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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Call Option | $ 10 | 03/01/2013 | 03/04/2013 | P | 6 | (2) | 04/20/2013 | Common Shares | 600 | $ 0.05 | 6 | I (1) | See Footnote (1) | ||
Call Option | $ 10 | 03/01/2013 | 03/04/2013 | P | 4 | (2) | 04/20/2013 | Common Shares | 400 | $ 0.05 | 10 | I (1) | See Footnote (1) | ||
Call Option | $ 10 | 03/01/2013 | 03/04/2013 | P | 11 | (2) | 05/18/2013 | Common Shares | 1,100 | $ 0.1 | 21 | I (1) | See Footnote (1) | ||
Call Option | $ 10 | 03/01/2013 | 03/04/2013 | P | 9 | (2) | 05/18/2013 | Common Shares | 900 | $ 0.1 | 30 | I (1) | See Footnote (1) | ||
Call Option | $ 7.5 | 03/01/2013 | 03/04/2013 | P | 6 | (2) | 04/20/2013 | Common Shares | 600 | $ 0.15 | 6 | I (1) | See Footnote (1) | ||
Call Option | $ 7.5 | 03/01/2013 | 03/04/2013 | P | 4 | (2) | 04/20/2013 | Common Shares | 400 | $ 0.15 | 10 | I (1) | See Footnote (1) | ||
Call Option | $ 7.5 | 03/01/2013 | 03/04/2013 | P | 34 | (2) | 05/18/2013 | Common Shares | 3,400 | $ 0.275 | 44 | I (1) | See Footnote (1) | ||
Call Option | $ 7.5 | 03/01/2013 | 03/04/2013 | P | 26 | (2) | 05/18/2013 | Common Shares | 2,600 | $ 0.275 | 70 | I (1) | See Footnote (1) | ||
Call Option | $ 10 | 03/05/2013 | 03/06/2013 | P | 19 | (2) | 04/20/2013 | Common Shares | 1,900 | $ 0.05 | 19 | I (1) | See Footnote (1) | ||
Call Option | $ 10 | 03/05/2013 | 03/06/2013 | P | 15 | (2) | 04/20/2013 | Common Shares | $ 1,500 | $ 0.05 | 34 | I (1) | See Footnote (1) | ||
Call Option | $ 7.5 | 03/05/2013 | 03/06/2013 | P | 17 | (2) | 05/18/2013 | Common Shares | 1,700 | $ 0.35 | 17 | I (1) | See Footnote (1) | ||
Call Option | $ 7.5 | 03/05/2013 | 03/06/2013 | P | 13 | (2) | 05/18/2013 | Common Shares | 1,300 | $ 0.35 | 40 | I (1) | See Footnote (1) | ||
Call Option | $ 15 | 06/05/2013 | 06/06/2013 | S | 6 | (2) | 07/20/2013 | Common Shares | 600 | $ 0.75 | 6 | I (1) | See Footnote (1) | ||
Call Option | $ 15 | 06/05/2013 | 06/06/2013 | S | 4 | (2) | 07/20/2013 | Common Shares | 400 | $ 0.75 | 10 | I (1) | See Footnote (1) | ||
Call Option | $ 15 | 07/30/2013 | 07/31/2013 | S | 11 | (2) | 09/21/2013 | Common Shares | 1,100 | $ 1 | 11 | I (1) | See Footnote (1) | ||
Put Option | $ 12.5 | 10/31/2013 | 11/01/2013 | S | 6 | (2) | 12/21/2013 | Common Shares | 600 | $ 0.9 | 6 | I (1) | See Footnote (1) | ||
Put Option | $ 12.5 | 10/31/2013 | 11/01/2013 | S | 4 | (2) | 12/21/2013 | Common Shares | 400 | $ 0.9 | 10 | I (1) | See Footnote (1) | ||
Put Option | $ 12.5 | 11/12/2013 | 11/13/2013 | S | 2 | (2) | 12/21/2013 | Common Shares | 200 | $ 0.9 | 2 | I (1) | See Footnote (1) | ||
Put Option | $ 12.5 | 11/12/2013 | 11/13/2013 | S | 2 | (2) | 12/21/2013 | Common Shares | 200 | $ 0.9 | 4 | I (1) | See Footnote (1) | ||
Put Option | $ 10 | 12/10/2013 | 12/11/2013 | S | 6 | (2) | 02/22/2014 | Common Shares | 600 | $ 0.45 | 6 | I (1) | See Footnote (1) | ||
Put Option | $ 10 | 12/10/2013 | 12/11/2013 | S | 5 | (2) | 02/22/2014 | Common Shares | 500 | $ 0.45 | 11 | I (1) | See Footnote (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIMA SENVEST MANAGEMENT, L.L.C. 540 MADISON AVENUE 32ND FLOOR NEW YORK, NY 10022 |
X | |||
MASHAAL RICHARD R C/O RIMA SENVEST MANAGEMENT, L.L.C. 540 MADISON AVENUE, 32ND FLOOR NEW YORK, NY 10022 |
X |
RIMA Senvest Management, L.L.C. By: /s/ Richard Mashaal, Managing Member | 08/01/2014 | |
**Signature of Reporting Person | Date | |
/s/ Richard Mashaal | 08/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which RIMA Senvest Management, L.L.C. ("RIMA") serves as investment manager or general partner. Richard Mashaal is the managing member of RIMA. RIMA and Mr. Mashaal may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of RIMA's position as investment manager or general partner of the Investment Vehicles and Mr. Mashaal's status as the managing member of RIMA. |
(2) | Immediately exercisable |
Remarks: Form 4 - 1 of 9 |