1.
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Name of Reporting Persons
Estate of Alyn R. Holt |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
|
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3.
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SEC use only
|
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4.
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Source of Funds (see instructions)
PF |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
U.S.A. |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
733,204 |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
733,204 |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
733,204 |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
7.0% |
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14.
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Type of Reporting Person*
IN |
1.
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Name of Reporting Persons
Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14 |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
|
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3.
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SEC use only
|
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
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☐
|
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6.
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Citizen or Place of Organization
New Jersey |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
150,427 |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
150,427 |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
150,427 |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
1.4% |
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14.
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Type of Reporting Person*
OO |
1.
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Name of Reporting Persons
Kristen Holt Thompson |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
|
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3.
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SEC use only
|
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
|
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6.
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Citizen or Place of Organization
U.S.A. |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
911,035 |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
911,035 |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
911,035 |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
8.8% |
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14.
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Type of Reporting Person*
IN |
1.
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Name of Reporting Persons
Holt Charitable Remainder Unitrust u/a Dated 5/22/00 |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
|
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3.
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SEC use only
|
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
|
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6.
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Citizen or Place of Organization
New Jersey |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
115,000 |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
115,000 |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
115,000 |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
1.1% |
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14.
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Type of Reporting Person*
OO |
1.
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Name of Reporting Persons
Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03 |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
|
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3.
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SEC use only
|
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
|
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6.
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Citizen or Place of Organization
New Jersey |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
260,000 |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
260,000 |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
260,000 |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
2.5% |
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14.
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Type of Reporting Person*
OO |
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Item 5.
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Interest in Securities of the Issuer.
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a.
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See Items 11 and 13 on the cover page.
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b.
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See Items 7 through 10 on the cover page.
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c.
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See Annex A.
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d.
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No person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities reported on herein, other than the direct owner of such shares.
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e.
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Not applicable.
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By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Executor Estate of Alyn R. Holt
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By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Trustee Holt Charitable Remainder Unitrust u/a Dated 5/22/00 |
By:
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/s/ David A. Sirignano*
Kristen Holt Thompson |
By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Trustee Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03 |
By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Trustee Connie Holt GST Exempt Residuary Trust u/a Dated 12/10/14 * Pursuant to Power of Attorney filed as Exhibit 99.1 to the Schedule13D/A, filed on June 19, 2017.
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Transaction Date
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Shares Acquired
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Shares Disposed
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Price Per Share
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Description of Transaction
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July 5, 2017
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0
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8,577
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$6.7564
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Sale pursuant to a Rule 10b5-1 plan by Estate of Alyn R. Holt
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July 10, 2017
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0
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30,900
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$6.7599
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Sale pursuant to a Rule 10b5-1 plan by Estate of Alyn R. Holt
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July 11, 2017
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0
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81,900
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$6.9728
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Sale pursuant to a Rule 10b5-1 plan by Estate of Alyn R. Holt
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July 12, 2017
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0
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50,401
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$7.0068
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Sale pursuant to a Rule 10b5-1 plan by Estate of Alyn R. Holt
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July 13, 2017
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0 | 150,000 | $6.9125 |
Sale pursuant to a Rule 10b5-1 plan by Estate of Alyn R. Holt
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