SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2
(Amendment No. 1)*
International Business Machines Corporation
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
459200101
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1 (b)
¨ Rule 13d-1 (c)
¨ Rule 13d-1 (d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
CUSIP No. 459200101 | 13G | Page 2 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Warren E. Buffett | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
5,000 | ||||
6 | SHARED VOTING POWER
68,115,484 | |||||
7 | SOLE DISPOSITIVE POWER
5,000 | |||||
8 | SHARED DISPOSITIVE POWER
68,115,484 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
68,120,484 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not Applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.03% | |||||
12 | TYPE OF REPORTING PERSON*
IN |
CUSIP No. 459200101 | 13G | Page 3 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Berkshire Hathaway Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
68,115,484 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
68,115,484 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
68,115,484 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.03% | |||||
12 | TYPE OF REPORTING PERSON*
HC, CO |
CUSIP No. 459200101 | 13G | Page 4 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
National Indemnity Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
65,962,616 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
65,962,616 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
65,962,616 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.84% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 5 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Berkshire Hathaway Assurance Corporation | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
506,000 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
506,000 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
506,000 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 6 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Columbia Insurance Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
597,588 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
597,588 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
597,588 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 7 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Central States of Omaha Companies, Inc. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
84,480 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
84,480 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,480 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
HC, CO |
CUSIP No. 459200101 | 13G | Page 8 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Central States Indemnity Company of Omaha | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
79,200 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
79,200 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
79,200 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 9 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
CSI Life Insurance Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
5,280 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
5,280 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,280 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 10 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Finial Reinsurance Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Connecticut | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
353,000 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
353,000 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
353,000 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 11 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
National Indemnity Company of the South | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Florida | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
103,000 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
103,000 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
103,000 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 12 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Boat America Corporation | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Virginia | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
34,000 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
34,000 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,000 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
HC, CO |
CUSIP No. 459200101 | 13G | Page 13 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
Seaworthy Insurance Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Maryland | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
34,000 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
34,000 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,000 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 14 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
GEICO Advantage Insurance Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
58,700 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
58,700 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,700 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 15 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
GEICO Casualty Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Maryland | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
298,300 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
298,300 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
298,300 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 16 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
GEICO Choice Insurance Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
58,900 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
58,900 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,900 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
CUSIP No. 459200101 | 13G | Page 17 of 20 Pages |
1 |
NAME OF REPORTING PERSONS
GEICO Secure Insurance Company | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Nebraska | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
NONE | ||||
6 | SHARED VOTING POWER
58,900 | |||||
7 | SOLE DISPOSITIVE POWER
NONE | |||||
8 | SHARED DISPOSITIVE POWER
58,900 | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,900 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable. | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 0.1% | |||||
12 | TYPE OF REPORTING PERSON*
IC, CO |
Page 18 of 20 Pages
SCHEDULE 13G
Item 1.
(a) | Name of Issuer: |
International Business Machines Corporation
(b) | Address of Issuers Principal Executive Offices: |
1 New Orchard Road, Armonk, NY 10504
Item 2(a). Name of Person Filing:
Item 2(b). Address of Principal Business Office:
Item 2(c). Citizenship:
Warren E. Buffett 3555 Farnam Street Omaha, Nebraska 68131 United States Citizen |
Columbia Insurance Company 3024 Harney Street Omaha, Nebraska
68131 |
Finial Reinsurance Company 100 Stamford Plaza Stamford, Connecticut 06962 Connecticut corporation |
GEICO Advantage Insurance Company 5260 Western Avenue Chevy Chase, Maryland 20815 Nebraska corporation | |||
Berkshire Hathaway Inc. 3555 Farnam Street Omaha, Nebraska 68131 Delaware corporation |
Central States of Omaha Companies, Inc. 1212 North 96th Street
Omaha, Nebraska corporation |
National Indemnity Company of the South 3024 Harney Street Omaha, Nebraska 68131 Florida corporation |
GEICO Casualty Company. 5260 Western Avenue Chevy Chase, Maryland 20815 Maryland corporation | |||
National Indemnity Company 3024 Harney Street Omaha, Nebraska 68131 Nebraska corporation |
Central States Indemnity Company 1212 North 96th Street Omaha, Nebraska 68114 Nebraska corporation |
Boat America Corporation 880 South Pickett Street Alexandria, Virginia 22304 Virginia corporation |
GEICO Choice Insurance Company 5260 Western Avenue Chevy Chase, Maryland 20815 Nebraska corporation | |||
Berkshire Hathaway Assurance Corporation 3024 Harney Street Omaha, Nebraska 68131 Nebraska corporation |
CSI Life Insurance Company 1212 North 96th Street Omaha, Nebraska 68114 Nebraska corporation |
Seaworthy Insurance Company 880 South Pickett Street Alexandria, Virginia 22304 Maryland corporation |
GEICO Secure Insurance Company 5260 Western Avenue Chevy Chase, Maryland 20815 Nebraska corporation |
(d) | Title of Class of Securities: |
Common Stock
(e) | CUSIP Number: |
459200101
Item 3. If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.), Berkshire Hathaway Inc., Central States of Omaha Companies, Inc. and Boat America Corporation are each a Parent Holding Company or Control Person, in accordance with §240.13d-1(b)(1)(ii)(G).
National Indemnity Company, Berkshire Hathaway Assurance Corporation, Columbia Insurance Company, Central States Indemnity Company of Omaha, CSI Life Insurance Company, Finial Reinsurance Company, National Indemnity Company of the South, Seaworthy Insurance Company, GEICO Advantage Insurance Company, GEICO Casualty Company, GEICO Choice Insurance Company and GEICO Secure Insurance Company are each an Insurance Company as defined in section 3(a)(19) of the Act.
The Reporting Persons together are a Group in accordance with §240.13d-1(b)(1)(ii)(K).
Page 19 of 20 Pages
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: |
See the Cover Pages for each of the Reporting Persons.
(b) | Percent of class: |
See the Cover Pages for each of the Reporting Persons.
(c) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote |
(ii) | shared power to vote or to direct the vote |
(iii) | sole power to dispose or to direct the disposition of |
(iv) | shared power to dispose or to direct the disposition of |
See the Cover Pages for each of the Reporting Persons.
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
See Exhibit A.
Item 8. Identification and Classification of Members of the Group.
See Exhibit A.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
Page 20 of 20 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 14, 2013 |
Berkshire Hathaway Inc. | |
Date | ||
By: /s/ Warren E. Buffett | ||
/s/ Warren E. Buffett |
Signature | |
Signature | ||
Warren E. Buffett, Chairman of the Board | ||
Warren E. Buffett |
Name/Title | |
Name | ||
February 14, 2013 | ||
Date | ||
Berkshire Hathaway Assurance Corporation | ||
Columbia Insurance Company | ||
Central States Indemnity Company of Omaha | ||
CSI Life Insurance Company | ||
Finial Reinsurance Company | ||
National Indemnity Company | ||
National Indemnity Company of the South | ||
Seaworthy Insurance Company | ||
GEICO Advantage Insurance Company | ||
GEICO Casualty Company | ||
GEICO Choice Insurance Company | ||
GEICO Secure Insurance Company | ||
Central States of Omaha Companies, Inc. | ||
Boat America Corporation | ||
By: /s/ Warren E. Buffett | ||
Signature | ||
Warren E. Buffett | ||
Attorney-in-Fact | ||
| ||
Name/Title | ||
February 14, 2013 | ||
Date |
SCHEDULE 13G
EXHIBIT A
RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP
PARENT HOLDING COMPANIES OR CONTROL PERSONS:
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.)
Berkshire Hathaway Inc.
Central States of Omaha Companies, Inc.
Boat America Corporation
INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT:
National Indemnity Company, Berkshire Hathaway Assurance Corporation, Columbia Insurance Company, Central States Indemnity Company of Omaha, CSI Life Insurance Company, Finial Reinsurance Company, National Indemnity Company of the South, Seaworthy Insurance Company, GEICO Advantage Insurance Company, GEICO Casualty Company, GEICO Choice Insurance Company and GEICO Secure Insurance Company
SCHEDULE 13G
EXHIBIT B
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
AND POWER OF ATTORNEY
The undersigned persons agree and consent to the joint filing on their behalf of Schedule 13G and all amendments thereto in connection with their beneficial ownership of the Common Stock of International Business Machines Corporation.
Each person other than Warren E. Buffett whose signature appears below hereby constitutes and appoints Warren E. Buffett as his true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, to act for him and in his name, place and stead, in any and all capacities, to sign a Schedule 13G and any or all amendments to Schedule 13G in connection with the beneficial ownership of the Common Stock of International Business Machines Corporation, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or his substitute may lawfully do or cause to be done by virtue hereof.
Dated: February 14, 2013 | /S/ Warren E. Buffett | |
Warren E. Buffett | ||
Berkshire Hathaway Inc. | ||
Dated: February 14, 2013 | /S/ Warren E. Buffett | |
By: Warren E. Buffett | ||
Title: Chairman of the Board | ||
National Indemnity Company | ||
Dated: February 14, 2013 | /S/ Dale D. Geistkemper | |
By: Dale D. Geistkemper | ||
Title: Treasurer | ||
Berkshire Hathaway Assurance Corporation | ||
Dated: February 14, 2013 | /S/ Dale D. Geistkemper | |
By: Dale D. Geistkemper | ||
Title: Treasurer | ||
Columbia Insurance Company | ||
Dated: February 14, 2013 | /S/ Dale D. Geistkemper | |
By: Dale D. Geistkemper | ||
Title: Treasurer | ||
Central States of Omaha Companies, Inc. | ||
Dated: February 14, 2013 | /S/ Thomas B. Schlichting | |
By: Thomas B. Schlichting | ||
Title: CFO |
CSI Life Insurance Company | ||
Dated: February 14, 2013 | /S/ Thomas B. Schlichting | |
By: Thomas B. Schlichting | ||
Title: CFO | ||
Central States Indemnity Company of Omaha | ||
Dated: February 14, 2013 | /S/ Thomas B. Schlichting | |
By: Thomas B. Schlichting | ||
Title: CFO | ||
Finial Reinsurance Company | ||
Dated: February 14, 2013 | /S/ Dale D. Geistkemper | |
By: Dale D. Geistkemper | ||
Title: Treasurer | ||
National Indemnity Company of the South | ||
Dated: February 14, 2013 | /S/ Dale D. Geistkemper | |
By: Dale D. Geistkemper | ||
Title: Treasurer | ||
Boat America Corporation | ||
Dated: February 14, 2013 | /S/ William M. Oakerson | |
By: William M. Oakerson | ||
Title: Chairman | ||
Seaworthy Insurance Company | ||
Dated: February 14, 2013 | /S/ William M. Oakerson | |
By: William M. Oakerson | ||
Title: Chairman | ||
GEICO Advantage Insurance Company | ||
Dated: February 14, 2013 | /S/ Charles G. Schara | |
By: Charles G. Schara | ||
Title: Treasurer | ||
GEICO Casualty Insurance Company | ||
Dated: February 14, 2013 | /S/ Charles G. Schara | |
By: Charles G. Schara | ||
Title: Treasurer |
GEICO Choice Insurance Company | ||
Dated: February 14, 2013 | /S/ Charles G. Schara | |
By: Charles G. Schara | ||
Title: Treasurer | ||
GEICO Secure Insurance Company | ||
Dated: February 14, 2013 | /S/ Charles G. Schara | |
By: Charles G. Schara | ||
Title: Treasurer |