1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
09/03/2016 |
09/03/2016 |
Common Stock, par value $.01
|
4,434
|
$
(1)
|
D
|
Â
|
Restricted Stock Units
|
Â
(2)
|
09/03/2017 |
Common Stock, par value $.01
|
4,066
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
09/03/2018 |
Common Stock, par value $.01
|
10,538
|
$
(3)
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
09/03/2021 |
Common Stock, par value $.01
|
18,378
|
$
23.78
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
09/03/2022 |
Common Stock, par value $.01
|
25,218
|
$
13.76
|
D
|
Â
|
125% Warrants to purchase Common Stock, par value $.01
|
09/03/2013 |
09/03/2018 |
Common Stock, par value $.01
|
169
(6)
|
$
14.93
|
D
|
Â
|
135% Warrants to purchase Common Stock, par value $.01
|
09/03/2013 |
09/03/2018 |
Common Stock, par value $.01
|
169
(6)
|
$
16.12
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These restricted stock units convert into common stock on a one-for-one basis. |
(2) |
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. |
(3) |
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. |
(4) |
This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date. |
(5) |
This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date. |
(6) |
Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. |