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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option Grant | $ 0.39 | 03/28/2008 | A | 50,000 | 03/31/2009(1) | 03/28/2015 | Common Stock | 50,000 | $ 0 | 50,000 | D | ||||
Stock Option Grant | $ 0.39 | 03/28/2008 | A | 75,000 | 03/31/2009(2) | 03/28/2015 | Common Stock | 75,000 | $ 0 | 75,000 | D | ||||
Stock Option Grant | $ 0.295 | (3) | 02/08/2015 | Common Stock | 45,000 | 45,000 | D | ||||||||
Stock Option Grant | $ 0.295 | (4) | 02/08/2015 | Common Stock | 35,000 | 35,000 | D | ||||||||
Incentive Stock Option (Right to Buy) | $ 0.46 | (5) | 09/03/2014 | Common Stock | 75,000 | 75,000 | D | ||||||||
Incentive Stock Option (Right to Buy) | $ 0.46 | (6) | 09/03/2014 | Common Stock | 75,000 | 75,000 | D | ||||||||
Incentive Stock Option (Right to Buy) | $ 0.46 | (6) | 09/03/2014 | Common Stock | 75,000 | 75,000 | D | ||||||||
Incentive Stock Option (Right to Buy) | $ 0.46 | (7) | 09/03/2014 | Common Stock | 50,000 | 50,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Klembara Gary 3701 W PLANO PARKWAY SUITE 300 PLANO, TX 75075 |
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Gary Klembara | 04/01/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the Company's 2005 Stock Incentive Plan, 20,833 shares will vest on 3/31/2009 contingent on the Company meeting certain performance criteria. The remaining 29,167 shares will vest in 1/36 increments each month thereafter. |
(2) | Pursuant to the Company's 2005 Stock Incentive Plan, 31,250 vesting on 3/31/2009 contingent on the Company meeting certain performance criteria. The remaining 43,750 shares will vest in 1/36th increments each month thereafter. |
(3) | Pursuant to Viewcast.com Inc.'s (the "Company") 2005 Stock Incentive Plan, 15,000 shares will vest on 2/8/2009. The remaining 30,000 shares will vest in 1/36th increments each month thereafter. |
(4) | Pursuant to the Company's 2005 Stock Incentive Plan, 14,583 shares will vest on 3/31/2009 contingent on the Company meeting certain performance criteria. The remaining 20,417 shares will vest in 1/36 increments each month thereafter. |
(5) | Reflects a grant of stock options to the reporting person pursuant to the Company's 2005 Stock Incentive Plan that vests as follows: 25,000 shares on August 15,2008, and the remainder in 1/36th increments each month thereafter. |
(6) | Reflects a grant of stock options to the reporting person purcuant to the Company's 2005 Stock Incentive Plan that vests as follows: 31,250 shares on March 31,2008 if performance criteria is met, and the remainder 43,750 in 1/36th increments each month thereafter. |
(7) | Reflects a grant of stock options to the reporting person pursuant to the Company's 2005 Stock Incentive Plan that vests as follows: 20,833 shares on March 31, 2008 if performance criteria is met, and the remainder in 1/36th increments each month thereafter |