SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) December 11, 2017

 

 

Air T, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware		001-35476		52-1206400
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

5930 Balsom Ridge Drive

Denver, North Carolina 28037

(Address of Principal Executive Offices)

(Zip Code)

(828) 464-8741

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former name or former address, if changed from last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

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Item 5.07

Submission of Matters to a Vote of Security Holders

(a)  Air T, Inc. (the “Company”) held its 2017 annual meeting of stockholders on December 11, 2017.

(b)  At the annual meeting:

 

•

Seth G. Barkett, Raymond E. Cabillot, William R. Foudray, Gary S. Kohler, Peter McClung, John A. Reeves, Andrew J. Stumpf, Nicholas J. Swenson and Travis Swenson were elected as directors;

 

•

the stockholders approved a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers as disclosed in the Company’s proxy statement for the annual meeting; and

 

•

the stockholders approved a resolution ratifying the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2018.

The tabulation of votes with respect to each of these matters is set forth below:

Election of Directors

 

Director Nominee		Votes For		Votes Withheld		Broker Non-votes
Seth G. Barkett		1,460,393		20,001		460,437
Raymond E. Cabillot		1,460,958		19,436		460,437
William R. Foudray		1,460,793		19,601		460,437
Gary S. Kohler		1,460,358		20,036		460,437
Peter McClung		1,463,293		17,101		460,437
John A. Reeves		1,460,993		19,401		460,437
Andrew J. Stumpf		1,441,958		38,436		460,437
Nicholas J. Swenson		1,463,258		17,136		460,437
Travis Swenson		1,460,993		19,401		460,437

Advisory Vote on Executive Compensation

 

Votes For		Votes Against		Votes Abstained		Broker Non-votes
1,469,837		7,706		2,850		460,438

Ratification of Appointment of Independent Registered Public Accounting Firm

 

Votes For		Votes Against		Votes Abstained
1,911,770		23,308		5,753

There were no broker non-votes with respect to the ratification of the independent registered public accounting firm.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: December 14, 2017

 

 

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