UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock option (right to buy) | 10/03/2008(1) | 10/03/2017 | Common stock | 50,000 | $ 4.5 | D | Â |
Stock option (right to buy) | 06/11/2009(2) | 06/11/2018 | Common stock | 15,000 | $ 3.3 | D | Â |
Stock option (right to buy) | 07/24/2010(3) | 07/24/2019 | Common stock | 55,000 | $ 9.88 | D | Â |
Stock option (right to buy) | 07/23/2011(4) | 07/23/2020 | Common stock | 40,000 | $ 9.14 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARROWS CRAIG 22 CHESNUT STREET SALEM, MA 01970 |
 |  |  Vice-President,General Counsel |  |
Craig Barrows | 11/17/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercisable as to 12500 shares commencing on 10/3/2008, 12500 shares commencing on 10/3/2009, 12500 shares commencing on 10/3/2010 and 12500 shares commencing on 10/3/2011 |
(2) | Exercisable as to 5000 shares commencing on 6/11/2009, 5000 shares commencing on 6/11/2010 and 5000 shares commencing on 6/11/2011 |
(3) | Exercisable as to 18333 shares commencing on 7/24/2010, 18334 shares commencing on 7/24/2011 and 18333 shares commencing on 7/24/2012 |
(4) | Exercisable as to 13333 shares commencing on 7/23/2011, 13334 shares commencing on 7/23/2012 and 13333 shares commencing on 7/23/2013 |