UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) (1) | 08/15/2013 | 08/14/2023 | Common Stock | 40,000 | $ 1.56 | D | Â |
Stock Option (Right to Buy) (2) | 12/05/2013 | 12/04/2023 | Common Stock | 20,000 | $ 2.01 | D | Â |
Stock Option (Right to Buy) (3) | 12/04/2014 | 12/03/2024 | Common Stock | 30,000 | $ 1.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Donini Oreola 29 EMMONS DRIVE, SUITE C-10 PRINCETON, NJ 08540 |
 |  |  Senior Vice President and CSO |  |
/s/ Oreola Donini | 12/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock option is vested as to 10,000 shares and vests as to the remainder at a rate of 2,500 shares on each three (3) month anniversary of August 15, 2013. |
(2) | The stock option is vested as to 5,000 shares and vests as to the remainder at a rate of 1,250 shares on each three (3) month anniversary of December 5, 2013. |
(3) | The stock option is vested as to 7,500 shares and vests as to the remainder at a rate of 1,875 shares on each three (3) month anniversary of December 4, 2014. |