UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CONSOL Energy Inc 1000 CONSOL ENERGY DRIVE CANONSBURG, PA 15317 |
 |  |  | SEE REMARKS |
/s/ Stephen W. Johnson, EVP and Chief Administrative Officer of CONSOL Energy Inc. | 06/30/2015 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: CONSOL Energy Inc. is the sole owner of the membership interests of  CNX Coal Resources GP LLC, the general partner of the Issuer (the "General Partner"). As of the effectiveness of the Issuer's Registration Statement on Form S-1 (Registration No. 333-203165) (the "Registration Statement"), CONSOL Energy Inc. owns a 98% limited partner interest in the Issuer, and the General Partner owns the 2% general partner interest in the Issuer. The Issuer will issue 1,611,067 common units, representing a 6.8% limited partner interest in the Issuer, and 11,611,067 subordinated units, representing a 49.0% limited partner interest in the Issuer, to CONSOL Energy Inc. in connection with the completion of the Offering (assuming the underwriters do not exercise their option to purchase additional common units). The General Partner will retain a 2% general partner interest in the Issuer. If the underwriters exercise in full their option, CONSOL Energy Inc. will hold 861,067 common units and 11,611,067 subordinated units. Each subordinated unit will convert into one common unit at the end of the subordination period, as described in the Registration Statement. |