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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Habib Mitchell 770 BROADWAY NEW YORK, NY 10003 |
EVP, Global Business Services |
/s/ Harris Black, Authorized Signatory | 01/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 28, 2012 and December 31, 2012, the Reporting Person transferred an aggregate of 82,000 shares of common stock of Nielsen Holdings N.V. (the "Issuer") to a wholly-owned limited liability company (the "LLC"). The Reporting Person's pecuniary interest was not changed by the transfer and, accordingly, is exempt from Section 16 of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16a-13 under the Act. On December 31, 2012, the Reporting Person transferred non-voting limited liability company interests in the LLC to a trust for the benefit of his family, for which his wife is trustee (the "Trust"). That transfer is reflected in this Form 4 and is exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. |
(2) | The number reported as being disposed of reflects the portion of shares of common stock of the Issuer held by the LLC that corresponds to the limited liability company interests transferred to and held by the Trust. |
(3) | These shares of common stock are held by the Reporting Person and the Trust through the LLC. |