UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
(RULE 14d-100)
Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of
the Securities Exchange Act of 1934
GLG Partners, Inc.
(Name of Subject Company (Issuer) and Filing Person (Offeror))
Warrants to Purchase Common Stock
(Title of Class of Securities)
37929X 115
(CUSIP Number of Class of Securities)
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| Alejandro San Miguel, Esq.
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Copies to: |
General Counsel and Corporate Secretary
GLG Partners, Inc.
399 Park Avenue, 38th Floor
New York, NY 10022
Telephone: (212) 224-7200
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Sey-Hyo Lee, Esq.
Chadbourne & Parke LLP
30 Rockefeller Plaza
New York, NY 10112
Telephone: (212) 408-5100 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications on Behalf of Filing Persons)
Calculation Of Filing Fee
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Transaction Valuation |
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Amount of Filing Fee |
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Not Applicable |
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Not Applicable |
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o Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify
the filing with which the offsetting fee was previously paid. Identify the previous filing by
registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: Not Applicable |
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Filing Party: Not Applicable |
Form or Registration No.: Not Applicable |
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Date Filed: Not Applicable |
þ Check the box if the filing relates solely to preliminary communications made before the
commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which the statement relates:
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third-party tender offer subject to Rule 14d-1.
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issuer tender offer subject to Rule 13e-4.
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going-private transaction subject to Rule 13e-3.
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amendment to Schedule 13D under Rule 13d-2.
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Check the following box if the filing is a final amendment reporting the results of the tender
offer: o
INFORMATION TO BE INCLUDED IN THE REPORT
THIS COMMUNICATION IS NOT AN OFFER TO PARTICIPATE IN THE TENDER OFFER FOR THE WARRANTS
DESCRIBED HEREIN. WHEN AND IF THE TENDER OFFER IS COMMENCED, A TENDER OFFER STATEMENT AND
ADDITIONAL MATERIALS WILL BE MADE AVAILABLE. IN THAT EVENT, INVESTORS ARE URGED TO READ THE TENDER
OFFER STATEMENT AND RELATED MATERIALS BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION. INVESTORS
AND STOCKHOLDERS WILL BE ABLE TO OBTAIN THESE MATERIALS FREE OF CHARGE ON THE SEC’S WEBSITE,
www.sec.gov, AND WILL RECEIVE INFORMATION AT AN APPROPRIATE TIME ON HOW TO OBTAIN TENDER OFFER
MATERIALS FOR FREE FROM GLG. SUCH MATERIALS ARE NOT CURRENTLY AVAILABLE AND THEIR AVAILABILITY IS
SUBJECT TO THE DETERMINATION TO COMMENCE THE TENDER OFFER.
This Tender Offer Statement on Schedule TO (this “Schedule TO”) is filed by GLG Partners, Inc.
(“GLG”). This Schedule TO relates to preliminary communications made by GLG before the
commencement of an offer by GLG to purchase all of the outstanding warrants to purchase common
stock of GLG, at a purchase price of $0.129 per warrant. The preliminary communications were made
in a preliminary proxy statement filed by GLG on August 27, 2010, a copy of which is attached hereto as Exhibit 1.
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| Exhibit 1.
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Preliminary
Proxy Statement dated August 27, 2010. |
Dated: August 27, 2010