FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CNA Financial Corporation
Address: 333 S. Wabash
Chicago,IL 60604
13F File Number: 28-346
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lawrence J. Boysen
Title: Senior Vice President and Corporate Controller
Phone: (312) 822 5653
Signature, Place, and Date of Signing:
/s/ Lawrence J. Boysen Chicago, IL 02/14/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Assets reported herein are described as having shared
investment discretion among Loews Corporation, CNA Financial
Corporation, The Continental Corporation and Continental Casualty
Company. Each of the foregoing entities specifically disclaims
ownership of any securities in this report which are not
beneficially owned by that entity and states that such assets
are solely under the control of its board of directors. The
characterization of shared investment discretion with parent
holding companies is made solely as a consequence of SEC
interpretations regarding control of the subsidiary through
share ownership. Loews Corporation owns approximately 90%
of the outstanding shares of CNA Financial Corporation; CNA
Financial Corporation owns 100% of the outstanding shares of
The Continental Corporation; and The Continental Corporation owns
100% of the outstanding shares of Continental Casualty Company.
Loews Corporation will report separately on securities over which
it has investment discretion which are not part of this report.
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 173
Form 13F Information Table Value Total: $410,257 (in thousands)
List of Other Included Managers:
No. 13F File Number Name
1 28-217 Loews Corporation
2 28-172 The Continental Corporation
3 28-387 Continental Casualty Company
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
ABBOTT LABORATORIES COM 002824100 2,040 31,150 SH DEFINED 1,2,3 31,150
ACTUANT CORP CL A 00508X203 1,289 46,175 SH DEFINED 1,2,3 46,175
AEROPOSTALE INC COM 007865108 1,028 79,000 SH DEFINED 1,2,3 79,000
AMERICAN EQUITY INVT LIFE COM 025676206 1,135 92,925 SH DEFINED 1,2,3 92,925
AMERICAN INTERNATIONAL GRP COM 026874784 2,284 64,700 SH DEFINED 1,2,3 64,700
AMERICAN REPROGRAPHICS CO COM 029263100 334 130,375 SH DEFINED 1,2,3 130,375
AMGEN INC COM 031162100 4,310 50,000 SH DEFINED 1,2,3 50,000
ANADARKO PETROLEUM CORP COM 032511107 13,060 175,756 SH DEFINED 1,2,3 175,756
ANIXTER INTERNATIONAL INC COM 035290105 293 4,575 SH DEFINED 1,2,3 4,575
ANTEC CORP COM 04269Q100 430 28,800 SH DEFINED 1,2,3 28,800
APACHE CORP COM 037411105 5,103 65,000 SH DEFINED 1,2,3 65,000
APOLLO GROUP INC CL A 037604105 1,428 68,250 SH DEFINED 1,2,3 68,250
ARGAN INC COM 04010E109 205 11,377 SH DEFINED 1,2,3 11,377
ARGO GROUP INTERNATIONAL COM G0464B107 1,285 38,250 SH DEFINED 1,2,3 38,250
ARTIO GLOBAL INVESTORS INC CL A 04315B107 193 101,800 SH DEFINED 1,2,3 101,800
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
ASPEN INSURANCE HOLDINGS SHS G05384105 1,216 37,900 SH DEFINED 1,2,3 37,900
ASSURANT INC COM 04621X108 4,757 137,075 SH DEFINED 1,2,3 137,075
AVNET INC COM 053807103 3,311 108,175 SH DEFINED 1,2,3 108,175
BAKER HUGHES INC COM 057224107 1,789 43,800 SH DEFINED 1,2,3 43,800
BANK OF AMERICA CORP COM 060505104 1,696 146,050 SH DEFINED 1,2,3 146,050
BANK OF NEW YORK COM 064058100 2,670 103,897 SH DEFINED 1,2,3 103,897
BARRICK GOLD CORP COM 067901108 3,221 92,006 SH DEFINED 1,2,3 92,006
BBCN BANCORP INC COM 073295107 1,181 102,050 SH DEFINED 1,2,3 102,050
BECTON DICKINSON & CO COM 075887109 1,763 22,550 SH DEFINED 1,2,3 22,550
BLUEKNIGHT ENERGY PARTNERS COM 09625U109 2,237 339,910 SH DEFINED 1,2,3 339,910
BP PLC SPONS 055622104 2,967 71,264 SH DEFINED 1,2,3 71,264
BRADY CORPORATIO CL A 104674106 1,584 47,425 SH DEFINED 1,2,3 47,425
CABOT OIL & GAS CORP COM 127097103 1,567 31,500 SH DEFINED 1,2,3 31,500
CAL DIVE INTERNATIONAL INC COM 12802T101 374 216,200 SH DEFINED 1,2,3 216,200
CALLAWAY GOLF COMPANY COM 131193104 186 28,600 SH DEFINED 1,2,3 28,600
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
CANADIAN NATURAL RESOURCES COM 136385101 577 20,000 SH DEFINED 1,2,3 20,000
CAPITAL LEASE FUNDING INC COM 140288101 1,000 179,481 SH DEFINED 1,2,3 179,481
CAPITAL PRODUCT PARTNERS COM Y11082107 1,974 300,000 SH DEFINED 1,2,3 300,000
CARPENTER TECHNOLOGY COM 144285103 372 7,200 SH DEFINED 1,2,3 7,200
CASH AMERICA INTL INC COM 14754D100 254 6,400 SH DEFINED 1,2,3 6,400
CASTLE (A.M.) & CO COM 148411101 706 47,800 SH DEFINED 1,2,3 47,800
CIRCOR INTERNATIONAL INC COM 17273K109 992 25,050 SH DEFINED 1,2,3 25,050
CITIGROUP INC COM 172967424 5,734 144,936 SH DEFINED 1,2,3 144,936
COCA COLA CO COM 191216100 602 16,600 SH DEFINED 1,2,3 16,600
COMCAST CORP CL A 20030N200 8,980 250,000 SH DEFINED 1,2,3 250,000
CONSECO INC COM 12621E103 1,386 148,600 SH DEFINED 1,2,3 148,600
CON-WAY INC COM 205944101 1,337 48,050 SH DEFINED 1,2,3 48,050
CURTISS-WRIGHT CORP COM 231561101 1,060 32,275 SH DEFINED 1,2,3 32,275
DANA HOLDING CORP COM 235825205 942 60,324 SH DEFINED 1,2,3 60,324
DEERE & CO COM 244199105 4,105 47,500 SH DEFINED 1,2,3 47,500
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
DELL COMPUTER CORP COM 24702R101 1,477 145,675 SH DEFINED 1,2,3 145,675
DELPHI AUTOMOTIVE PLC SHS G27823106 2,354 61,550 SH DEFINED 1,2,3 61,550
DENBURY RESOURCES INC COM 247916208 2,511 155,000 SH DEFINED 1,2,3 155,000
DEVON ENERGY CORP COM 25179M103 4,189 80,500 SH DEFINED 1,2,3 80,500
DEVRY INC COM 251893103 623 26,250 SH DEFINED 1,2,3 26,250
DIAMONDROCK HOSPITALITY CO COM 252784301 952 105,771 SH DEFINED 1,2,3 105,771
DIODES INC COM 254543101 1,226 70,675 SH DEFINED 1,2,3 70,675
EATON CORP PLC COM G29183103 1,572 29,020 SH DEFINED 1,2,3 29,020
ENBRIDGE ENERGY PARTNERS LP COM 29250R106 4,185 150,000 SH DEFINED 1,2,3 150,000
ENERGY TRANSFER EQUITY LP COM UNIT29273V100 4,193 92,200 SH DEFINED 1,2,3 92,200
ENGILITY HOLDINGS INC COM 29285W104 643 33,379 SH DEFINED 1,2,3 33,379
ENSCO INTERNATIONAL INC SHS CL AG3157S106 3,557 60,000 SH DEFINED 1,2,3 60,000
ENTERGY CORP COM 29364G103 1,626 25,500 SH DEFINED 1,2,3 25,500
EOG RESOURCES INC COM 26875P101 1,208 10,000 SH DEFINED 1,2,3 10,000
EXXON MOBIL CORP COM 30231G102 1,545 17,850 SH DEFINED 1,2,3 17,850
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
EZCORP INC CL A 302301106 740 37,200 SH DEFINED 1,2,3 37,200
FEDEX CORPORATION COM 31428X106 7,659 83,500 SH DEFINED 1,2,3 83,500
FORTUNE BRANDS HOME & SEC COM 34964C106 2,278 77,950 SH DEFINED 1,2,3 77,950
FRANKLIN RESOURCES INC COM 354613101 1,235 9,825 SH DEFINED 1,2,3 9,825
GENERAL MOTORS WARRANT 37045V118 1,064 54,576 SH DEFINED 1,2,3 54,576
GLOBAL CASH ACCESS INC COM 378967103 1,240 158,116 SH DEFINED 1,2,3 158,116
GOLDMAN SACHS GROUP INC COM 38141G104 1,923 15,075 SH DEFINED 1,2,3 15,075
GOOGLE INC CL A 38259P508 2,822 3,990 SH DEFINED 1,2,3 3,990
GOVERNMENT PROPERTIES INCOMECOM SHS 38376A103 237 9,900 SH DEFINED 1,2,3 9,900
GRAY TELEVISION INC COM 389375106 443 201,444 SH DEFINED 1,2,3 201,444
GREAT PLAINS ENERGY INC COM 391164100 402 19,800 SH DEFINED 1,2,3 19,800
GRIFFON CORPORATION COM 398433102 1,449 126,419 SH DEFINED 1,2,3 126,419
HALOZYME THERAPEUTICS INC COM 40637H109 252 37,525 SH DEFINED 1,2,3 37,525
HARSCO CORP COM 415864107 1,398 59,500 SH DEFINED 1,2,3 59,500
HARTE-HANKS INC COM 416196103 1,161 196,750 SH DEFINED 1,2,3 196,750
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
HERMAN MILLER INC COM 600544100 581 27,075 SH DEFINED 1,2,3 27,075
HESS CORP COM 42809H107 1,007 19,015 SH DEFINED 1,2,3 19,015
HEWLETT-PACKARD CO COM 428236103 5,849 410,428 SH DEFINED 1,2,3 410,428
HOSPITALITY PROPERTIES COM 44106M102 1,819 77,675 SH DEFINED 1,2,3 77,675
HUNTINGTON INGALLS IND COM 446413106 891 20,550 SH DEFINED 1,2,3 20,550
ICONIX BRAND GROUP INC COM 451055107 911 40,800 SH DEFINED 1,2,3 40,800
INGERSOLL RAND CO SHS G47791101 835 17,405 SH DEFINED 1,2,3 17,405
INGRAM MICRO INC CL A 457153104 1,266 74,850 SH DEFINED 1,2,3 74,850
Inorg Chem Nec COM 45768S105 741 21,498 SH DEFINED 1,2,3 21,498
INSIGHT ENTERPRISES INC COM 45765U103 1,024 58,968 SH DEFINED 1,2,3 58,968
INTERNATIONAL BUSINESS MACH COM 459200101 17,183 89,705 SH DEFINED 1,2,3 89,705
INTERVAL LEISURE GROUP COM 46113M108 299 15,435 SH DEFINED 1,2,3 15,435
INVESCO LTD SHS G491BT108 2,070 79,350 SH DEFINED 1,2,3 79,350
JAKKS PACIFIC INC COM 47012E106 803 64,106 SH DEFINED 1,2,3 64,106
JOHNSON & JOHNSON COM 478160104 5,013 71,505 SH DEFINED 1,2,3 71,505
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
JONES APPAREL GROUP INC COM 48020T101 1,153 104,234 SH DEFINED 1,2,3 104,234
JPMORGAN CHASE & COMPANY COM 46625H100 7,526 171,175 SH DEFINED 1,2,3 171,175
KAISER ALUMINUM CORP COM 483007704 469 7,600 SH DEFINED 1,2,3 7,600
KAPSTONE PAPER & PACKAGING COM 48562P103 402 18,100 SH DEFINED 1,2,3 18,100
KINDER MORGAN MANAGEMENT LLCSHS 49455U100 4,905 65,000 SH DEFINED 1,2,3 65,000
L-3 COMMUNICATIONS CORP COM 502424104 1,870 24,400 SH DEFINED 1,2,3 24,400
LABORATORY CRP OF AMER HLDGSCOM NEW 50540R409 864 9,975 SH DEFINED 1,2,3 9,975
LEGG MASON INC COM 524901105 2,913 113,264 SH DEFINED 1,2,3 113,264
LENNAR CORP CL B 526057302 396 12,980 SH DEFINED 1,2,3 12,980
LEXMARK INTL GROUP INC CL A 529771107 408 17,600 SH DEFINED 1,2,3 17,600
LINCOLN NATIONAL CORP IND COM 534187109 4,662 180,000 SH DEFINED 1,2,3 180,000
MARKWEST ENERGY PARTNERS LP UNIT LP 570759100 5,101 100,000 SH DEFINED 1,2,3 100,000
MASCO CORPORATION COM 574599106 1,531 91,875 SH DEFINED 1,2,3 91,875
MATTHEWS INTL CORP CL A 577128101 602 18,750 SH DEFINED 1,2,3 18,750
MEDTRONIC INC COM 585055106 2,304 56,175 SH DEFINED 1,2,3 56,175
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
MERCK & CO. INC. COM 58933Y105 3,802 92,867 SH DEFINED 1,2,3 92,867
METLIFE INC COM 59156R108 4,722 143,350 SH DEFINED 1,2,3 143,350
MI DEVELOPMENTS INC-CLASS A COM 387431109 1,102 29,000 SH DEFINED 1,2,3 29,000
MICROSOFT CORP COM 594918104 13,408 502,005 SH DEFINED 1,2,3 502,005
MILLER INDUSTRIES INC/TENN COM 600551204 167 10,962 SH DEFINED 1,2,3 10,962
MONSTER WORLDWIDE INC COM 611742107 720 128,050 SH DEFINED 1,2,3 128,050
MORGAN ST DEAN WITTER DISC COM 617446448 1,586 82,950 SH DEFINED 1,2,3 82,950
MUELLER WATER PRODUCTS INC COM 624758108 1,414 252,075 SH DEFINED 1,2,3 252,075
NATL PENN BCSHS INC COM 637138108 1,179 126,475 SH DEFINED 1,2,3 126,475
NELNET INC-CL A CL A 64031N108 402 13,500 SH DEFINED 1,2,3 13,500
NISOURCE INC COM 65473P105 2,439 97,980 SH DEFINED 1,2,3 97,980
NORTHROP GRUMMAN CORP COM 666807102 1,470 21,750 SH DEFINED 1,2,3 21,750
NRG ENERGY INC COM NEW 629377508 792 34,446 SH DEFINED 1,2,3 34,446
NV ENERGY INC COM 67073Y106 468 25,800 SH DEFINED 1,2,3 25,800
OCCIDENTAL PETROLEUM COM 674599105 6,895 90,000 SH DEFINED 1,2,3 90,000
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
ORACLE CORP COM 68389X105 12,026 360,915 SH DEFINED 1,2,3 360,915
OVERHILL FARMS INC COM 690212105 117 27,018 SH DEFINED 1,2,3 27,018
OWENS CORNING COM 690742101 1,563 42,250 SH DEFINED 1,2,3 42,250
PACIFIC ETHANOL INC COM 69423U206 314 992,389 SH DEFINED 1,2,3 992,389
PARK STERLING CORP COM 70086Y105 480 91,866 SH DEFINED 1,2,3 91,866
PARTNERRE LTD COM G6852T105 2,602 32,325 SH DEFINED 1,2,3 32,325
PFIZER INC COM 717081103 8,543 340,625 SH DEFINED 1,2,3 340,625
PHH CORP COM 693320202 1,094 48,100 SH DEFINED 1,2,3 48,100
PHOTOMEDEX INC COM 719358301 1,522 104,770 SH DEFINED 1,2,3 104,770
PIKE ELECTRIC CORP COM 721283109 427 44,750 SH DEFINED 1,2,3 44,750
PIONEER NATURAL RESOURCES COM 723787107 4,264 40,000 SH DEFINED 1,2,3 40,000
PITNEY-BOWES INC COM 724479100 558 52,473 SH DEFINED 1,2,3 52,473
PNC FINANCIAL CORP COM 693475105 1,485 25,469 SH DEFINED 1,2,3 25,469
PRIMERICA INC COM 74164M108 919 30,631 SH DEFINED 1,2,3 30,631
PROCTER & GAMBLE CO COM 742718109 1,505 22,165 SH DEFINED 1,2,3 22,165
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
PROTECTIVE LIFE CORP COM 743674103 523 18,300 SH DEFINED 1,2,3 18,300
RALCORP HOLDINGS INC COM 751028101 1,544 17,217 SH DEFINED 1,2,3 17,217
RENT-A-CENTER INC COM 76009N100 1,501 43,675 SH DEFINED 1,2,3 43,675
RENTECH NITROGEN PARTNERS COM 760113100 1,645 43,650 SH DEFINED 1,2,3 43,650
ROWAN COS INC SHS CL AG7665A101 2,345 75,000 SH DEFINED 1,2,3 75,000
ROYAL DUTCH SHELL PLC SPONS 780259206 2,533 36,739 SH DEFINED 1,2,3 36,739
SKECHERS USA INC CL A 830566105 702 37,942 SH DEFINED 1,2,3 37,942
SPDR GOLD TRUST SHS 78463V107 40,505 250,000 SH DEFINED 1,2,3 250,000
SPRINT CORP COM 852061100 2,176 383,839 SH DEFINED 1,2,3 383,839
STAPLES INC COM 855030102 5,536 485,622 SH DEFINED 1,2,3 485,622
STATE STREET CORP COM 857477103 1,899 40,400 SH DEFINED 1,2,3 40,400
SUPERIOR ENERGY SERVICES INCCOM 868157108 209 10,100 SH DEFINED 1,2,3 10,100
SYNOVUS FINANCIAL CORP COM 87161C105 392 160,050 SH DEFINED 1,2,3 160,050
TCF FINANCIAL CORP COM 872275102 1,308 107,675 SH DEFINED 1,2,3 107,675
TE CONNECTIVITY LTD REG SHS H84989104 2,044 55,075 SH DEFINED 1,2,3 55,075
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
TENET HEALTHCARE CORP COM 88033G407 283 8,725 SH DEFINED 1,2,3 8,725
THERMO FISHER SCIENTIFIC COM 883556102 1,042 16,338 SH DEFINED 1,2,3 16,338
THOR INDUSTRIES INC COM 885160101 558 14,900 SH DEFINED 1,2,3 14,900
TRANSMONTAIGNE PARTNERS LP COM UNIT89376V100 2,977 78,400 SH DEFINED 1,2,3 78,400
TRAVELERS COS INC COM 89417E109 10,055 140,000 SH DEFINED 1,2,3 140,000
TUPPERWARE CORP COM 899896104 519 8,100 SH DEFINED 1,2,3 8,100
TUTOR PERINI CORP COM 901109108 908 66,250 SH DEFINED 1,2,3 66,250
UAL CORP COM 910047109 1,219 52,130 SH DEFINED 1,2,3 52,130
UFP TECHNOLOGIES INC COM 902673102 345 19,243 SH DEFINED 1,2,3 19,243
UNITED STATIONERS INC COM 913004107 1,314 42,400 SH DEFINED 1,2,3 42,400
UNUM CORP COM 91529Y106 926 44,500 SH DEFINED 1,2,3 44,500
URANIUM ENERGY CORP COM 916896103 795 310,700 SH DEFINED 1,2,3 310,700
URS CORP COM 903236107 1,763 44,900 SH DEFINED 1,2,3 44,900
VALASSIS COMMUNICATIONS INC COM 918866104 1,870 72,550 SH DEFINED 1,2,3 72,550
VCA ANTECH INC COM 918194101 1,501 71,325 SH DEFINED 1,2,3 71,325
Column Column Column Column Column Column Column Column
1: 2: 3: 4: 5: 6: 7: 8:
Name Title Shares or Voting Authority
of of CUSIP Value Principal SH/ Put/ Investment Other ------------------
Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None
VIRTUS INVESTMENT PARTNERS COM 92828Q109 2,370 19,600 SH DEFINED 1,2,3 19,600
WEBSTER FINANCIAL CORP COM 947890109 892 43,400 SH DEFINED 1,2,3 43,400
WET SEAL INC CL A 961840105 201 72,900 SH DEFINED 1,2,3 72,900
WPX ENERGY INC COM 98212B103 3,617 243,060 SH DEFINED 1,2,3 243,060
WSFS FINANCIAL CORP COM 929328102 638 15,100 SH DEFINED 1,2,3 15,100
XEROX CORP COM 984121103 3,284 481,555 SH DEFINED 1,2,3 481,555
YAHOO! INC COM 984332106 2,181 109,576 SH DEFINED 1,2,3 109,576