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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
December
01, 2017
Barclays PLC and
Barclays Bank PLC
(Names
of Registrants)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report is a joint Report on Form 6-K filed by Barclays PLC and
Barclays
Bank
PLC. All of the issued ordinary share capital of Barclays Bank PLC
is
owned
by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
Exhibit
No. 1
|
Total
Voting Rights dated 01 November 2017
|
Exhibit
No. 2
|
Notice
of Redemption of RCIs dated 13 November 2017
|
Exhibit
No. 3
|
Publication
of Drawdown Prospectus dated 14 November 2017
|
Exhibit
No. 4
|
Publication
of a Drawdown Prospectus dated 21 November 2017
|
Exhibit
No. 5
|
Redemption
Notice dated 27 November 2017
|
|
|
__________________________________________________________________________________
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, each of
the registrants has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
BARCLAYS
PLC
|
|
(Registrant)
|
Date:
December 01, 2017
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
BARCLAYS
BANK PLC
|
|
(Registrant)
|
Date:
December 01, 2017
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Exhibit
No. 1
1
November 2017
Barclays PLC - Total Voting Rights
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the
market that as of 31 October 2017, Barclays PLC's issued share
capital consists of 17,044,449,463 Ordinary shares with voting
rights.
There
are no ordinary shares held in Treasury.
The
above figure (17,044,449,463) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For
further information, please contact:
Investor Relations
|
Media Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44 (0)
20 7116 4755
|
Exhibit
No. 2
Notice of Redemption and Cancellation of Listing to the Holders
of
Barclays Bank PLC
U.S.$1,250,000,000
(Outstanding U.S.$117,151,000) 7.434% Step-up Callable Perpetual
Reserve Capital Instruments
(the "RCIs")
ISIN (Reg S RCIs): XS0322792010
ISIN (144A RCIs): US06739GAD16
NOTICE
IS HEREBY GIVEN by Barclays Bank PLC (the "Company") that the Company will fully
redeem all of the outstanding RCIs on 15 December 2017 (the
"Redemption Date"), in
accordance with Condition 7(b) of the RCIs. The outstanding
RCIs will be redeemed on the Redemption Date at a price equal to
100 per cent. of their principal amount plus accrued but unpaid
interest from, and including, 15 June 2017 to, but excluding, the
Redemption Date. Accordingly, the listing of the RCIs on the
Official List of the FCA and the admission of the RCIs to trading
on the Regulated Market of the London Stock Exchange plc will be
cancelled on, or shortly after, 18 December
2017.
Barclays Bank PLC
13
November 2017
Exhibit
No. 3
Publication of Drawdown Prospectus
The
following drawdown prospectus (the "Drawdown Prospectus") is available for
viewing:
Drawdown Prospectus in relation to Barclays PLC's issue of EUR
500,000,000 0.625 per cent. Notes due 2023 under the Barclays PLC
and Barclays Bank PLC £60,000,000,000 Debt Issuance
Programme.
Please
read the disclaimer below "Disclaimer - Intended Addressees"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/4744W_-2017-11-14.pdf
A copy
of the Drawdown Prospectus has been submitted to the National
Storage Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the
following before continuing: The following applies to the
Drawdown Prospectus available by clicking on the link above, and
you are therefore advised to read this carefully before reading,
accessing or making any other use of the Drawdown Prospectus. In
accessing the Drawdown Prospectus, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The
Drawdown Prospectus referred to above must be read in conjunction
with the base prospectus dated 28 February 2017 as supplemented by
the supplemental base prospectus dated 4 May 2017 and 31 July 2017
and 27 October 2017 which together constitute a base prospectus
(the "Prospectus") for the
purposes of the Prospectus Directive (Directive 2003/71/EC, as
amended).
THE
DRAWDOWN PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN
AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER
WHATSOEVER. THE DRAWDOWN PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE
THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED
IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT
OF 1933, AS AMENDED (THE "SECURITIES ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE DRAWDOWN PROSPECTUS IN WHOLE OR
IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY
RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS
OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE DRAWDOWN PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE DRAWDOWN PROSPECTUS MAY NOT BE
OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN
ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE
SECURITIES ACT.
Please
note that the information contained in the Drawdown Prospectus and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Drawdown Prospectus and/or the Prospectus) only
and is not intended for use and should not be relied upon by any
person outside these countries and/or to whom the offer contained
in the Drawdown Prospectus and/or the Prospectus is not addressed.
Prior to relying on the information
contained in the Drawdown Prospectus and/or Prospectus you must
ascertain from the Drawdown Prospectus and Prospectus whether or
not you are part of the intended addressees of the information
contained therein.
Confirmation of your Representation: In order to be eligible
to view the Drawdown Prospectus or make an investment decision with
respect to any Notes issued or to be issued pursuant to the
Drawdown Prospectus, you must be a person other than a U.S. person
(within the meaning of Regulation S under the Securities Act). By
accessing the Drawdown Prospectus, you shall be deemed to have
represented that you are not a U.S. person, and that you consent to
delivery of the Drawdown Prospectus via electronic
publication.
You are
reminded that the Drawdown Prospectus has been made available to
you on the basis that you are a person into whose possession the
Drawdown Prospectus may be lawfully delivered in accordance with
the laws of the jurisdiction in which you are located and you may
not, nor are you authorised to, deliver the Drawdown Prospectus to
any other person.
The
Drawdown Prospectus does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Drawdown Prospectus constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Drawdown Prospectus,
in any jurisdiction in which such offer, solicitation or sale would
be unlawful.
The
Drawdown Prospectus has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Drawdown Prospectus made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 4
Publication of Drawdown Prospectus
The
following drawdown prospectus (the "Drawdown Prospectus") is available for
viewing:
Drawdown Prospectus in relation to Barclays PLC's issue of SGD
200,000,000 3.750 per cent. Fixed Rate Resetting Subordinated
Callable Notes due 2030 under the Barclays PLC and Barclays Bank
PLC £60,000,000,000 Debt Issuance Programme.
Please
read the disclaimer below "Disclaimer - Intended Addressees"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/1519X_-2017-11-21.pdf
A copy
of the Drawdown Prospectus has been submitted to the National
Storage Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the
following before continuing: The following applies to the
Drawdown Prospectus available by clicking on the link above, and
you are therefore advised to read this carefully before reading,
accessing or making any other use of the Drawdown Prospectus. In
accessing the Drawdown Prospectus, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The
Drawdown Prospectus referred to above must be read in conjunction
with the base prospectus dated 28 February 2017 as supplemented by
the supplemental base prospectus dated 4 May 2017 and 31 July 2017
and 27 October 2017 which together constitute a base prospectus
(the "Prospectus") for the
purposes of the Prospectus Directive (Directive 2003/71/EC, as
amended).
THE
DRAWDOWN PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN
AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER
WHATSOEVER. THE DRAWDOWN PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE
THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED
IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT
OF 1933, AS AMENDED (THE "SECURITIES ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE DRAWDOWN PROSPECTUS IN WHOLE OR
IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY
RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS
OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE DRAWDOWN PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE DRAWDOWN PROSPECTUS MAY NOT BE
OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN
ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE
SECURITIES ACT.
Please
note that the information contained in the Drawdown Prospectus and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Drawdown Prospectus and/or the Prospectus) only
and is not intended for use and should not be relied upon by any
person outside these countries and/or to whom the offer contained
in the Drawdown Prospectus and/or the Prospectus is not addressed.
Prior to relying on the information
contained in the Drawdown Prospectus and/or Prospectus you must
ascertain from the Drawdown Prospectus and Prospectus whether or
not you are part of the intended addressees of the information
contained therein.
Confirmation of your Representation: In order to be eligible
to view the Drawdown Prospectus or make an investment decision with
respect to any Notes issued or to be issued pursuant to the
Drawdown Prospectus, you must be a person other than a U.S. person
(within the meaning of Regulation S under the Securities Act). By
accessing the Drawdown Prospectus, you shall be deemed to have
represented that you are not a U.S. person, and that you consent to
delivery of the Drawdown Prospectus via electronic
publication.
You are
reminded that the Drawdown Prospectus has been made available to
you on the basis that you are a person into whose possession the
Drawdown Prospectus may be lawfully delivered in accordance with
the laws of the jurisdiction in which you are located and you may
not, nor are you authorised to, deliver the Drawdown Prospectus to
any other person.
The
Drawdown Prospectus does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Drawdown Prospectus constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Drawdown Prospectus,
in any jurisdiction in which such offer, solicitation or sale would
be unlawful.
The
Drawdown Prospectus has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Drawdown Prospectus made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 5
Notice of Redemption and Cancellation of Listing to the Holders
of
Barclays Bank PLC
GBP
500,000,000 Fixed/Floating Rate Subordinated Callable Notes due
2023
(the "Notes")
ISIN: XS0334370565
NOTICE
IS HEREBY GIVEN by Barclays Bank PLC (the "Company") that the Company will fully
redeem all of the outstanding Notes on 16 January 2018 (the
"Redemption Date"), in
accordance with the terms and conditions of the Notes. The
outstanding Notes will be redeemed on the Redemption Date at a
price equal to 100 per cent. of their principal amount plus accrued
but unpaid interest from, and including, 16 January 2017 to, but
excluding, the Redemption Date. Accordingly, the listing of the
Notes on the Official List of the FCA and the admission of the
Notes to trading on the Regulated Market of the London Stock
Exchange plc will be cancelled on, or shortly after, 17 January
2018.
Barclays Bank PLC
27
November 2017