|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units (1) | $ 0 (2) | 10/01/2007 | A | 16,787 | (3) | (3) | Common Stock | 16,787 | $ 0 | 16,787 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STAVROPOULOS WILLIAM S 2030 DOW CENTER MIDLAND, MI 48674 |
X |
Margaret A. Treese, attorney-in-fact for William S. Stavropoulos | 02/13/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment is being filed solely to (i) report indirect beneficial ownership of common stock by spouse which was incorrectly reported as directly owned on the original Form 4 and (ii) include the grant of phantom stock units which was inadvertently omitted from the original Form 4. The original Form 4 of the reporting person is dated October 3, 2007, and was timely filed and correct in all other respects. |
(2) | The phantom stock units are converted on a one for one basis and were granted by the issuer in connection with the spin-off of issuer from NCR Corporation (NCR) in substitution of 16,787 NCR phantom stock units. |
(3) | The phantom stock units are to be settled in cash and/or common stock upon the reporting person's termination of service as a director. |