sc13ga3_kubota.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
 
(Amendment No. 3)*
 
Kubota Corporation
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
501173207
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
þ :
Rule 13d-1(b)
   
o :
Rule 13d-1(c)
   
o :
Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 
 
CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Financial Group, Inc.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
105,771,628
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
105,771,628
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
105,771,628
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.3%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
 
Page 2 of 32
 
 
CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
20,173,729
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
20,173,729
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
20,173,729
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
1.6%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
 
 
Page 3 of 32
 

 
CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Trust and Banking Corporation
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
78,996,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
78,996,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
78,996,000
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.2%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
Page 4 of 32
 


CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
2,862,724
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
2,862,724
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,862,724
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.2%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
Page 5 of 32
 


CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
2,862,724
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
2,862,724
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,862,724
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.2%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
 
Page 6 of 32
 
 
CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
3,083,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
3,083,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,083,000
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.2%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
 
Page 7 of 32
 
CUSIP No. 501173207
 
1
NAME OF REPORTING PERSON
 
MU Investments Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
496,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
496,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
496,000
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
 
Page 8 of 32
 
CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
kabu.com Securities Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
77,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
77,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
77,000
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 


 
Page 9 of 32
 
 
CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
KOKUSAI Asset Management Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
83,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
83,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
83,000
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
Page 10 of 32
 
 
CUSIP No. 501173207

 
1
NAME OF REPORTING PERSON
 
HighMark Capital Management, Inc.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
California, United States
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
175
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
175
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
175
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
IA
  
 
 
 
Page 11 of 32
 
CUSIP No. 501173207
 
ITEM 1
 
 
(a)
Name of Issuer
     
   
Kubota Corporation
     
 
(b)
Address of Issuer’s Principal Executive Offices
     
   
2-47 Shikitsu-higashi 1-chome, Naniwa-ku, Osaka 556-8601, Japan
 
ITEM 2
 
 
(a)
Names of Persons Filing
     
   
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
     
   
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
     
   
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
     
   
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
     
   
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
     
   
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
     
   
MU Investments Co., Ltd. (“MUI”)
     
   
kabu.com Securities Co., Ltd. (“KC”)
     
   
KOKUSAI Asset Management Co., Ltd. (“KAM”)
     
   
HighMark Capital Management, Inc. (“HCM”)
     
 
(b)
Address of Principal Business Office or, if none, Residence
     
   
MUFG:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8330, Japan
     
   
BTMU:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8388, Japan
     
   
MUTB:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUSHD:
   
4-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-6317, Japan
     
 
 
 
Page 12 of 32
 

CUSIP No. 501173207
 
   
MUMSS:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
   
MUAM:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUI:
   
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
   
Tokyo 103-0022, Japan
     
   
KC:
   
3-2 Otemachi 1-chome, Chiyoda-ku
   
Tokyo 100-0004, Japan
     
   
KAM:
   
1-1 Marunouchi 3-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
   
HCM:
   
350 California Street, San Francisco
   
California 94104, USA
     
 
(c)
Citizenship
     
   
Not applicable.
     
 
(d)
Title of Class of Securities
     
   
Common Stock
     
 
(e)
CUSIP Number
     
   
501173207
 
ITEM 3
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
MUFG:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
 
 
 
Page 13 of 32
 

CUSIP No. 501173207
 
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Parent holding company
 
 
BTMU:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUTB:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
 
 
 
Page 14 of 32
 

CUSIP No. 501173207
 
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUSHD:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUMSS:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
 
 
 
Page 15 of 32
 

CUSIP No. 501173207
 
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
 
 
Page 16 of 32
 

CUSIP No. 501173207
 
 
MUI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
KC:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
Page 17 of 32
 

CUSIP No. 501173207
 
 
KAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
HCM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ü]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
 
 
 
Page 18 of 32
 

CUSIP No. 501173207
 
   
(j)
[   ]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Not applicable
 
ITEM 4
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
For MUFG
  
       
 
(a)
Amount beneficially owned:
105,771,628
       
 
(b)
Percent of class:
8.31%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
105,771,628
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
105,771,628
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For BTMU
  
       
 
(a)
Amount beneficially owned:
20,173,729
       
 
(b)
Percent of class:
1.59%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
20,173,729
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
20,173,729
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUTB
  
       
 
(a)
Amount beneficially owned:
78,996,000
       
 
(b)
Percent of class:
6.21%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
78,996,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
78,996,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
 
Page 19 of 32
 

CUSIP No. 501173207
 
       
 
For MUSHD
  
       
 
(a)
Amount beneficially owned:
2,862,724
       
 
(b)
Percent of class:
0.23%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
2,862,724
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
2,862,724
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUMSS
  
       
 
(a)
Amount beneficially owned:
2,862,724
       
 
(b)
Percent of class:
0.23%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
2,862,724
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
2,862,724
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUAM
  
       
 
(a)
Amount beneficially owned:
3,083,000
       
 
(b)
Percent of class:
0.24%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
3,083,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
3,083,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUI
  
       
 
(a)
Amount beneficially owned:
496,000
       
 
(b)
Percent of class:
0.04%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
496,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
496,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
 
 
Page 20 of 32
 

CUSIP No. 501173207
 
 
For KC
  
       
 
(a)
Amount beneficially owned:
77,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
77,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
77,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KAM
  
       
 
(a)
Amount beneficially owned:
83,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
83,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
83,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For HCM
  
       
 
(a)
Amount beneficially owned:
175
       
 
(b)
Percent of class:
0.00%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
175
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
175
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
ITEM 5
Ownership of Five Percent or Less of a Class
 
Not applicable.
 
ITEM 6
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
 
 
Page 21 of 32
 

CUSIP No. 501173207
 
 
ITEM 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
As of December 31, 2010, MUFG beneficially owns 105,771,628 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 20,173,729 shares; MUTB holds 78,996,000 shares; MUSHD holds 2,862,724 shares (indirectly through MUSHD’s subsidiary, MUMSS); MUAM holds 3,083,000 shares; MUI holds 496,000 shares; KC holds 77,000 shares; KAM holds 83,000 shares; and HCM holds 175 shares.
 
ITEM 8
Identification and Classification of Members of the Group
 
Not applicable.
 
ITEM 9
Notice of Dissolution of Group
 
Not applicable.
 
ITEM 10
Certifications
 
By signing below MUFG, BTMU, MUTB, MUSHD, MUMSS, MUAM, MUI, KC and KAM certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions.  These filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
 
By signing below HCM certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 
Page 22 of 32
 

CUSIP No. 501173207

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ FINANCIAL GROUP, INC.
  
     
       
 
By:
/s/ Hironori Kamezawa
  
     
 
Name:     Hironori Kamezawa
  
     
 
Title:       General Manager, Credit & Investment Management Division

 
 
 
Page 23 of 32
 

CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
  
     
       
 
By:
/s/ Hironori Kamezawa
  
     
 
Name:  Hironori Kamezawa
  
     
 
Title:    General Manager, Credit Policy & Planning Division
  


 
 
 
Page 24 of 32
 

CUSIP No. 501173207


 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
  
     
       
 
By:
/s/ Hiroki Masuoka
  
     
 
Name:     Hiroki Masuoka
  
     
 
Title:       Deputy General Manager of Trust Assets Planning Division

 
 
 
Page 25 of 32
 

CUSIP No. 501173207

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD.
  
     
       
 
By:
/s/ Shingo Sumimoto
  
     
 
Name:    Shingo Sumimoto
  
     
 
Title:     General Manager, Corporate Planning Division
  
 
 
 
Page 26 of 32
 

CUSIP No. 501173207
 

 SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD.
  
       
       
 
By:
/s/ Koji Nishimoto
  
 
 
Name:     Koji Nishimoto
  
     
  Title:
Executive Officer, General Manager, Corporate Planning Division
  
 

 
 
Page 27 of 32
 
 
CUSIP No. 501173207

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
  
     
       
 
By:
/s/ Katsutoshi Edamura
  
     
 
Name:  Katsutoshi Edamura
  
     
 
Title:    General Manager of Risk Management Division
  
 
 
 
Page 28 of 32
 
 
CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MU INVESTMENTS CO., LTD.
  
     
       
 
By:
/s/ Yuya Saijo
  
     
 
Name:     Yuya Saijo
  
     
 
Title:       Senior Managing Director
  
 
 
 

 
 
Page 29 of 32
 
CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
KABU.COM SECURITIES CO., LTD.
  
     
       
 
By:
/s/ Takeshi Amemiya
  
     
 
Name:  Takeshi Amemiya
  
     
 
Title:    General Manager of Corporate Administration
  
 
 
 
Page 30 of 32
 

CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
KOKUSAI ASSET MANAGEMENT CO., LTD.
  
     
       
 
By:
/s/ Takeshi Dohi
  
     
 
Name:     Takeshi Dohi
  
     
 
Title:       General Manager, Investment Management Planning Dept.
  
 
 
 
Page 31 of 32
 
 

CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
HIGHMARK CAPITAL MANAGEMENT, INC.
  
     
       
 
By:
/s/ Earle A. Malm II
  
     
 
Name:  Earle A. Malm II
  
     
 
Title:    Chairman, President and CEO
  
 

 
Page 32 of 32