SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
ARTISTdirect, Inc. (Name of Issuer) |
Common Stock, par value $0.01 per share (Title of Class of Securities) |
04315D400 (CUSIP Number) |
December 31, 2002 (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
o Rule 13d-1(b) |
o Rule 13d-1(c) |
x Rule 13d-1(d) |
CUSIP No. 04315D400 | 13G | Page 2 of 4 Pages | ||
1. | NAMES OF REPORTING PERSONS | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Frederick W. Field |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP (a)
o |
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(b)
o |
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3. | SEC USE ONLY | ||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION United States |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE
VOTING POWER
302,370 (upon exercise of option) |
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6. | SHARED VOTING POWER
0
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7. | SOLE DISPOSITIVE POWER
302,370
(upon exercise of options) |
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8. | SHARED DISPOSITIVE POWER
0 |
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 302,370 (upon exercise of options) |
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.0% (after giving effect to the exercise of options) |
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12. |
TYPE OF PEPORTING PERSON IN |
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CUSIP No. 04315D400 | 13G | Page 3 of 4 Pages | ||
Item 1(a) |
Name of Issuer: ARTISTdirect, Inc. |
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Item 1(b) |
Address of Issuers Principal Executive Offices: 5670 Wilshire Boulevard, Suite 200 Los Angeles, CA 90036 |
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Item 2(a) |
Name of Person Filing: Frederick W. Field |
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Item 2(b) |
Address of Principal Business Office or, if None, Residence: c/o Radar Pictures, Inc. 10900 Wilshire Boulevard, Suite 1400 Los Angeles, CA 90024 |
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Item 2(c) |
Citizenship United States |
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Item 2(d) |
Title of Class of Securities: Common Stock, par value $0.01 per share |
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Item 2(e) |
CUSIP Number: 04315D400 |
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Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not Applicable |
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Item 4. |
Ownership. |
(a) | Amount Beneficially Owned: 302,370 (upon exercise of options)
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(b) | Percent of Class: 8.0% (after giving effect to the exercise of options)
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(c) | Number of shares as to which such person has: | ||||
302,370 | |||||
(i) Sole power to vote or to direct the vote: | (upon exercise of options)
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(ii) Shared power to vote or to direct the vote: | 0 | ||||
302,370 | |||||
(iii) Sole power to dispose or to direct the disposition of: | (upon exercise of options)
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(iv) Shared power to dispose or to direct the disposition of: | 0
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Item 5. |
Ownership of Five Percent or Less of a Class. Not Applicable |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. Not Applicable |
CUSIP No. 04315D400 | 13G | Page 4 of 4 Pages | ||
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
or Control Person. |
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Not Applicable | ||
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Item 8. |
Identification and Classification of Members of the Group. |
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Not Applicable
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Item 9. |
Notice of Dissolution of Group. |
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Not Applicable
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Item 10. |
Certifications. |
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Not Applicable
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
February 14, 2003 | ||
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Date | ||
/s/ FREDERICK W. FIELD | ||
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(Signature) | ||
Name: Frederick W. Field Title: Chairman and Chief Executive Officer of ARTISTdirect, Inc. |