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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (right to buy) | $ 43.32 | (5) | 12/07/2020 | Common Stock | 9,000 | 9,000 | D | ||||||||
Employee Stock Options (right to buy) | $ 43.73 | (5) | 11/28/2021 | Common Stock | 10,000 | 10,000 | D | ||||||||
Employee Stock Options (right to buy) | $ 61.59 | (5) | 11/28/2022 | Common Stock | 7,600 | 7,600 | D | ||||||||
Employee Stock Options (right to buy) | $ 71.75 | (5) | 11/25/2023 | Common Stock | 7,600 | 7,600 | D | ||||||||
Employee Stock Options (right to buy) | $ 79.66 | (5) | 11/24/2024 | Common Stock | 8,300 | 8,300 | D | ||||||||
Employee Stock Options (right to buy) | $ 70.91 | (6) | 11/23/2025 | Common Stock | 13,400 | 13,400 | D | ||||||||
Employee Stock Options (right to buy) | $ 107.65 | (7) | 11/21/2026 | Common Stock | 10,000 | 10,000 | D | ||||||||
Employee Stock Options (right to buy) | $ 127.67 | (8) | 11/20/2027 | Common Stock | 9,000 | 9,000 | D | ||||||||
Employee Stock Options (right to buy) | $ 124.9 | (9) | 11/26/2028 | Common Stock | 8,800 | 8,800 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MERK GREGORY P 28601 CLEMENS ROAD WESTLAKE, OH 44145 |
Executive Vice President |
Gina A. Beredo | 03/01/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On February 28, 2019, the Company awarded 6,408 restricted shares under the Company's 2012 Stock Incentive and Award Plan, all of which will vest on February 28, 2021. |
(2) | The total holdings include 74 shares accrued from dividend payments through participation in the Directors Deferred Compensation Plan and pursuant to the Company's Dividend Reinvestment Plan. |
(3) | Based on a review of records, it has been determined that the number of common shares directly owned by the reporting person was overstated on the Form 4 filed on January 3 because 379 common shares held indirectly were mistakenly included in the total of directly held common shares. The total number of common shares directly held has been corrected on this Form 4. |
(4) | Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c). |
(5) | All such options have fully vested. |
(6) | The options vest in 4 equal annual installments beginning on November 23, 2016. |
(7) | The options vest in 4 equal annual installments beginning on November 21, 2017. |
(8) | The options vest in 4 equal annual installments beginning on November 20, 2018. |
(9) | The options vest in 4 equal annual installments beginning on November 26, 2019. |