UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 17, 2018
US ECOLOGY, INC.
(Exact name of Registrant as specified in its Charter)
| Delaware | 0-11688 | 95-3889638 | ||
| (State or other jurisdiction) | (Commission File Number) | (I.R.S. Employer Identification Number) |
| 101 S. Capitol Blvd., Suite 1000 Boise, Idaho |
83702 | |
| (Address of principal executive offices) | (Zip Code) |
(208) 331-8400
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ¨
Item 7.01. Regulation FD Disclosure.
Attached as Exhibit 99.1 and furnished for purposes of Regulation FD are news releases related to an accident at our Grand View, Idaho facility on November 17, 2018. A copy of the news releases are attached as Exhibit 99.1, 99.2 and 99.3 to this Current Report.
In accordance with general instruction B.2 of Form 8-K, the information in this report (including Exhibit 99.1, 99.2 and 99.3) are furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liability of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.
Item 9.01. Financial Statements and Exhibits.
The following exhibits relating to Item 7.01 shall be deemed to be furnished, and not filed:
(d) Exhibits
News Release of US Ecology, Inc. dated November 17, 2018
News Release of US Ecology, Inc dated November 17, 2018
News Release of US Ecology, Inc. dated November 18, 2018
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| US Ecology, Inc. | |
|
(Registrant) | |
| Date: November 20, 2018 | /s/ Eric L. Gerratt |
|
Eric L. Gerratt Executive Vice President, Chief Financial Officer and Treasurer |
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EXHIBIT INDEX
| 3 |