UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Robins Jeffrey A C/O GLG PARTNERS, INC. 399 PARK AVENUE, 38TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
ROMAN GLG TRUST C/O GLG PARTNERS, INC. 399 PARK AVENUE, 38TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
/s/ Jeffrey A. Robins | 02/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jeffrey A. Robins, in his capacity as trustee of the Roman GLG Trust | 02/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Jeffrey A. Robins holds the shares of common stock of GLG Partners, Inc. ("GLG") solely in its capacity as trustee of the Roman GLG Trust, a trust established for the benefit of Emmanuel Roman and his family. Mr. Robins does not have any pecuniary interest in these shares. On November 6, 2007, Mr. Robins, in his capacity as trustee of the Roman GLG Trust, filed an initial statement of beneficial ownership on Form 3 with respect to the shares of common stock of GLG held on behalf of the Roman GLG Trust. This amendment to the original Form 3 adds the Roman GLG Trust as an additional reporting person. There has been no change in the shares held on behalf of the Roman GLG Trust by Mr. Robins, in his capacity as trustee of the Roman GLG Trust, and the holdings of shares are being re-reported solely to gain access to the EDGAR system. |