UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Winn Interests, Ltd. 800 N. SHORELINE 1900 N. TOWER CORPUS CHRISTI, TX 78401 |
 |  X |  |  |
/s/ Michael W. Calley | 10/19/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 523,386 of these shares of Common Stock are held of record by Winn Interests, Ltd. ("Winn Interests"). Each of Charles Winn, Tom Winn and Southern Winn are 33% limited partners of Winn Interests and, as a result, have shared voting and dispositive power over the shares held by Winn Interests. Each of Charles Winn, Tom Winn and Southern Winn disclaim beneficial ownership of the shares held by Winn Interests except to the extent of his proportionate pecuniary interest therein. In addition, Charles Winn owns 3440 shares of Common Stock directly and 3559 shares of Common Stock through his rollover IRA, and may be deemed to beneficially own 1440 shares of Common Stock owned directly by his wife, which beneficial ownership he disclaims. |