1)
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Names of Reporting Persons --
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2)
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Check the Appropriate Box if a Member of a Group (See Instructions)
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3)
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SEC Use Only--------------------------------------
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4)
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Citizenship or Place of Organization ARKANSAS
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Number of Shares
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5)
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Sole Voting Power
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-0-
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Beneficially
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6)
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Shared Voting Power
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-0-
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Owned by Each
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7)
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Sole Dispositive Power
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1,084,549
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Reporting
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8)
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Shared Dispositive Power
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-0-
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Person With
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person -- 1,084,549 shares
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10)
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
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11)
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Percent of Class Represented by Amount in Row 9.... 6.68%
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12)
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Type of Reporting Person (See Instruction) EP
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Item 1(a)
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Name of Issuer: SIMMONS FIRST NATIONAL CORPORATION
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Item 1(b)
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Address of Issuer's Principal Executive Offices:
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Item 2(a)
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Name of Person Filing:
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Item 2(b)
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Address of Principal Business Office or, if none, Residence:
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Item 2(c)
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Citizenship: ARKANSAS
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Item 2(d)
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Title of Class of Securities: CLASS A COMMON STOCK
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Item 2(e)
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CUSIP Number: 828730200
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Item 3.
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If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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[ ]
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Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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[ ]
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Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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[ ]
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Investment Adviser in accordance with 240.13d-1(b)(1)(ii)(E);
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(f)
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[x]
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Employee Benefit Plan or Endowment Fund in accordance with 240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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Parent Holding Company or control person, in accordance with 240.13d-1(b)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3);
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(j)
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[ ]
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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
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(k)
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[ ]
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Group, in accordance with §240.13d–1(b)(1)(ii)(K).
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Item 4.
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Ownership
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(a)
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Amount Beneficially Owned: 1,084,549
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(b)
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Percent of Class: 6.68%
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or direct the vote -0-
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(ii)
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shared power to vote or direct the vote -0-
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(iii)
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sole power to dispose or to direct the disposition of 1,084,549
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(iv)
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shared power to dispose or to direct the disposition of -0-
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Item 5.
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Ownership of Five Percent or Less of a Class. NOT APPLICABLE
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. NOT APPLICABLE.
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Item 8.
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Identification and Classification of Members of the Group. NOT APPLICABLE.
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Item 9.
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Notice of Dissolution of Group. NOT APPLICABLE.
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Item 10.
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Certifications.
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1/16/14 | /s/ Joe Clement | ||
Date |
Signature
Joe Clement, President
Simmons First Trust Company, N.A., Trustee, Simmons First
National Corporation Employee Stock Ownership Plan
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