7,300 performance-based restricted stock units was adjusted by a ratio of 1.1070 on September 6, 2013 as a result of the spin-off of Murphy USA Inc. |
(2) | Represents performance-based Restricted Stock Units (RSUs) that have vested and settled in shares of the Company's stock on a one-for-one basis. Pursuant to the terms of the performance-based grant awarded under the 2012 Long-Term Incentive Plan, the total includes 45.775% of the original award, plus shares equivalent in value to accumulated dividends. |
(3) | Shares withheld for taxes on RSU vesting. |
(4) | Includes 27 shares obtained through the Company Thrift Plan. The information in this report is based on a plan statement dated December 31, 2015. |
(5) | Award granted under the 2012 Long-Term Incentive Plan. |
(6) | The option vests in two equal installments, the first half two years after the original grant date and the final half three years after the original grant date |
(7) | These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date |
(8) | Vest date is February 2, 2019. |
(9) | Performance-based restricted stock unit award granted under the 2012 Long-Term Incentive Plan. |