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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND
AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] | Rule 13d-1(b) | |
[ ] | Rule 13d-1(c) | |
[X] | Rule 13d-1(d) |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.
The information required in the remainder of this coverage page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 4 Pages
CUSIP No. 04315D400 | 13G | Page 2 of 4 Pages |
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1 | Name of Reporting Person S.S.
or I.R.S. Identification No. of Above Person Keith K. Yokomoto |
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2 | Check the Appropriate Box if a Member of a Group | (a) [ ] | ||||||
(b) [ ] | ||||||||
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3 | SEC Use Only |
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4 | Citizenship or Place of Organization United States |
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NUMBER OF |
5 | Sole Voting Power 178,905 |
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6 | Shared Voting Power 0 |
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7 | Sole Dispositive Power 178,905 |
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8 | Shared Dispositive Power 0 |
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9 | Aggregate Amount Beneficially Owned by Each Reporting
Person 178,905 |
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10 |
Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares |
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11 | Percent of Class Represented by Amount in Row
9 5.1% |
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12 | Type of Reporting Person IN |
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CUSIP NO. 04315D400 | 13G | Page 3 of 4 Pages |
Item 1(a). | Name of Issuer:
ARTISTdirect, Inc. |
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Item 1(b). | Address of Issuer's Principal Executive Offices:
10900 Wilshire Boulevard, Suite 1400 Los Angeles, CA 90024 |
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Item 2(a). | Name of Person Filing: Keith K. Yokomoto |
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Item 2(b). | Address of Principal
Business Office or, if None, Residence:
10900 Wilshire Boulevard, Suite 1400 Los Angeles, CA 90024 |
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Item 2(c). | Citizenship: United States |
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Item 2(d). | Title of Class of
Securities:
Common Stock, par value $0.01 per share |
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Item 2(e). | CUSIP Number:
04315D400 |
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Item 3. | If this Statement is
Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether
the Person Filing is a: Not Applicable |
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Item 4. | Ownership: |
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(a) | Amount Beneficially Owned: 178,905 | |||||||
(b) | Percent of Class: 5.1% | |||||||
(c) | Number of shares as to which such person has: | |||||||
(i) | Sole power to vote or to direct the vote: 178,905 | |||||||
(ii) | Shared power to vote or to direct the vote: 0 | |||||||
(iii) | Sole power to dispose or to direct the disposition of: 178,905 | |||||||
(iv) | Shared power to dispose or to direct the disposition of: 0 | |||||||
Item 5. | Ownership of Five Percent
or Less of a Class: Not Applicable. |
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Item 6. | Ownership of More Than
Five Percent on Behalf of Another Person: Not Applicable. |
CUSIP No. 04315D400 | 13G | Page 4 of 4 Pages | ||
Item 7: | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable. | ||
Item 8: | Identification and Classification of Members of the Group. | |
Not Applicable. | ||
Item 9: | Notice of Dissolution of Group. | |
Not Applicable. | ||
Item 10: | Certifications. | |
Not Applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
April 5, 2004 |
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Date |
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/s/ KEITH K. YOKOMOTO | ||||
(Signature) |
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Name: | Keith K. Yokomoto | |||
Title: | Director of ARTISTdirect, Inc. | |||