SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Sandata Technologies, Inc.
(Name of Issuer)
Common Stock, $.001 par value per share
-------------------------------------------
(Title of Class of Securities)
779778204
(CUSIP Number)
Bert E. Brodsky
26 Harbor Drive
Port Washington, NY 11050
(516) 484-4400
with a copy to:
Linda C. Frazier, Esquire
Panza, Maurer & Maynard, P.A.
3600 North Federal Highway, Third Floor
Fort Lauderdale, Florida 33308
(954) 390-0100
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 28, 2002
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
Schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box: |X|
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- -------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Sandata Acquisition Corp.
----------- -------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- -------------------------------------------------------------------
3 SEC USE ONLY
----------- -------------------------------------------------------------------
00
----------- -------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- -------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
----------- -------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,816,598
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
1,816,598
--------- ---------------------------------------
10 SHARED DISPOSITIVE POWER
---------- -------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,816,598
---------- -------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*[x]
Excludes shares of common stock issuable upon exercise of presently
exercisable options to purchase in the aggregate 940,500 shares of
common stock which are held by Bert Brodsky, Hugh Freund and Gary
Stoller
---------- -------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
73.20%
---------- -------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
---------- -------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Bert E. Brodsky
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,426,457
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
1,426,457
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,426,457
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
45.4%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Hugh Freund
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 487,721
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
487,721
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- -------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
487,721
---------- -------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*[x]
Excludes 47,464 shares of common stock owned by Mr. Freund's
adult children. Mr. Freund disclaims any beneficial
interest in, or voting or dispositive control over, such shares.
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.6%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Gary Stoller
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 297,278
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
297,278
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
297,278
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.3%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Jessica Brodsky Miller
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 294,470
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
294,470
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,470
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.87%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
David Craig Brodsky
----------- ------------------------------------------------------------------
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 18,783
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
18,783
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,783
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.76%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Jeffrey Holden Brodsky
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 184,925
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
184,925
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
184,925
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.45%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Emily Freund
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 20,732
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
20,732
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,732
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.84%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Leland Freund
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 20,732
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
20,732
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,732
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.84%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
SCHEDULE 13D
-----------------------------------------------------
CUSIP No. 779778204
-----------------------------------------------------
----------- ------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Gertrude Kay
----------- ------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) [ ]
----------- ------------------------------------------------------------------
3 SEC USE ONLY
----------- ------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------- ------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
----------- ------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
US
----------------------------- --------- --------------------------------------
7 SOLE VOTING POWER
NUMBER OF 6,000
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--------- --------------------------------------
8 SHARED VOTING POWER
--------- --------------------------------------
9 SOLE DISPOSITIVE POWER
6,000
--------- --------------------------------------
10 SHARED DISPOSITIVE POWER
---------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,000
---------- ------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ]
---------- ------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.24%
---------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
---------- ------------------------------------------------------------------
Filers are making this joint filing pursuant to Rule 13d-1(k)(1) of the
Securities Exchange Act of 1934 (the "Exchange Act"). The Filers making this
joint filing have agreed to collectively pursue certain actions with respect to
the Common Stock of the Issuer as described in Item 4. Therefore, the Filers are
jointly filing this Schedule. In the aggregate, all the persons making this
joint filing own 73.2% of the outstanding Common Stock.
Item 1. Security and Issuer.
This Statement on Schedule 13D relates to shares of common stock, $.001 par
value per share (the "Common Stock"), of Sandata Technologies, Inc. a Delaware
corporation (the "Issuer"). The Issuer's principal executive office is located
at 26 Harbor Park Drive, Port Washington, NY 11050.
Item 2. Identity and Background.
(a) This Schedule 13D ("Schedule") is being filed on behalf of ten persons
(collectively, the "Filers") consisting of nine individuals, namely Bert E.
Brodsky, Hugh Freund, Gary Stoller, Jessica Brodsky Miller, David Craig Brodsky,
Jeffrey Holden Brodsky, Emily Freund, Leland Freund and Gertrude Kay and one
entity, namely Sandata Acquisition Corp. ("Acquisition"). Brodsky, Freund and
Stoller previously filed Schedule 13Gs with respect to the Common Stock of the
Issuer. This Schedule amends and updates the Schedule 13Gs previously filed by
Brodsky, Freund and Stoller. Neither Acquisition nor any of the other individual
Filers has previously filed a Schedule 13D or Schedule 13G with respect to the
common stock. An agreement of joint filing by and among the Filers is included
as Exhibit "A" hereto.
(b) The business address of each of the Filers is 26 Harbor Park Drive,
Port Washington, NY 11050.
(c) Acquisition is a corporation formed for the purpose of merging with and
into the Issuer with the Issuer being the surviving corporation. Each of
Brodsky, Freund and Stoller is an officer and director of the Issuer. Jessica
Brodsky Miller is an officer and director of Acquisition. She is also an
employee of Medical Arts Office Services, Inc. ("MAOS"). MAOS has its address at
26 Harbor Park Drive, Port Washington, New York 11050. Messrs. David Brodsky and
Jeffrey Brodsky are also officers of Acquisition and employees of MAOS. Emily
Freund is a sales representative for Another Line, Inc. located at 366 Fifth
Avenue, New York, New York 10001. Leland Freund is an account executive for
Comedy Central in Beverly Hills, California. Gertrude Kay is retired and
currently resides at Century Village in Deerfield Beach, Florida.
(d) During the last five years, none of the Filers, nor in the case of
Acquisition, its beneficial owner, director and/or officer, has been convicted
in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e) During the last five years, none of the Filers, nor, in the case of
Acquisition, its beneficial owner, director and/or officer, was a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree, or
final order enjoining future violations of, or prohibiting or mandating
activities subject to federal or state securities laws or finding any violation
with respect to such laws.
(f) Acquisition is a Delaware corporation. Each of the individual Filers is
a citizen of the United States.
Item 3. Source and Amount of Funds or Other Consideration.
This Schedule is not filed as a result of any sale or purchase of the
Common Stock by Acquisition. Instead, it is filed to provide notice of the
Filers' understanding to, collectively, pursue certain actions with respect to
the Common Stock. Upon the occurrence of certain events, the Filers intend to
contribute their shares of Common Stock to Acquisition in exchange for shares of
Acquisition.
The shares of Common Stock currently owned by the individual Filers were
purchased with personal funds.
Item 4. Purpose of Transaction.
On October 28, 2002, the Issuer announced that it had entered into an
Agreement and Plan of Merger dated as of October 28, 2002, by and among the
Issuer, Brodsky, Freund and Stoller (the "Key Stockholders") and Acquisition
(the "Merger Agreement"). The Merger Agreement provides for the merger of
Acquisition with and into the Issuer, with the Issuer continuing as the
surviving corporation (the "Merger"). The Key Stockholders have agreed to
contribute, and agreed to cause their immediate family members to contribute,
all of the Issuer's stock owned by them to Acquisition, prior to the effective
time of the Merger.
Other than as described in this Item and the Merger Agreement, none of the
Filers has any plans or proposals which relate to or would result in:
(a) The acquisition by any person of additional securities of the Issuer,
or the disposition of securities of the Issuer;
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Issuer or any of its subsidiaries;
(c) A sale or transfer of a material amount of assets of the Issuer or any
of its subsidiaries;
(d) Any change in the present Board of Directors or management of the
Issuer, including any plans or proposals to change the number or term of
directors or to fill any existing vacancies on the Board of Directors of the
Issuer;
(e) Any material change in the present capitalization or dividend policy of
the Issuer;
(f) Any other material change in the Issuer's business or corporate
structure;
(g) Changes in the Issuer's charter, by-laws, or instruments corresponding
thereto or any actions which may impede the acquisition or control of the Issuer
by any person;
(h) Causing a class of securities of the Issuer to be delisted from a
national securities exchange or to cease to be authorized to be quoted in an
inter-dealer quotation system of a registered national securities association;
(i) A class of equity securities of the Issuer becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or
(j) Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
(a)(b) To the best knowledge of each of the Filers, the number of shares of
Common Stock beneficially owned by each of the Filers is set forth correctly
herein. With respect to all of the Key Stockholders, the number of shares of
Common Stock attributable to them includes presently exercisable options to
purchase shares of Common Stock. With respect to Stoller, the number of shares
of Common Stock attributable to him includes shares of Common Stock held in
trust for the benefit of his children and for which he is the trustee. With
respect to Brodsky, the number of shares of Common Stock attributable to him
includes shares of Common Stock held in the name of his wife and his adult son
living in his household. With respect to Acquisition, the number of shares of
Common Stock set forth herein assumes that the other Filers have contributed the
shares of Common Stock owned by them to Acquisition and that any options owned
by such Filers have been cancelled. Upon contribution of the shares to
Acquisition, each of the Filers would have shared voting power of the shares.
(c) Not applicable.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships
with Respect to Securities of the Issuer.
--------------------------------------------------------
Currently there is no existing contract or agreement among the Filers with
respect to the shares. Notwithstanding the foregoing, it is the intention of the
individual Filers to, simultaneously with the closing of the Merger, contribute
their shares of Common Stock to Acquisition in exchange for shares of
Acquisition. Moreover, the Key Stockholders have agreed to vote, and have agreed
to cause their immediate family members to vote, all shares of the Issuer's
Common Stock held by them in favor of the Merger.
Item 7. Material to be Filed as Exhibits.
Exhibit "A" Agreement of Joint Filing dated effective as of October 28,
2002, by and among the Filers.
Exhibit "B" Agreement and Plan of Merger, dated as of October 28, 2002, by
and among Sandata Acquisition Corp., Bert E. Brodsky, Hugh Freund, Gary Stoller
and Sandata Technologies, Inc.(1)
-----------------------
(1) Denotes a document filed as an Exhibit to Form 8-K, Current Report, as
filed with the Securities and Exchange Commission on November 4, 2002, and
incorporated herein by reference.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
SANDATA ACQUISITION CORP.
By: /s/Jessica Brodsky Miller
Name: Jessica Brodsky Miller
Dated: November 20, 2002 Title: President
/s/Bert E. Brodsky
Dated: November 20, 2002 Bert E. Brodsky
/s/Hugh Freund
Dated: November 20, 2002 Hugh Freund
/s/Gary Stoller
Dated: November 20, 2002 Gary Stoller
/s/Jessica Brodsky Miller
Dated: November 20, 2002 Jessica Brodsky Miller
/s/David Craig Brodsky
Dated: November 20, 2002 David Craig Brodsky
/s/Jeffrey Holden Brodsky
Dated: November 20, 2002 Jeffrey Holden Brodsky
/s/Emily Freund
Dated: November 20, 2002 Emily Freund
/s/Hugh Freund as
attorney-in-fact
Dated: November 20, 2002 for Leland Freund
/s/Gerald Angowitz as
attorney-in-fact for
Dated: November 20, 2002 Gertrude Kay
EXHIBIT A
AGREEMENT OF JOINT FILING
Pursuant to Regulation 13d-1(k)(1) promulgated under the Securities
Exchange Act of 1934, as amended, the undersigned persons (the "Reporting
Persons") hereby agree to file with the U.S. Securities and Exchange Commission,
the Statement on Schedule 13D (the "Schedule") to which this Agreement of Joint
Filing is attached as an exhibit. Each of the Reporting Persons agrees that the
information set forth in the Schedule with respect to such person will be true,
complete and correct as of the date of the Schedule to the best of such
Reporting Person's knowledge and belief after reasonable inquiry. Each of the
Reporting Persons makes no representation as to the accuracy of the information
in the Schedule with respect to any other Reporting Persons. Each of the
Reporting Persons shall promptly notify the other Reporting Persons if any of
the information set forth in the Schedule shall be or become inaccurate in any
material respect of if he, she or it learns of information which would require
an amendment to the Schedule. The Reporting Persons hereby agree that the
Schedule, as so filed, is filed on behalf of each of them. This Agreement may be
executed in counterparts, each of which when so executed shall be deemed to be
an original, and all of which together shall be deemed to constitute one and the
same instrument.
IN WITNESS WHEREOF, the undersigned have executed this Agreement
effective as of the 20th day of November, 2002.
SANDATA ACQUISITION CORP.
By: /s/Jessica Brodsky Miller
Name: Jessica Brodsky Miller
Dated: November 20, 2002 Title: President
/s/Bert E. Brodsky
Dated: November 20, 2002 Bert E. Brodsky
/s/Hugh Freund
Dated: November 20, 2002 Hugh Freund
/s/Gary Stoller
Dated: November 20, 2002 Gary Stoller
/s/Jessica Brodsky Miller
Dated: November 20, 2002 Jessica Brodsky Miller
/s/David Craig Brodsky
Dated: November 20, 2002 David Craig Brodsky
/s/Jeffrey Holden Brodsky
Dated: November 20, 2002 Jeffrey Holden Brodsky
/s/Emily Freund
Dated: November 20, 2002 Emily Freund
/s/Hugh Freund as
attorney-in-fact for
Dated: November 20, 2002 Leland Freund
/s/Gerald Angowitz as
attorney-in-fact for
Dated: November 20, 2002 Gertrude Kay