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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A Units of Operating Partnership | (4) | 12/31/2018 | C | 33,327 | (4) | (4) | Class A Common Shares | 33,327 | $ 0 | 2,640,000 (5) | I | See Footnote (1) | |||
Class A Units of Operating Partnership | (4) | (4) | (4) | Class A Common Shares | 48,119,891 | 48,119,891 (6) | I | See Footnote (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Singelyn David P. C/O AMERICAN HOMES 4 RENT 30601 WEST AGOURA ROAD, SUITE 200 AGOURA HILLS, CA 91301 |
X | X | Chief Executive Officer |
David Singelyn | 01/02/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | By LLC formed for the benefit of the reporting person and his family and of which the reporting person is manager. |
(2) | Securities previously held by AH LLC. Reporting person was the sole manager of AH LLC and had voting and investment control over the securities held by AH LLC. Reporting person disclaimed beneficial ownership of the securities held by AH LLC except to the extent of his pecuniary interest therein. |
(3) | Securities held by HF. Reporting person is the sole manager of HF and has voting and investment control over the securities held by HF. Reporting person disclaims beneficial ownership of the securities held by HF. |
(4) | The Class A Units are redeemable for cash or convertible into Class A Common Shares on a one -for-one basis; beginning one year after the date of issuance (subject to certain limitations set forth in the operating partnership agreement). Class A Units do not have expiration dates. |
(5) | Includes 430,970 Class D units automatically converted on a one-for-one basis on September 30, 2016. |
(6) | Includes 7,757,463 Class D units automatically converted on a one-for-one basis on September 30, 2016. |