As filed with the U.S. Securities and Exchange Commission on November 12, 2004
Registration No. 333-11510
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT TO
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
For Depositary Shares Evidenced by American Depositary Receipts
INFINEON TECHNOLOGIES AG
(Exact name of issuer of deposited securities as specified in its charter)
n/a
(Translation of issuer's
name into English)
Federal Republic of Germany
(Jurisdiction of incorporation or organization of issuer)
JPMORGAN CHASE BANK
(Exact name of depositary as specified in its charter)
4 New York Plaza, New York, NY 10004
Telephone (212) 623-0636
(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)
Infineon Technologies North America Corporation
1730 North First Street
San Jose, California 95112
(888) 463-4636
(Address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
Scott A. Ziegler, Esq.
Ziegler, Ziegler & Associates LLP
570 Lexington Avenue, 44th Floor
New York, New York 10022
(212) 319-7600
It is proposed that this filing become effective under Rule 466
ý immediately upon filing
o on (Date) at (Time)
If a separate registration statement has been filed to register the deposited shares, check the following box. o
CALCULATION OF REGISTRATION FEE
Title of each class of Securities to be registered |
Amount to be registered |
Proposed maximum aggregate price per unit |
Proposed maximum aggregate offering price |
Amount of registration fee |
||||
---|---|---|---|---|---|---|---|---|
American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one ordinary share of Infineon Technologies AG | N/A | N/A | N/A | N/A | ||||
PART I
INFORMATION REQUIRED IN PROSPECTUS
The Prospectus consists of the proposed form of American Depositary Receipt ("ADR" or "American Depositary Receipt") included as Exhibit A to the Amendment No. 1 to Deposit Agreement filed as Exhibit (a)(2) to this Registration Statement, which is incorporated herein by reference.
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
|
Item Number and Caption |
Location in Form of ADR Filed Herewith as Prospectus |
||||
---|---|---|---|---|---|---|
1. | Name of depositary and address of its principal executive office | Face, introductory paragraph and final sentence on face. | ||||
2. |
Title of ADR and identity of deposited securities |
Face, top center and introductory paragraph |
||||
Terms of Deposit |
||||||
(i) |
The amount of deposited securities represented by one unit of ADRs |
Face, upper right corner and introductory paragraph |
||||
(ii) |
The procedure for voting, if any, the deposited securities |
Reverse, paragraph (13) |
||||
(iii) |
The collection and distribution of dividends |
Face, paragraphs (4), (7) and (9); Reverse, paragraph (11) |
||||
(iv) |
The transmission of notices, reports and proxy soliciting material |
Face, paragraphs (3) and (10) Reverse, paragraph (13) |
||||
(v) |
The sale or exercise of rights |
Face, paragraphs (4) and (9); Reverse, paragraph (11) |
||||
(vi) |
The deposit or sale of securities resulting from dividends, splits or plans of reorganization |
Face, paragraphs (4) and (7); Reverse, paragraphs (11) and (14) |
||||
(vii) |
Amendment, extension or termination of the deposit agreement |
Reverse, paragraphs (16) and (17) (no provision for extension) |
||||
(viii) |
Rights of holders of ADRs to inspect the transfer books of the Depositary and the lists of holders of ADRs |
Face, paragraph (2) |
||||
(ix) |
Restrictions upon the right to deposit or withdraw the underlying securities |
Face, paragraphs (1), (2), (4) and (7) |
||||
(x) |
Limitation upon the liability of the Depositary and/or the Company |
Reverse, paragraph (15) |
||||
3. |
Description of all fees and charges which may be imposed directly or indirectly against the holders of ADRs |
Face, paragraph (9) |
Item Number and Caption |
Location in Form of ADR Filed Herewith as Prospectus |
|
---|---|---|
2(b) Statement that the foreign issuer is subject to the periodic reporting requirements of the Securities Exchange Act of 1934 and, accordingly, files certain reports with the Securities and Exchange Commission | Face, paragraph (10) |
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
(a)(2) Form of Amendment No. 1 to Deposit Agreement.
(e) Certification under Rule 466.
Pursuant to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank on behalf of the legal entity created by the Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in The City of New York, State of New York, on November 12, 2004.
Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares | |||
By: |
JPMORGAN CHASE BANK, as Depositary |
||
By: |
/s/ JOSEPH M. LEINHAUSER |
||
Name: | Joseph M. Leinhauser | ||
Title: | Vice President |
Pursuant to the requirements of the Securities Act of 1933, Infineon Technologies AG certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, on November 12, 2004.
INFINEON TECHNOLOGIES AG | |||
By: |
/s/ DR. WOLFGANG ZIEBART |
||
Name: | Dr. Wolfgang Ziebart | ||
Title: | Chief Executive Officer and Member of the Management Board |
||
By: |
/s/ PETER J. FISCHL |
||
Name: | Peter J. Fischl | ||
Title: | Chief Financial Officer and Member of the Management Board |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment to Registration Statement on Form F-6 has been signed by the following persons in the capacities indicated as of November 12, 2004.
Name |
|
Title |
||
---|---|---|---|---|
/s/ DR. WOLFGANG ZIEBART Dr. Wolfgang Ziebart |
Chief Executive Officer and Member of the Management Board |
|||
/s/ PETER BAUER Peter Bauer |
Chief Sales and Marketing Officer and Member of the Management Board |
|||
/s/ PETER J. FISCHL Peter J. Fischl |
Chief Financial Officer and Member of the Management Board |
|||
/s/ DR. ANDREAS VON ZITZEWITZ Dr. Andreas von Zitzewitz |
Chief Operating Officer and Member of the Management Board |
|||
/s/ ROBERT HAWLICZEK Robert Hawliczek |
Chief Accounting Officer |
|||
/s/ ROBERT LeFORT Robert LeFort |
Authorized Representative in the United States |
Exhibit Number |
|
Sequentially Numbered Page |
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(a)(2) | Form of Amendment to Deposit Agreement. | ||
(e) | Rule 466 Certification |