SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
Redhook Ale Brewery, Incorporated |
(Name of Issuer) |
|
Common Stock, par value $.005 |
(Title of Class of Securities) |
|
757473 10 3 |
(CUSIP Number) |
|
Thomas Larson Anheuser-Busch Companies, Inc. |
(Name, Address and Telephone Number of Person |
|
November 13, 2007 |
(Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e), 240. 13d-l(f) or 240. 13d-I(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 2 of 9
CUSIP No. 757473 10 3
1. Names of Reporting Persons. Anheuser-Busch Companies, Inc. | |
2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) o | |
3. SEC Use Only
| |
4. Source of Funds (See Instructions) WC | |
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
6. Citizenship or Place of Organization Delaware | |
Number of Owned by |
7. Sole Voting Power 2,761,713 |
8. Shared Voting Power - 0 - | |
9. Sole Dispositive Power 2,761,713 * | |
10. Shared Dispositive Power - 0 * Shares are subject to contractual restrictions on transfer. See Item 4 | |
11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,761,763 | |
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |
13. Percent of Class Represented by Amount in Row (11) 33.2% | |
14. Type of Reporting Person (See Instructions) CO |
Page 3 of 9
CUSIP No. 757473 10 3
1. Names of Reporting Persons. Busch Investment Corporation | |
2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) x (b) o | |
3. SEC Use Only
| |
4. Source of Funds (See Instructions) WC | |
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |
6. Citizenship or Place of Organization Delaware | |
Number of Owned by |
7. Sole Voting Power 2,761,713 |
8. Shared Voting Power - 0 - | |
9. Sole Dispositive Power 2,761,713 * | |
10. Shared Dispositive Power - 0 * Shares are subject to contractual restrictions on transfer. See Item 4 | |
11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,761,763 | |
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |
13. Percent of Class Represented by Amount in Row (11) 33.6% | |
14. Type of Reporting Person (See Instructions) CO |
Page 4 of 9
CUSIP No. 757473 10 3
Pursuant to Rule 13d-2(a) under the Securities Exchange Act of 1934, this Amendment No. 5 amends the Schedule 13D dated August 22, 1995, amended by Amendment No.1 dated May 19, 2004, Amendment No.2 dated July 2, 2004, Amendment No. 3 dated September 13, 2005 and Amendment No. 4 dated January 3, 2007. Unless indicated otherwise, all items left blank remain unchanged and any items that are reported are deemed to amend and supplement, rather than supersede, the existing items in the Schedule 13D (as previously amended). All defined terms shall have the same meaning as previously ascribed to them in the Schedule 13D (as previously amended), unless otherwise noted.
Item 1. Security and Issuer.
Item 2. Identity and Background.
Item 3. Source and Amount of Funds or Other Consideration.
Item 4. Purpose of Transaction.
Item 4 is hereby amended by adding the following language to the end thereof:
On November 13, 2007, the Company and Widmer announced that they had entered into an Agreement and Plan of Merger, pursuant to which Widmer would merge into the Company. The shareholders of Widmer would receive common stock of the Company as merger consideration, representing approximately 50% of the outstanding common stock of the Company after the consummation of the merger.
The consummation of the merger by the Company and Widmer is subject to their obtaining approval by their shareholders and required regulatory approvals. Additionally, pursuant to the contractual arrangements between the Busch Entities and Redhook and Widmer, the approval of the Busch Entities is required for the consummation of the merger. The Busch Entities are reviewing the proposed transaction and have not yet determined whether to provide the required approval. The Company and Widmer have announced that they anticipate consummation of the transaction in the first quarter of 2008.
Item 5. Interest in Securities of the Issuer.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
Item 7. Material to be Filed as Exhibits.
Page 5 of 9
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: November 13, 2007
ANHEUSER-BUSCH COMPANIES, INC. |
| |
|
|
|
By: |
/s/ W. Randolph Baker |
|
Name: |
W. Randolph Baker |
|
Title: |
Vice President and Chief Financial Officer |
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BUSCH INVESTMENT CORPORATION |
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|
|
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By: |
/s/ Mark A. Rawlins |
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Name: |
Mark A. Rawlins |
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Title: |
Treasurer |
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Page 6 of 9
Schedule I
(Amendment No. 5)
EXECUTIVE OFFICERS AND DIRECTORS OF
BUSCH INVESTMENT CORPORATION
(As of October 1, 2007)
NAME AND BUSINESS ADDRESS |
|
POSITION WITH THE COMPANY |
Officers |
|
|
William J. Kimmins, Jr.* |
|
Chairman of the Board and President |
H. Murray Sawyer Jr.** |
|
Vice President |
Dennis J. Gelner* |
|
Vice President and Tax Controller |
Laura H. Reeves* |
|
Secretary |
Mark A. Rawlins* |
|
Treasurer |
Michael D. Basler* |
|
Assistant Treasurer - International |
Directors |
|
|
William J. Kimmins, Jr.* |
|
Director and Chairman |
Michael D. Basler* |
|
Director |
H. Murray Sawyer Jr.** |
|
Director |
* The business address of each such person is One Busch Place, St. Louis, Missouri 63118-1852
** Mr. Sawyers principal occupation is Chairman and Chief Executive Officer of Registered Agents, Ltd.
Page 7 of 9
Schedule II
(Amendment No. 5)
EXECUTIVE OFFICERS AND DIRECTORS OF
ANHEUSER-BUSCH COMPANIES, INC.
(As of October 1, 2007)
NAME AND BUSINESS ADDRESS |
POSITION WITH THE COMPANY |
August A. Busch IV* |
President and Chief Executive Officer; Anheuser-Busch Companies, Inc. |
W. Randolph Baker* |
Vice President and Chief Financial Officer; Anheuser-Busch Companies, Inc. |
Thomas W. Santel* |
President and Chief Executive Officer of Anheuser-Busch International, Inc. and Vice President - Corporate Planning of Anheuser-Busch Companies, Inc. |
Stephen J. Burrows* |
Chief Executive Officer and President; Anheuser-Busch Asia, Inc. |
Mark T. Bobak* |
Group Vice President and Chief Legal Officer; Anheuser-Busch Companies, Inc. |
Douglas J. Muhleman* |
Group Vice President - Brewing Operations and Technology; Anheuser-Busch, Incorporated |
Francine I. Katz* |
Vice President - Communications and Consumer Affairs; Anheuser-Busch, Incorporated |
Keith M. Kasen* |
Chairman of the Board and President; Busch Entertainment Corporation |
Joseph P. Castellano* |
Vice President and Chief Information Officer; Anheuser-Busch, Incorporated |
Michael J. Owens* |
Vice President - Business Operations; Anheuser-Busch, Incorporated |
Anthony T. Ponturo* |
Vice President - Global Media and Sports Marketing; Anheuser-Busch, Incorporated |
John F. Kelly* |
Vice President and Controller; Anheuser-Busch Companies, Inc. |
Marlene V. Coulis* |
Vice President - Consumer Strategy and Innovation; Anheuser-Busch, Incorporated |
Michael S. Harding* |
Chief Executive Officer and President; Anheuser-Busch Packaging Group, Inc. |
Robert C. Lachky* |
Executive Vice President - Global Industry Development; Anheuser-Busch, Incorporated |
David A. Peacock* |
Vice President - Marketing; Anheuser-Busch, Incorporated |
John T. Farrell* |
Vice President - Corporate Human Resources; Anheuser-Busch Companies, Inc. |
* The business address of each such person is One Busch Place, St. Louis, Missouri 63118-1852
Page 8 of 9
Schedule II (Contd)
(Amendment No. 5)
NON-EMPLOYEE DIRECTORS
OF ANHEUSER-BUSCH COMPANIES, INC.
(As of October 1, 2007)
NAME AND BUSINESS ADDRESS |
POSITION WITH THE COMPANY |
PRINCIPAL OCCUPATION |
August A. Busch III One Busch Place St. Louis, MO 63118 |
Director |
Retired Chairman of the Board and Chief Executive Officer of Anheuser-Busch Companies, Inc. |
Carlos Fernandez G. |
Director |
Chairman of the Board and CEO of Group Modelo, S.A.B. de C.V. |
James J. Forese |
Director |
Operating Partner and Chief Operating Officer of Thayer Capital Partners |
John E. Jacob One Busch Place St. Louis, MO 63118 |
Director |
Retired Executive Vice President - Global Communications Officer of Anheuser-Busch Companies, Inc. |
James R. Jones |
Director |
Co-Chairman and Chief Executive Officer of Manatt Jones Global Strategies, LLC |
Charles F. Knight |
Director |
Chairman Emeritus of Emerson Electric Company |
Vernon R. Loucks, Jr. |
Director |
Chairman of the Board of The Aethena Group, LLC |
Vilma S. Martinez |
Director |
Partner of Munger, Tolles & Olson LLP |
William Porter Payne |
Director |
Partner of Gleacher Partners LLC |
Page 9 of 9
Schedule II (Contd)
(Amendment No. 5)
NON-EMPLOYEE DIRECTORS
OF ANHEUSER-BUSCH COMPANIES, INC.
(As of October 1, 2007)
(Continued)
NAME AND BUSINESS ADDRESS |
POSITION WITH THE COMPANY |
PRINCIPAL OCCUPATION |
Joyce M. Roché |
Director |
President and Chief Executive Officer of Girls Incorporated |
Henry Hugh Shelton |
Director |
Retired Chairman of the Joint Chiefs of Staff |
Patrick T. Stokes c/o Anheuser-Busch Companies, Inc. One Busch Place St. Louis, MO 63118-1842 |
Chairman of the Board |
Retired Chief Executive Officer of Anheuser-Busch Companies, Inc. |
Andrew C. Taylor |
Director |
Chairman and Chief Executive Officer of Enterprise Rent-A-Car Company |
Douglas W. Warner III |
Director |
Retired Chairman of the Board of |
Edward E. Whitacre, Jr. |
Director |
Retired Chairman and Chief Executive Officer of AT & T, Inc. |