CUSIP
No. 68618K106
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1
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Names
of Reporting Persons
INVENTAGES
WHEALTH MANAGEMENT, INC.
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|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
x
(b)
o
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3
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SEC
USE ONLY
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|||
4
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SOURCE
OF FUNDS
WC
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|||
5
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CHECK IF DISCLOSURE
OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
o
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6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
THE
BAHAMAS
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|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER |
0
|
|
8
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SHARED VOTING POWER |
181,045,919*
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9
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SOLE DISPOSITIVE POWER |
0
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||
10
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SHARED DISPOSITIVE POWER |
181,045,919*
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||
11
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
181,045,919*
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|||
12
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
o
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|||
13
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
85.9%**
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|||
14
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TYPE
OF REPORTING PERSON
CO
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*
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Includes
convertible promissory notes convertible into 35,714,286 Shares (as
defined herein) and warrants exercisable into
5,535,715.
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**
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See Item 5(a),
(b).
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CUSIP
No. 68618K106
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1
|
Names
of Reporting Persons
W.HEALTH
L.P.
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|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
x
(b)
o
|
|||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
WC
|
|||
5
|
CHECK IF DISCLOSURE
OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
THE
BAHAMAS
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER |
0
|
|
8
|
SHARED VOTING POWER |
181,045,919*
|
||
9
|
SOLE DISPOSITIVE POWER |
0
|
||
10
|
SHARED DISPOSITIVE POWER |
181,045,919*
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
181,045,919*
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
o
|
|||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
85.9%**
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
*
|
Includes
convertible promissory notes convertible into 35,714,286 Shares (as
defined herein) and warrants exercisable into
5,535,715.
|
**
|
See Item 5(a),
(b).
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CUSIP
No. 68618K106
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1
|
Names
of Reporting Persons
WOLFGANG
REICHENBERGER
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2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
x
(b)
o
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|||
3
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SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
N/A
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|||
5
|
CHECK IF DISCLOSURE
OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
o
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|||
6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
AUSTRIA
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|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER |
0
|
|
8
|
SHARED VOTING POWER |
181,045,919*
|
||
9
|
SOLE DISPOSITIVE POWER |
0
|
||
10
|
SHARED DISPOSITIVE POWER |
181,045,919*
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
181,045,919*
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
o
|
|||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
85.9%**
|
|||
14
|
TYPE
OF REPORTING PERSON
IN
|
*
|
Includes
convertible promissory notes convertible into 35,714,286 Shares (as
defined herein) and warrants exercisable into
5,535,715.
|
**
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See Item 5(a),
(b).
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CUSIP
No. 68618K106
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1
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Names
of Reporting Persons
GUNNAR
WEIKERT
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2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
x
(b)
o
|
|||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
N/A
|
|||
5
|
CHECK IF DISCLOSURE
OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
GERMANY
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|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER |
0
|
|
8
|
SHARED VOTING POWER |
181,045,919*
|
||
9
|
SOLE DISPOSITIVE POWER |
0
|
||
10
|
SHARED DISPOSITIVE POWER |
181,045,919*
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
181,045,919*
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
o
|
|||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
85.9%**
|
|||
14
|
TYPE
OF REPORTING PERSON
IN
|
*
|
Includes
convertible promissory notes convertible into 35,714,286 Shares (as
defined herein) and warrants exercisable into
5,535,715.
|
**
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See Item 5(a),
(b).
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·
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those
certain convertible promissory notes with an aggregate principal amount of
$10.0 million (the “Convertible Notes”),
issued by the Issuer to W.Health under that certain Note and Warrant
Purchase Agreement, dated as of June 1, 2008, were amended and converted
into 132,653,061 shares of Common Stock (the “Converted Shares”),
representing a controlling interest in the Issuer (the “Amendment to the
Notes”);
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·
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the
Issuer granted W.Health a security interest in all of the assets of the
Issuer pursuant to a certain Security Agreement, dated as of February 11,
2009 (the “Security
Agreement”);
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·
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that
certain conditional warrant, which was issued by the Issuer to W.Health on
February 27, 2008, was amended to be immediately exercisable (the “Amendment to Conditional
Warrant”);
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·
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that
certain $3.0 million secured promissory note issued to W.Health on
December 2, 2008, was amended to extend its maturity date from June 2,
2009 to March 17, 2010 (the “Amendment to Secured Promissory
Note”);
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·
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that
certain Registration Rights Agreement, dated as of June 17, 2008, by and
between the Issuer and W.Health, was amended and restated (the “Amended and Restated
Registration Rights Agreement”), to, among other things, obligate
the Issuer to file a registration statement covering the Converted Shares
and the shares underlying the Note within ninety (90) days of the closing
of the Debt Financing, unless certain conditions have been
met;
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·
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Dave
Smith, Roy Bingham, Peter Meehan and Douglas Lioon resigned from the Board
of Directors;
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·
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Dr.
Reichenberger was appointed as a member of the Board of Directors,
effective immediately; and
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·
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Dr.
Bogdan von Rueckmann was appointed as a member of the Board of Directors,
to be effective not less than ten (10) days after the mailing of an
Information Statement pursuant to Section 14(f) of the Act to the
stockholders of the Issuer.
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·
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the
Board of Directors amended the Company’s amended and restated bylaws to
modify the quorum requirement for meetings of the Board of Directors (the
“Amendment to
Bylaws”). The Amendment to Bylaws provides that at least 2
directors nominated by W.Health must attend a meeting at which a majority
of the authorized directors are present in order to constitute a
quorum.
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Exhibit
1
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Note
Purchase Agreement (1)
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Exhibit
2
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Security
Agreement (2)
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Exhibit
3
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From
of Note (3)
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Exhibit
4
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Amendment
to the Notes (4)
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Exhibit
5
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Amendment
to Conditional Warrant (5)
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Exhibit
6
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Amendment
to Secured Promissory Note (6)
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Exhibit
7
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Amended
and Restated Registration Rights Agreement (7)
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Exhibit
8
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Amendment
to Bylaws (8)
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(1)
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Filed
as Exhibit 10.1 to the Issuer’s report on Form 8-K filed with the SEC on
February 11, 2009, and incorporated herein by
reference.
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(2)
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Filed
as Exhibit 10.2 to the Issuer’s report on Form 8-K filed with the SEC on
February 11, 2009, and incorporated herein by
reference.
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(3)
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Filed
as Exhibit 10.3 to the Issuer’s report on Form 8-K filed with the SEC on
February 11, 2009, and incorporated herein by
reference.
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(4)
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Filed
as Exhibit 10.4 to the Issuer’s report on Form 8-K filed with the SEC on
February 11, 2009, and incorporated herein by
reference.
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(5)
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Filed
as Exhibit 10.5 to the Issuer’s report on Form 8-K filed with the SEC on
February 11, 2009, and incorporated herein by
reference.
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(6)
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Filed
as Exhibit 10.6 to the Issuer’s report on Form 8-K filed with the SEC on
February 11, 2009, and incorporated herein by
reference.
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(7)
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Filed
as Exhibit 10.7 to the Issuer’s report on Form 8-K filed with the SEC on
February 11, 2009, and incorporated herein by
reference.
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(8)
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Filed
as Exhibit 3.2 to the Issuer’s report on Form 8-K filed with the SEC on
February 19, 2009, and incorporated herein by
reference.
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INVENTAGES
WHEALTH MANAGEMENT, INC.
|
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/s/ Gunnar
Weikert
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/s/ Wolfgang
Reichenberger
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Gunnar
Weikert
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Wolfgang
Reichenberger
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W.HEALTH
LP.
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/s/ Gunnar
Weikert
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/s/ Wolfgang
Reichenberger
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Gunnar
Weikert
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Wolfgang
Reichenberger
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GUNNAR
WEIKERT
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/s/ Gunnar
Weikert
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Gunnar
Weikert
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WOLFGANG
REICHENBERGER
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/s/ Wolfgang
Reichenberger
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Wolfgang
Reichenberger
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