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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to buy) NQOs and ISOs | $ 37.75 | 01/18/2013 | M(5) | 80,000 | 02/05/2004(6) | 02/04/2013 | Common Stock | 80,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to buy) NQOs and ISOs | $ 37.75 | 01/18/2013 | M(7) | 6,750 | 02/05/2004(6) | 02/04/2013 | Common Stock | 6,750 | $ 0 | 0 | I | Owned by Husband |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kullman Ellen Jamison 1007 MARKET STREET D9000 WILMINGTON, DE 19898 |
X | Chair & CEO |
Erik T. Hoover by Power of Attorney | 01/22/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The acquisition and disposition reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2011 and last amended November 19, 2012. |
(2) | Includes direct ownership, unvested RSUs and vested deferred stock units. |
(3) | The acquisition and disposition reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on February 28, 2011 and last amended November 21, 2012. |
(4) | Includes direct ownership and unvested RSUs. |
(5) | The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2011 and last amended November 19, 2012. |
(6) | Options became exercisable in three equal annual installments beginning on the first anniversary of the grant. |
(7) | The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on February 28, 2011 and last amended November 21, 2012. |