FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of
1934
June 23, 2004
Commission File Number 001-14978
SMITH & NEPHEW plc
(Registrant's name)
15 Adam Street
London, England WC2N 6LA
(Address of registrant's principal executive offices)
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]
Form 20-F X Form 40-F
----- -----
[Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1).]
Yes No X
----- -----
[Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7).]
Yes No X
----- -----
[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]
Yes No X
----- -----
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.
Total Pages: 9
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Smith & Nephew plc
(Registrant)
Date: June 23, 2004 By: /s/ Paul Chambers
-----------------
Paul Chambers
Company Secretary
2
April 2002 Schedule 5
-------------------------------------------------------------------------------------------------------------------
SCHEDULE 5
BLOCK LISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
-------------------------
AVS No: 623169
-------------------------
Please ensure the entries on this return are typed
-------------------------------------------------------------------------------------------------------------------
1. Name of company SMITH & NEPHEW PLC
-------------------------------------------------------------------------------------------------------------------
2. Name of scheme Employee Share Option Scheme
-------------------------------------------------------------------------------------------------------------------
3. Period of return: From 08/11/03 to 31/05/04
-------------------------------------------------------------------------------------------------------------------
4. Number and class of share(s) (amount of 464,780
stock/debt security) not issued under scheme
-------------------------------------------------------------------------------------------------------------------
5. Number of shares issued/allotted under 121,120
scheme during period:
-------------------------------------------------------------------------------------------------------------------
6. Balance under scheme not yet issued/allotted 343,660
at end of period
-------------------------------------------------------------------------------------------------------------------
7. Number and class of share(s) (amount of 600,000 Ordinary Shares of 12-2/9p each listed on 7
stock/debt securities) originally listed and the November 2003
date of admission;
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Please confirm total number of shares in issue at the end of the period in order for us to update our records
935,222,999
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Contact for queries: Address:
Name: P. R. Chambers 15 Adam Street
Telephone: 020 7401 7646 London WC2N 6LA
-------------------------------------------------------------------------------------------------------------------
Person making return
Name: P. R. Chambers
Position: Company Secretary
Signature P. R. Chambers
SCHEDULE 5
BLOCK LISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
-------------------------
AVS No: 623169
-------------------------
Please ensure the entries on this return are typed
-------------------------------------------------------------------------------------------------------------------
1. Name of company SMITH & NEPHEW PLC
-------------------------------------------------------------------------------------------------------------------
2. Name of scheme 1991 Overseas Employee Share Option Scheme
-------------------------------------------------------------------------------------------------------------------
3. Period of return: From 08/11/03 to 31/05/04
-------------------------------------------------------------------------------------------------------------------
4. Number and class of share(s) (amount of 105,467
stock/debt security) not issued under scheme
-------------------------------------------------------------------------------------------------------------------
5. Number of shares issued/allotted under 45,899
scheme during period:
-------------------------------------------------------------------------------------------------------------------
6. Balance under scheme not yet issued/allotted 59,568
at end of period
-------------------------------------------------------------------------------------------------------------------
7. Number and class of share(s) (amount of 206,980 Ordinary Shares of 12-2/9p each listed on 7
stock/debt securities) originally listed and the December 2000
date of admission;
30,000 Ordinary Shares of 12-2/9p each listed on 31
October 2003
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Please confirm total number of shares in issue at the end of the period in order for us to update our records
935,222,999
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Contact for queries: Address:
Name: P. R. Chambers 15 Adam Street
Telephone: 020 7401 7646 London WC2N 6LA
-------------------------------------------------------------------------------------------------------------------
Person making return
Name: P. R. Chambers
Position: Company Secretary
Signature P. R. Chambers
SCHEDULE 5
BLOCK LISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
-------------------------
AVS No: 623169
-------------------------
Please ensure the entries on this return are typed
-------------------------------------------------------------------------------------------------------------------
1. Name of company SMITH & NEPHEW PLC
-------------------------------------------------------------------------------------------------------------------
2. Name of scheme International Employees Share Scheme
-------------------------------------------------------------------------------------------------------------------
3. Period of return: From 08/11/03 to 31/05/04
-------------------------------------------------------------------------------------------------------------------
4. Number and class of share(s) (amount of 499,426
stock/debt security) not issued under scheme
-------------------------------------------------------------------------------------------------------------------
5. Number of shares issued/allotted under 136
scheme during period:
-------------------------------------------------------------------------------------------------------------------
6. Balance under scheme not yet issued/allotted 499,290
at end of period
-------------------------------------------------------------------------------------------------------------------
7. Number and class of share(s) (amount of 100,000 Ordinary Shares of 12-2/9p each listed on
stock/debt securities) originally listed and the 29 November 2002
date ofadmission;
400,000 Ordinary Shares of 12-2/9p each listed on 31
October 2003
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Please confirm total number of shares in issue at the end of the period in order for us to update our records
935,222,999
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Contact for queries: Address:
Name: P. R. Chambers 15 Adam Street
Telephone: 020 7401 7646 London WC2N 6LA
-------------------------------------------------------------------------------------------------------------------
Person making return
Name: P. R. Chambers
Position: Company Secretary
Signature P. R. Chambers
SCHEDULE 5
BLOCK LISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
-------------------------
AVS No: 623169
-------------------------
Please ensure the entries on this return are typed
-------------------------------------------------------------------------------------------------------------------
1. Name of company SMITH & NEPHEW PLC
-------------------------------------------------------------------------------------------------------------------
2. Name of scheme 1985 Executive Share Option Scheme
-------------------------------------------------------------------------------------------------------------------
3. Period of return: From 08/11/03 to 31/05/04
-------------------------------------------------------------------------------------------------------------------
4. Number and class of share(s) (amount of 365,938
stock/debt security) not issued under scheme
-------------------------------------------------------------------------------------------------------------------
5. Number of shares issued/allotted under 177,680
scheme during period:
-------------------------------------------------------------------------------------------------------------------
6. Balance under scheme not yet issued/allotted 188,258
at end of period
-------------------------------------------------------------------------------------------------------------------
7. Number and class of share(s) (amount of 500,000 Ordinary Shares of 12-2/9p each listed on 24
stock/debt securities) originally listed and the January 2002
date of admission;
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Please confirm total number of shares in issue at the end of the period in order for us to update our records
935,222,999
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Contact for queries: Address:
Name: P. R. Chambers 15 Adam Street
Telephone: 020 7401 7646 London WC2N 6LA
-------------------------------------------------------------------------------------------------------------------
Person making return
Name: P. R. Chambers
Position: Company Secretary
Signature P. R. Chambers
SCHEDULE 5
BLOCK LISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
-------------------------
AVS No: 623169
-------------------------
Please ensure the entries on this return are typed
-------------------------------------------------------------------------------------------------------------------
1. Name of company SMITH & NEPHEW PLC
-------------------------------------------------------------------------------------------------------------------
2. Name of scheme 1990 International Executive Share Option Scheme
-------------------------------------------------------------------------------------------------------------------
3. Period of return: From 08/11/03 to 31/05/04
-------------------------------------------------------------------------------------------------------------------
4. Number and class of share(s) (amount of 4,352,900
stock/debt security) not issued under scheme
-------------------------------------------------------------------------------------------------------------------
5. Number of shares issued/allotted under 1,338,322
scheme during period:
-------------------------------------------------------------------------------------------------------------------
6. Balance under scheme not yet issued/allotted 3,014,578
at end of period
-------------------------------------------------------------------------------------------------------------------
7. Number and class of share(s) (amount of 400,000 Ordinary Shares of 12-2/9p
stock/debt securities) originally listed and the each listed on 5 November 2003
date of admission; 400,000 Ordinary Shares of 12-2/9p each listed on 6
November 2003
4,000,000 Ordinary Shares of 12-2/9p each listed on 7
November 2003
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Please confirm total number of shares in issue at the end of the period in order for us to update our records
935,222,999
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Contact for queries: Address:
Name: P. R. Chambers 15 Adam Street
Telephone: 020 7401 7646 London WC2N 6LA
-------------------------------------------------------------------------------------------------------------------
Person making return
Name: P. R. Chambers
Position: Company Secretary
Signature P. R. Chambers
SCHEDULE 5
BLOCK LISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
-------------------------
AVS No: 623169
-------------------------
Please ensure the entries on this return are typed
-------------------------------------------------------------------------------------------------------------------
1. Name of company SMITH & NEPHEW PLC
-------------------------------------------------------------------------------------------------------------------
2. Name of scheme Long Service Award
-------------------------------------------------------------------------------------------------------------------
3. Period of return: From 08/11/03 to 31/05/04
-------------------------------------------------------------------------------------------------------------------
4. Number and class of share(s) (amount of 141,613
stock/debt security) not issued under scheme
-------------------------------------------------------------------------------------------------------------------
5. Number of shares issued/allotted under 2,384
scheme during period:
-------------------------------------------------------------------------------------------------------------------
6. Balance under scheme not yet issued/allotted 139,229
at end of period
-------------------------------------------------------------------------------------------------------------------
7. Number and class of share(s) (amount of 174,427 Ordinary Shares of 12-2/9p each listed on 7
stock/debt securities) originally listed and the August 2000
date of admission;
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Please confirm total number of shares in issue at the end of the period in order for us to update our records
935,222,999
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Contact for queries: Address:
Name: P. R. Chambers 15 Adam Street
Telephone: 020 7401 7646 London WC2N 6LA
-------------------------------------------------------------------------------------------------------------------
Person making return
Name: P. R. Chambers
Position: Company Secretary
Signature P. R. Chambers
SCHEDULE 5
BLOCK LISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
-------------------------
AVS No: 623169
-------------------------
Please ensure the entries on this return are typed
-------------------------------------------------------------------------------------------------------------------
1. Name of company SMITH & NEPHEW PLC
-------------------------------------------------------------------------------------------------------------------
2. Name of scheme 2001 US Share Plan
-------------------------------------------------------------------------------------------------------------------
3. Period of return: From 08/11/03 to 31/05/04
-------------------------------------------------------------------------------------------------------------------
4. Number and class of share(s) (amount of 526,250
stock/debt security) not issued under scheme
-------------------------------------------------------------------------------------------------------------------
5. Number of shares issued/allotted under 355,250
scheme during period:
-------------------------------------------------------------------------------------------------------------------
6. Balance under scheme not yet issued/allotted 171,000
at end of period
-------------------------------------------------------------------------------------------------------------------
7. Number and class of share(s) (amount of 500,000 Ordinary Shares of 12-2/9p each listed on 7
stock/debt securities) originally listed and the November 2003
date of admission;
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Please confirm total number of shares in issue at the end of the period in order for us to update our records
935,222,999
-------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------
Contact for queries: Address:
Name: P. R. Chambers 15 Adam Street
Telephone: 020 7401 7646 London WC2N 6LA
-------------------------------------------------------------------------------------------------------------------
Person making return
Name: P. R. Chambers
Position: Company Secretary
Signature P. R. Chambers