UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
PCM FUND, INC.
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(Name of Issuer)
COMMON
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(Title of Class of Securities)
69323T101
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(CUSIP Number)
PETER G. STRELOW
1633 BROADWAY
NEW YORK, NEW YORK 10019
844-337-4626
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
12/31/2015
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|x| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 69323T101 13G Page 2 of 3 Pages
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
FIRST FOUNDATION ADVISORS
33-0221828
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2. Check the Appropriate Box If a Member of a Group
(See Instructions)
(a) |_|
(b) |_|
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3. SEC Use Only
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4. Citizenship or Place of Organization
CALIFORNIA, USA
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5. SOLE VOTING POWER
998,108
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6. SHARED VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY EACH 7. SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 1,062,739
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8. SHARED DISPOSITIVE POWER
0
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,062,739
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) |_|
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11. Percent of Class Represented by Amount in Row (9)
9.24%
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12. Type of Reporting Person (See Instructions)
INVESTMENT ADVISOR
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CUSIP No. 69323T101 13G Page 3 of 3 Pages
Item 1.
(a) Name of Issuer:
PCM FUND, INC.
(b) Address of Issuer's Principal Executive Offices:
1633 BROADWAY
NEW YORK, NEW YORK 10019
Item 2.
(a) Name of Person Filing:
FIRST FOUNDATION ADVISORS
(b) Address of the Principal Office or, if none, residence:
18101 VON KARMAN AVENUE STE 700
IRVINE, CA 92612
(c) Citizenship:
CALIFORNIA, USA
(d) Title of Class of Securities:
COMMON
(e) CUSIP Number:
69323T101
Item 3. If this statement is filed pursuant to SS.240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
(b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) |_| Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
(d) |_| Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
(e) |X| An investment adviser in accordance with S.240.13d-1(b)(1)(ii)(E);
(f) |_| An employee benefit plan or endowment fund in accordance with
S.240.13d-1(b)(1)(ii)(F);
(g) |_| A parent holding company or control person in accordance with
S. 240.13d-1(b)(1)(ii)(G);
(h) |_| A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) |_| A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
(j) |_| Group, in accordance with S.240.13d-1(b)(1)(ii)(J).
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 1,062,739
(b) Percent of class: 9.24%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote 998,108.
(ii) Shared power to vote or to direct the vote 0.
(iii) Sole power to dispose or to direct the disposition
of 1,062,739.
(iiii) Shared power to dispose or to direct the disposition
of 0.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following |_|.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control Person.
Item 8. Identification and Classification of Members of the Group
Item 9. Notice of Dissolution of Group
Item 10. Certification
(a) The following certification shall be included if the statement is
filed pursuant to S.240.13d-1(b):
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in
the ordinary course of business and were not acquired and are not held
for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any transaction
having that purpose or effect.
(b) The following certification shall be included if the statement is
filed pursuant to S.240.13d-1(c):
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
06/07/2015
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Date
GREGORY S. BRUCE
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Signature
GREGORY S BRUCE
CHIEF COMPLIANCE OFFICER
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Name/Title